AWM Investment Company, Inc. Q3 2021 Filing
Filed November 15, 2021
Portfolio Value
$1.0B
Holdings
119
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (119 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | DXLGDestination XL Group, Inc. | 11,081,793 | $67.8M | 6.66% | |
| 2 | OPRXOptimizeRx Corporation | 426,143 | $36.5M | 3.58% | |
| 3 | TAUSDTravelCenters of America LLC | 674,800 | $33.6M | 3.30% | |
| 4 | RGENRepligen Corporation | 100,000 | $28.9M | 2.84% | |
| 5 | PIImpinj, Inc. | 492,477 | $28.1M | 2.76% | |
| 6 | PPHMEURAvid Bioservices, Inc. | 1,233,000 | $26.6M | 2.61% | |
| 7 | PFSWUSDPfsweb, Inc. | 2,035,179 | $26.3M | 2.58% | |
| 8 | INFUInfusystem Holdings, Inc. | 2,000,000 | $26.1M | 2.56% | |
| 9 | ARGXargenx SE - ADR (Netherlands) | 80,000 | $24.2M | 2.37% | |
| 10 | GNSSGenasys, Inc. | 4,349,544 | $22.5M | 2.21% | |
| 11 | LOVELovesac Company, The | 322,039 | $21.3M | 2.09% | |
| 12 | LPSNUSDLivePerson, Inc. | 349,900 | $20.6M | 2.02% | |
| 13 | OOMAOoma, Inc. | 1,106,165 | $20.6M | 2.02% | |
| 14 | EMKREUREMCORE Corp. | 2,680,094 | $20.0M | 1.97% | |
| 15 | CNTCentury Casinos, Inc. | 1,482,988 | $20.0M | 1.96% | |
| 16 | KIDSOrthoPediatrics Corporation | 298,221 | $19.5M | 1.92% | |
| 17 | AEHRAehr Test Systems | 1,365,749 | $18.6M | 1.83% | |
| 18 | —NeoPhotonics Corporation | 1,920,722 | $16.7M | 1.64% | |
| 19 | CEVACEVA, Inc. | 368,037 | $15.7M | 1.54% | |
| 20 | VERUEURVeru, Inc. | 1,822,078 | $15.5M | 1.53% | |
| 21 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $15.3M | 1.50% | |
| 22 | TBCHTurtle Beach Corporation | 545,543 | $15.2M | 1.49% | |
| 23 | QSequans Communications S.A. AD | 3,202,480 | $14.1M | 1.38% | |
| 24 | PLBYPLBY Group,Inc. | 550,320 | $13.0M | 1.27% | |
| 25 | WPRTWestport Fuel Systems, Inc. | 3,832,047 | $12.6M | 1.24% | |
| 26 | AMSCAmerican Superconductor Corp | 854,534 | $12.5M | 1.22% | |
| 27 | LMATLeMaitre Vascular, Inc. | 230,000 | $12.2M | 1.20% | |
| 28 | MRAMEverspin Technology, Inc. | 1,878,597 | $12.2M | 1.19% | |
| 29 | —Assure Holdings Corp(CND/AMR) | 1,562,499 | $12.1M | 1.19% | |
| 30 | —LiqTech International, Inc. | 1,978,444 | $10.8M | 1.06% | |
| 31 | VICRVicor Corporation | 79,000 | $10.6M | 1.04% | |
| 32 | UCTTUltra Clean Holdings, Inc. | 246,627 | $10.5M | 1.03% | |
| 33 | AIOTPowerFleet, Inc. | 1,461,907 | $9.8M | 0.96% | |
| 34 | —Resonant, Inc. | 3,761,840 | $9.1M | 0.89% | |
| 35 | —voxeljet AG, ADR (Germany) | 992,778 | $9.1M | 0.89% | |
| 36 | SCTLRecro Pharma, Inc. | 4,269,081 | $8.8M | 0.86% | |
| 37 | UTIUniversal Technical Institute | 1,294,575 | $8.8M | 0.86% | |
| 38 | —RADA Electronic Industries Ltd | 817,071 | $8.7M | 0.85% | |
| 39 | —Zealand Pharma A/S (Denmark) | 297,226 | $8.6M | 0.84% | |
| 40 | SPNEUSDSeaSpine Holdings Corp. | 541,547 | $8.5M | 0.84% | |
| 41 | —Gambling.com Group Ltd. | 929,575 | $8.5M | 0.83% | |
| 42 | KRTKarat Packaging, Inc. | 400,000 | $8.4M | 0.83% | |
| 43 | —NeoGames S.A. (Luxembourg) | 226,500 | $8.3M | 0.82% | |
| 44 | TLSTelos Corp. | 287,181 | $8.2M | 0.80% | |
| 45 | GAIAGaia, Inc. | 801,236 | $7.6M | 0.75% | |
| 46 | SIENUSDSientra, Inc. | 1,322,284 | $7.6M | 0.74% | |
| 47 | KOPNKopin Corporation | 1,446,746 | $7.4M | 0.73% | |
| 48 | LASRnLight, Inc. | 260,000 | $7.3M | 0.72% | |
