AWM Investment Company, Inc. Q3 2018 Filing
Filed November 9, 2018
Portfolio Value
$604.9M
Holdings
89
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (89 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | LPSNUSDLivePerson, Inc. | 1,461,659 | $37.9M | 6.27% | |
| 2 | —OptimizeRx Corporation | 1,367,925 | $24.6M | 4.07% | |
| 3 | OOMAOoma,Inc. | 1,321,281 | $21.9M | 3.63% | |
| 4 | —Corium International Inc. | 2,264,661 | $21.5M | 3.56% | |
| 5 | CEVACEVA, Inc. | 719,123 | $20.7M | 3.42% | |
| 6 | —NeoPhotonics Corporation | 2,371,183 | $19.7M | 3.25% | |
| 7 | KIDSOrthoPediatrics, Corp. | 459,418 | $16.8M | 2.78% | |
| 8 | —Adesto Technologies Corp. | 2,798,612 | $16.7M | 2.75% | |
| 9 | KOPNKopin Corporation | 6,614,094 | $16.0M | 2.65% | |
| 10 | TCMDTactile Systems Technology | 222,714 | $15.8M | 2.62% | |
| 11 | —LRAD Corporation | 4,950,706 | $15.1M | 2.50% | |
| 12 | SQNSSequans Communications - ADR | 9,264,157 | $13.2M | 2.17% | |
| 13 | LMATLeMaitre Vascular Inc. | 330,000 | $12.8M | 2.11% | |
| 14 | MRAMEverspin Technology, Inc. | 1,624,042 | $12.5M | 2.06% | |
| 15 | —Loxo Oncology, Inc. | 70,000 | $12.0M | 1.98% | |
| 16 | LOVELovesac Company, The | 420,000 | $10.5M | 1.73% | |
| 17 | AMSCAmerican Superconductor | 1,496,068 | $10.4M | 1.72% | |
| 18 | TBCHTurtle Beach Corporation | 519,543 | $10.4M | 1.71% | |
| 19 | CTRNCiti Trends, Inc. | 349,845 | $10.1M | 1.66% | |
| 20 | UCTTUltra Clean Holdings, Inc. | 760,000 | $9.5M | 1.58% | |
| 21 | PIImpinj, Inc. | 380,283 | $9.4M | 1.56% | |
| 22 | —DSP Group, Inc. | 775,140 | $9.2M | 1.52% | |
| 23 | MVISMicrovision, Inc. | 7,489,678 | $9.1M | 1.50% | |
| 24 | CDNACareDx, Inc. | 311,002 | $9.0M | 1.48% | |
| 25 | AXGNAxoGen, Inc. | 236,348 | $8.7M | 1.44% | |
| 26 | —Maxwell Technologies, Inc. | 2,431,963 | $8.5M | 1.40% | |
| 27 | —Zafgen Inc. | 703,977 | $8.2M | 1.36% | |
| 28 | —eMagin Corporation | 5,429,524 | $8.1M | 1.35% | |
| 29 | —MCBC Holdings, Inc. | 222,500 | $8.0M | 1.32% | |
| 30 | PFSWUSDPfsweb, Inc. | 1,047,058 | $7.7M | 1.28% | |
| 31 | ARGXargenx SE - ADR (Netherlands) | 95,000 | $7.2M | 1.19% | |
| 32 | —SharpSpring, Inc. | 511,006 | $7.2M | 1.18% | |
| 33 | INSEInspired Entertainment, Inc. | 1,104,483 | $6.7M | 1.11% | |
| 34 | RGENRepligen Corporation | 121,000 | $6.7M | 1.11% | |
| 35 | KRNTKornit Digital Ltd., Israel | 299,688 | $6.6M | 1.08% | |
| 36 | VTE1Asure Software, Inc. | 499,327 | $6.2M | 1.03% | |
| 37 | AMRSEURAmyris Inc. | 740,000 | $5.9M | 0.97% | |
| 38 | RETAEURReata Pharmaceuticals, Inc. | 70,000 | $5.7M | 0.95% | |
| 39 | SPROSpero Therapeutics, Inc. | 540,474 | $5.7M | 0.94% | |
| 40 | SRTSSensus Healthcare, Inc | 661,938 | $5.5M | 0.92% | |
| 41 | INFUInfusystem Holdings, Inc. | 1,700,270 | $5.5M | 0.91% | |
| 42 | —Nuvectra Corporation | 250,000 | $5.5M | 0.91% | |
| 43 | CLSDUSDClearside Biomedical, Inc. | 875,126 | $5.4M | 0.89% | |
