AWM Investment Company, Inc. Q3 2022 Filing
Filed November 14, 2022
Portfolio Value
$657.7M
Holdings
122
Report Date
Q3 2022
Filing Type
13F-HR
All Holdings (122 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | DXLGDestination XL Group, Inc. | 9,870,434 | $53.5M | 8.13% | |
| 2 | PIImpinj, Inc. | 495,787 | $39.7M | 6.03% | |
| 3 | TAUSDTravelCenters of America LLC | 705,307 | $38.0M | 5.78% | |
| 4 | AEHRAehr Test Systems | 1,648,319 | $23.2M | 3.53% | |
| 5 | PPHMEURAvid Bioservices, Inc. | 1,178,826 | $22.5M | 3.43% | |
| 6 | PFSWUSDPfsweb, Inc. | 2,054,155 | $19.1M | 2.91% | |
| 7 | RGENRepligen Corporation | 100,000 | $18.7M | 2.85% | |
| 8 | ARGXargenx SE - ADR (Netherlands) | 50,000 | $17.7M | 2.68% | |
| 9 | OOMAOoma, Inc. | 1,409,948 | $17.3M | 2.64% | |
| 10 | KIDSOrthoPediatrics Corporation | 345,475 | $15.9M | 2.42% | |
| 11 | INFUInfusystem Holdings, Inc. | 2,000,000 | $14.0M | 2.13% | |
| 12 | QSequans Communications S.A. AD | 3,849,940 | $13.7M | 2.09% | |
| 13 | ADMAADMA Biologics, Inc. | 5,015,000 | $12.2M | 1.85% | |
| 14 | GNSSGenasys, Inc. | 4,349,544 | $12.0M | 1.83% | |
| 15 | LMATLeMaitre Vascular, Inc. | 230,000 | $11.7M | 1.77% | |
| 16 | VERUEURVeru, Inc. | 989,635 | $11.4M | 1.73% | |
| 17 | MRAMEverspin Technology, Inc. | 1,958,741 | $11.3M | 1.72% | |
| 18 | CEVACEVA, Inc. | 424,192 | $11.1M | 1.69% | |
| 19 | CNTCentury Casinos, Inc. | 1,644,037 | $10.8M | 1.64% | |
| 20 | DZSIQDZS, Inc. | 945,158 | $10.7M | 1.62% | |
| 21 | LPSNUSDLivePerson, Inc. | 1,031,724 | $9.7M | 1.48% | |
| 22 | SCTLSocietal CDMO, Inc. | 5,609,689 | $9.1M | 1.39% | |
| 23 | —RADA Electronic Industries,Ltd | 855,164 | $8.2M | 1.25% | |
| 24 | LOVELovesac Company, The | 392,096 | $8.0M | 1.22% | |
| 25 | —Gambling.com Group Ltd. | 1,036,011 | $7.9M | 1.20% | |
| 26 | AMSCAmerican Superconductor Corp | 1,784,192 | $7.8M | 1.19% | |
| 27 | NGSNatural Gas Services Group Inc | 769,233 | $7.7M | 1.17% | |
| 28 | RDCMRADCOM, Ltd. (Israel) | 578,312 | $6.6M | 1.00% | |
| 29 | UTIUniversal Technical Institute | 1,125,888 | $6.1M | 0.93% | |
| 30 | OPRXOptimizeRx Corporation | 400,143 | $5.9M | 0.90% | |
| 31 | —Oncocyte Corp. | 7,746,557 | $5.7M | 0.86% | |
| 32 | VICRVicor Corporation | 92,731 | $5.5M | 0.83% | |
| 33 | —voxeljet AG, ADR (Germany) | 1,707,413 | $5.4M | 0.82% | |
| 34 | UCTTUltra Clean Holdings, Inc. | 201,919 | $5.2M | 0.79% | |
| 35 | VMDViemed Healthcare, Inc.(Canada | 854,875 | $5.1M | 0.78% | |
| 36 | LASRnLight, Inc. | 533,136 | $5.0M | 0.77% | |
| 37 | KRTKarat Packaging, Inc. | 305,986 | $4.9M | 0.74% | |
| 38 | AIOTPowerFleet, Inc. | 1,579,956 | $4.9M | 0.74% | |
| 39 | EMKREUREMCORE Corporation | 2,781,094 | $4.6M | 0.71% | |
| 40 | SPROSpero Therapeutics, Inc. | 2,300,400 | $4.6M | 0.70% | |
| 41 | —Apollo Endosurgery, Inc. | 830,097 | $4.6M | 0.70% | |
| 42 | CNCEEURConcert Pharmaceuticals, Inc. | 666,661 | $4.5M | 0.68% | |
| 43 | TBCHTurtle Beach Corporation | 633,455 | $4.3M | 0.66% | |
| 44 | BLUBellus Health, Inc. (Canada) | 380,000 | $4.0M | 0.61% | |
| 45 | SPNEUSDSeaSpine Holdings Corp. | 671,950 | $3.8M | 0.58% | |
| 46 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $3.8M | 0.57% | |
| 47 | LTRXLantronix, Inc. | 760,533 | $3.7M | 0.56% | |
| 48 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $3.6M | 0.55% | |