| 49 | NGSNatural Gas Services Group, In | 677,371 | $7.0M | 0.69% | |
| 50 | —GAN, Ltd. (London) | 471,870 | $7.0M | 0.69% | |
| 51 | SPROSpero Therapeutics, Inc. | 372,755 | $6.9M | 0.67% | |
| 52 | DZSIQDZS, Inc. | 549,143 | $6.7M | 0.66% | |
| 53 | RDCMRADCOM, Ltd. (Israel) | 578,312 | $6.6M | 0.65% | |
| 54 | —Misonix, Inc. | 249,239 | $6.3M | 0.62% | |
| 55 | BUEURBurcon NutraScience Corp. (Can | 3,902,823 | $6.1M | 0.60% | |
| 56 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $5.8M | 0.57% | |
| 57 | NDLSUSDNoodles & Co. | 480,403 | $5.7M | 0.56% | |
| 58 | CTRNCiti Trends, Inc. | 75,208 | $5.5M | 0.54% | |
| 59 | PRNProfound Medical Corp. (U.S.) | 348,939 | $5.1M | 0.50% | |
| 60 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $5.0M | 0.49% | |
| 61 | —EzFill Holdings, Inc. | 1,170,232 | $4.8M | 0.47% | |
| 62 | ECORGBPElectroCore, Inc. | 4,149,900 | $4.7M | 0.46% | |
| 63 | FRG1EURFranchise Group, Inc. | 131,912 | $4.7M | 0.46% | |
| 64 | —Greenbrook TMS, Inc. (Canada) | 612,147 | $4.5M | 0.45% | |
| 65 | ATOMAtomera Incorporated | 177,034 | $4.1M | 0.40% | |
| 66 | VMDViemed Healthcare, Inc.(Canada | 728,833 | $4.1M | 0.40% | |
| 67 | NUVBNuvation Bio, Inc. | 400,000 | $4.0M | 0.39% | |
| 68 | DDIDoubleDown Interactive Co. Ltd | 224,976 | $4.0M | 0.39% | |
| 69 | NMTCNeuroOne Medical Technologies | 1,000,001 | $4.0M | 0.39% | |
| 70 | —Orbital Energy Group, Inc. | 1,265,669 | $3.9M | 0.38% | |
| 71 | —Ideal Power @.001 (pre-funded) | 253,830 | $3.9M | 0.38% | |
| 72 | —INVO Bioscience, Inc. | 1,159,075 | $3.7M | 0.37% | |
| 73 | NEONNeonode, Inc. | 367,695 | $3.7M | 0.36% | |
| 74 | RSVRReservior Media, Inc. | 404,319 | $3.7M | 0.36% | |
| 75 | —Ideal Power, Inc. | 235,271 | $3.6M | 0.35% | |
| 76 | —Mudrick Capital Acquisition Co | 350,301 | $3.5M | 0.34% | |
| 77 | PGNYProgyny, Inc. | 60,000 | $3.4M | 0.33% | |
| 78 | UGROurban-gro, Inc. | 251,889 | $3.3M | 0.33% | |
| 79 | MOVEMovano, Inc. | 900,000 | $3.2M | 0.32% | |
| 80 | EGLXEnthusiast Gaming Holdings,Inc | 897,100 | $3.2M | 0.32% | |
| 81 | CDNACareDx, Inc. | 50,000 | $3.2M | 0.31% | |
| 82 | —Motorsports Games, Inc. | 218,494 | $3.1M | 0.31% | |
| 83 | ONEWOneWater Marine, Inc. - CL A | 76,571 | $3.1M | 0.30% | |
| 84 | OPKOPKO Health, Inc. | 800,000 | $2.9M | 0.29% | |
| 85 | SERASera Prognostics, Inc. | 259,737 | $2.9M | 0.28% | |
| 86 | DHXDHI Group, Inc. | 601,000 | $2.9M | 0.28% | |
| 87 | —Oncocyte Corp. | 717,000 | $2.6M | 0.25% | |
| 88 | —eMagin Corporation | 1,120,887 | $2.5M | 0.25% | |
| 89 | ETONEton Pharmaceuticals, Inc. | 500,000 | $2.5M | 0.25% | |
| 90 | BLUBellus Health, Inc. | 400,000 | $2.5M | 0.24% | |
| 91 | CMPSCompass Pathways PLC (Great B | 80,000 | $2.4M | 0.23% | |
| 92 | POLWQ1847 Goedeker, Inc 5/26/22-12/ | 1,333,000 | $2.2M | 0.22% | |
| 93 | QUIKQuickLogic Corporation | 415,230 | $2.2M | 0.22% | |
| 94 | —Sigma Labs, Inc. | 697,785 | $2.1M | 0.21% | |
| 95 | IDNIntellicheck, Inc. | 250,010 | $2.0M | 0.20% | |
| 96 | CYRXCryoport, Inc. | 30,000 | $2.0M | 0.20% | |
| 97 | ITIEURIteris, Inc. | 355,359 | $1.9M | 0.18% | |
| 98 | COOThe Cooper Companies, Inc. | 4,500 | $1.9M | 0.18% | |
| 99 | QIPTQuipt Home Medical Corp. | 294,600 | $1.9M | 0.18% | |
| 100 | RUNSunrun, Inc. | 40,000 | $1.8M | 0.17% |
Page 1 of 2Next