AWM Investment Company, Inc. Q3 2022 Filing

Filed November 14, 2022

Portfolio Value

$658K

Holdings

122

Report Date

Q3 2022

Filing Type

13F-HR

All Holdings (122 positions)

#	Stock	Shares	Value	% Portfolio
101	—Medicenna Therapeutics Corp.	1,330,000	$1.1M	167.71%
102	—Shapeways Holdings, Inc.	1,641,308	$1.0M	155.70%
103	—eMagin Corporation @1.55 1/29/	890,000	$1.0M	152.05%
104	ETONEton Pharmaceuticals, Inc.	463,320	$973K	147.95%
105	QTM1EURQuantum Corp.	830,994	$897K	136.39%
106	CDNACareDx, Inc.	50,000	$851K	129.40%
107	—Sonendo, Inc.	754,576	$807K	122.71%
108	NUVBNuvation Bio, Inc.	355,000	$795K	120.88%
109	—Assure Holdings Corp(CND need	1,219,069	$780K	118.60%
110	MOBMobilicom, Ltd. (Australia)	426,656	$768K	116.78%
111	EGLXEnthusiast Gaming Holdings, In	897,100	$765K	116.32%
112	—Accelerate Diagnostics, Inc.	491,100	$746K	113.43%
113	CYRXCryoport, Inc.	30,000	$731K	111.15%
114	—eMagin Corporation	1,119,887	$662K	100.66%
115	—INVO Bioscience, Inc.	623,860	$661K	100.51%
116	VMDViemed Healthcare, Inc. (US)	107,214	$643K	97.77%
117	—Sigma Labs, Inc.	697,785	$569K	86.52%
118	NEONNeonode, Inc.	153,200	$536K	81.50%
119	SIENUSDSientra, Inc.	799,766	$512K	77.85%
120	BITFBitfarms, Ltd. of Canada	439,396	$461K	70.10%
121	51AAmerican Public Education, Inc	50,070	$458K	69.64%
122	WAVEEco Wave Power Global AB (Swe	119,000	$458K	69.64%
123	PLBYPLBY Group,Inc.	113,100	$456K	69.34%
124	DDIDoubleDown Interactive Co Ltd	50,153	$452K	68.73%
125	APDNApplied DNA Sciences, Inc.	400,000	$452K	68.73%
126	BITFBitfarms, Ltd. of Canada (Cana	410,000	$427K	64.93%
127	TKNOAlpha Teknova, Inc.	120,000	$401K	60.97%
128	BLINBridgeline Digital, Inc.	300,000	$393K	59.76%
129	SERASera Prognostics, Inc.	240,646	$385K	58.54%
130	—Greenbrook TMS, Inc. (Canada)	71,768	$193K	29.35%
131	—Ideal Power @8.90 8/5/25 9.99	39,366	$133K	20.22%
132	AQMSEURAqua Metals, Inc.	55,474	$42K	6.39%

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