| 49 | JPXAerovironment, Inc. | 40,208 | $3.4M | 0.51% | |
| 50 | WPRTWestport Fuel Systems, Inc. | 3,832,047 | $3.3M | 0.51% | |
| 51 | FRG1EURFranchise Group, Inc. | 131,912 | $3.2M | 0.49% | |
| 52 | BLZEBackblaze, Inc. | 639,902 | $3.2M | 0.48% | |
| 53 | DHXDHI Group, Inc. | 581,000 | $3.1M | 0.48% | |
| 54 | SSTIShotspotter, Inc. | 107,438 | $3.1M | 0.47% | |
| 55 | NDLSUSDNoodles & Co. | 652,803 | $3.1M | 0.47% | |
| 56 | ONEWOneWater Marine, Inc. - CL A | 99,567 | $3.0M | 0.46% | |
| 57 | —NeoGames S.A. (Luxembourg) | 226,500 | $2.9M | 0.44% | |
| 58 | RSVRReservior Media, Inc. | 587,732 | $2.9M | 0.44% | |
| 59 | AIRSAirSculpt Technologies, Inc. | 432,762 | $2.8M | 0.42% | |
| 60 | QUIKQuickLogic Corporation | 415,230 | $2.7M | 0.41% | |
| 61 | —Ideal Power @.001 (pre-funded) | 253,830 | $2.6M | 0.40% | |
| 62 | CTRNCiti Trends, Inc. | 167,028 | $2.6M | 0.39% | |
| 63 | —Edgio, Inc. | 930,735 | $2.6M | 0.39% | |
| 64 | MOVEMovano, Inc. | 900,000 | $2.5M | 0.38% | |
| 65 | —The Real Good Food Company, In | 360,267 | $2.3M | 0.35% | |
| 66 | NMTCNeuroOne Medical Technologies | 1,363,331 | $2.3M | 0.35% | |
| 67 | VEEETwin Vee PowerCats Co. | 930,062 | $2.3M | 0.35% | |
| 68 | UGROurban-gro, Inc. | 809,265 | $2.3M | 0.34% | |
| 69 | ECORGBPElectroCore, Inc. | 5,493,876 | $2.2M | 0.34% | |
| 70 | —Ideal Power, Inc. | 210,981 | $2.2M | 0.33% | |
| 71 | GAIAGaia, Inc. | 864,375 | $2.1M | 0.32% | |
| 72 | —VIQ Solutions, Inc. (Canada) | 3,343,326 | $2.1M | 0.32% | |
| 73 | MXCTMaxCyte, Inc. | 300,000 | $1.9M | 0.30% | |
| 74 | PRTCPureTech Health PLC-ADR (Brita | 70,000 | $1.9M | 0.29% | |
| 75 | ATOMAtomera Incorporated | 177,034 | $1.8M | 0.27% | |
| 76 | —Synchronoss Technologies, Inc. | 1,514,794 | $1.7M | 0.26% | |
| 77 | PFIEEURProfire Energy, Inc. | 2,007,245 | $1.7M | 0.26% | |
| 78 | KOPNKopin Corporation | 1,446,746 | $1.5M | 0.23% | |
| 79 | OPKOPKO Health, Inc. | 800,000 | $1.5M | 0.23% | |
| 80 | JOBGee Group, Inc. | 2,285,192 | $1.4M | 0.22% | |
| 81 | NNDMNano Dimension, Ltd. ADR (Isra | 563,126 | $1.3M | 0.20% | |
| 82 | —GAN, Ltd. (London) | 583,228 | $1.3M | 0.20% | |
| 83 | USIOUsio,Inc. | 949,142 | $1.2M | 0.19% | |
| 84 | QIPTQuipt Home Medical Corp. | 294,600 | $1.2M | 0.19% | |
| 85 | LVLULulu's Fashion Lounge Holdings | 254,500 | $1.2M | 0.18% | |
| 86 | LEGHLegacy Housing Corp. | 68,588 | $1.2M | 0.18% | |
| 87 | BLFSBioLife Solutions, Inc. | 50,000 | $1.1M | 0.17% | |
| 88 | PGNYProgyny, Inc. | 30,000 | $1.1M | 0.17% | |
| 89 | RUNSunrun, Inc. | 40,000 | $1.1M | 0.17% | |
| 90 | —Minerva Surgical, Inc. | 1,388,515 | $1.1M | 0.17% | |
| 91 | —Medicenna Therapeutics Corp. | 1,330,000 | $1.1M | 0.17% | |
| 92 | —Shapeways Holdings, Inc. | 1,641,308 | $1.0M | 0.16% | |
| 93 | ETONEton Pharmaceuticals, Inc. | 463,320 | $973K | 0.15% | |
| 94 | —Orbital Energy Group, Inc. | 2,006,380 | $953K | 0.14% | |
| 95 | —LiqTech International, Inc. | 2,430,141 | $926K | 0.14% | |
| 96 | QTM1EURQuantum Corp. | 830,994 | $897K | 0.14% | |
| 97 | CDNACareDx, Inc. | 50,000 | $851K | 0.13% | |
| 98 | —Sonendo, Inc. | 754,576 | $807K | 0.12% | |
| 99 | NUVBNuvation Bio, Inc. | 355,000 | $795K | 0.12% | |
| 100 | —Assure Holdings Corp(CND need | 1,219,069 | $780K | 0.12% |
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