| 44 | CNTCentury Casinos, Inc. | 720,689 | $5.4M | 0.89% | |
| 45 | ATOMAtomera Incorporated | 886,062 | $5.3M | 0.88% | |
| 46 | AQMSEURAqua Metals, Inc. | 1,977,430 | $5.1M | 0.84% | |
| 47 | —BioTelemetry, Inc. | 75,000 | $4.8M | 0.80% | |
| 48 | RDCMRADCOM Ltd. | 388,662 | $4.4M | 0.72% | |
| 49 | ECORGBPElectrocore, LLC | 310,062 | $4.3M | 0.72% | |
| 50 | —Tuesday Morning Corporation | 1,315,839 | $4.2M | 0.70% | |
| 51 | —Biofrontera AG (Germany) | 302,418 | $4.1M | 0.68% | |
| 52 | TREURTrillium Therapeutics Inc. | 701,138 | $4.1M | 0.67% | |
| 53 | STIMNeuronetics, Inc. | 125,000 | $4.0M | 0.66% | |
| 54 | AEHRAehr Test Systems | 1,802,226 | $4.0M | 0.66% | |
| 55 | —Manitex Int'l Inc. | 343,825 | $3.6M | 0.60% | |
| 56 | —Yatra Online, Inc. (India) | 600,000 | $3.3M | 0.55% | |
| 57 | ASPUAspen Group, Inc. | 478,296 | $3.3M | 0.54% | |
| 58 | GAIAGaia, Inc. | 210,000 | $3.2M | 0.53% | |
| 59 | —Enservco Corp | 4,053,300 | $3.2M | 0.53% | |
| 60 | —Reed's, Inc. | 879,112 | $2.9M | 0.47% | |
| 61 | —LiqTech International Inc. | 1,720,568 | $2.9M | 0.47% | |
| 62 | SCPHscPharmaceuticals, Inc. | 469,799 | $2.8M | 0.46% | |
| 63 | GHMGraham Corp. | 97,507 | $2.7M | 0.45% | |
| 64 | —QuickLogic Corp. | 2,700,000 | $2.7M | 0.45% | |
| 65 | BWENBroadwind Energy, Inc. | 1,171,834 | $2.6M | 0.42% | |
| 66 | MXLMaxLinear, Inc. | 120,000 | $2.4M | 0.39% | |
| 67 | —Vivint Solar Inc. | 412,556 | $2.1M | 0.35% | |
| 68 | —Magal Security Sys Ltd(Israel) | 377,784 | $2.1M | 0.35% | |
| 69 | OPKOPKO Health Inc. | 600,000 | $2.1M | 0.34% | |
| 70 | ITIEURIteris, Inc. | 334,769 | $1.8M | 0.30% | |
| 71 | STROSutro Biopharma, Inc. | 111,483 | $1.7M | 0.28% | |
| 72 | CVVCVD Equipment Corporation | 259,414 | $1.6M | 0.26% | |
| 73 | VERUEURVeru,Inc. | 1,000,000 | $1.4M | 0.23% | |
| 74 | DMRCDigimarc Corporation | 43,772 | $1.4M | 0.23% | |
| 75 | NVEEUSDNV5 Global Inc. | 15,000 | $1.3M | 0.21% | |
| 76 | —PC-Tel, Inc. | 274,399 | $1.3M | 0.21% | |
| 77 | —NTN Buzztime, Inc. | 285,112 | $1.3M | 0.21% | |
| 78 | —Sensus Healthcare, Inc @6.75 7 | 494,939 | $1.1M | 0.18% | |
| 79 | —Determine, Inc. | 1,455,220 | $1.0M | 0.17% | |
| 80 | —Ideal Power, Inc. Series A PS | 1,518,430 | $967K | 0.16% | |
| 81 | SAIASaia, Inc. | 12,010 | $918K | 0.15% | |
| 82 | —IZEA Worldwide, Inc. | 514,029 | $817K | 0.14% | |
| 83 | DXLGDestination XL Group, Inc. | 265,461 | $664K | 0.11% | |
| 84 | —Ideal Power, Inc. | 874,300 | $557K | 0.09% | |
| 85 | —SITO Mobile Ltd. | 302,495 | $538K | 0.09% | |
| 86 | —Del Frisco's Restaurant Group | 61,818 | $513K | 0.08% | |
| 87 | —Christopher & Banks Corp. | 547,960 | $417K | 0.07% | |
| 88 | —OvaScience, Inc. | 300,000 | $219K | 0.04% | |
| 89 | —Cellectar Biosciences @4.68 8/ | 106,600 | $9K | 0.00% | |
| 90 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $7K | 0.00% |