AWM Investment Company, Inc. Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$572.6M
Holdings
89
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (89 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | CEVACEVA, Inc. | 838,277 | $35.9M | 6.27% | |
| 2 | KOPNKopin Corporation | 6,652,845 | $27.7M | 4.85% | |
| 3 | LPSNUSDLivePerson, Inc. | 2,013,578 | $27.3M | 4.77% | |
| 4 | —Corium International Inc. | 2,300,000 | $25.5M | 4.45% | |
| 5 | SQNSSequans Communications - ADR | 7,727,240 | $24.3M | 4.24% | |
| 6 | UCTTUltra Clean Holdings, Inc. | 746,716 | $22.9M | 3.99% | |
| 7 | LMATLeMaitre Vascular Inc. | 561,768 | $21.0M | 3.67% | |
| 8 | PIImpinj, Inc. | 490,724 | $20.4M | 3.57% | |
| 9 | MVISMicrovision, Inc. | 7,317,231 | $20.3M | 3.55% | |
| 10 | TCMDTactile Systems Technology, In | 481,773 | $14.9M | 2.60% | |
| 11 | OOMAOoma,Inc. | 1,347,149 | $14.2M | 2.48% | |
| 12 | —Adesto Technologies Corp. | 1,800,200 | $14.1M | 2.47% | |
| 13 | —NeoPhotonics Corporation | 2,453,258 | $13.6M | 2.38% | |
| 14 | VCRAUSDVocera Communications, Inc. | 425,759 | $13.4M | 2.33% | |
| 15 | PFSWUSDPfsweb, Inc. | 1,560,394 | $13.0M | 2.28% | |
| 16 | —Everspin Technology, Inc. | 686,075 | $11.7M | 2.05% | |
| 17 | —Loxo Oncology, Inc. | 125,000 | $11.5M | 2.01% | |
| 18 | AQMSEURAqua Metals, Inc. | 1,481,378 | $10.1M | 1.77% | |
| 19 | —DSP Group, Inc. | 743,639 | $9.7M | 1.69% | |
| 20 | —Aratana Therapeutics, Inc. | 1,562,517 | $9.6M | 1.67% | |
| 21 | CTRNCiti Trends, Inc. | 430,000 | $8.5M | 1.49% | |
| 22 | —LRAD Corporation | 3,989,757 | $8.5M | 1.48% | |
| 23 | JPXAerovironment, Inc. | 154,621 | $8.4M | 1.46% | |
| 24 | —Boingo Wireless, Inc. | 353,891 | $7.6M | 1.32% | |
| 25 | —eMagin Corporation | 3,261,000 | $7.3M | 1.28% | |
| 26 | —MCBC Holdings, Inc. | 346,008 | $7.1M | 1.23% | |
| 27 | AXGNAxoGen, Inc. | 337,006 | $6.5M | 1.14% | |
| 28 | MXLMaxLinear, Inc. | 260,000 | $6.2M | 1.08% | |
| 29 | AEHRAehr Test Systems | 1,428,131 | $5.8M | 1.02% | |
| 30 | TREURTrillium Therapeutics Corp. Ca | 1,079,618 | $5.6M | 0.97% | |
| 31 | —Zealand Pharma A/S ADR (Denmar | 280,201 | $5.4M | 0.94% | |
| 32 | KRNTKornit Digital Ltd., Israel | 350,198 | $5.4M | 0.94% | |
| 33 | NLSTNetlist, Inc. | 6,909,089 | $5.1M | 0.89% | |
| 34 | RETAEURReata Pharmaceuticals, Inc. | 159,665 | $5.0M | 0.87% | |
| 35 | RGENRepligen Corporation | 121,000 | $4.6M | 0.81% | |
| 36 | BWENBroadwind Energy, Inc. | 1,416,734 | $4.6M | 0.80% | |
| 37 | —Manitex Int'l Inc. | 487,682 | $4.4M | 0.76% | |
| 38 | IDNIntellicheck Mobilisa, Inc. | 1,491,896 | $4.3M | 0.75% | |
| 39 | —ASV Holdings Inc. | 514,143 | $4.2M | 0.73% | |
| 40 | —Form Holdings Corporation | 2,953,745 | $4.1M | 0.72% | |
| 41 | —Five Prime Therapeutics, Inc. | 100,000 | $4.1M | 0.71% | |
| 42 | —Neonode, Inc. | 3,082,079 | $3.9M | 0.69% | |
| 43 | —IZEA Inc. | 543,216 | $3.9M | 0.67% | |
| 44 | CELCCelcuity Inc. | 300,000 | $3.7M | 0.64% | |
| 45 | —Park Electrochemical Corp. | 197,000 | $3.6M | 0.64% | |
| 46 | VTE1Asure Software, Inc. | 274,667 | $3.4M | 0.60% | |
| 47 | —BioTelemetry, Inc. | 99,189 | $3.3M | 0.57% | |
| 48 | ATOMAtomera Incorporated | 838,585 | $3.3M | 0.57% | |
| 49 | INVNIdentiv, Inc. | 696,325 | $3.2M | 0.56% | |
| 50 | —Bazaarvoice Inc. | 644,230 | $3.2M | 0.56% | |
| 51 | CVVCVD Equipment Corporation | 288,700 | $3.1M | 0.55% | |
| 52 | —Determine, Inc. | 1,455,220 | $3.1M | 0.55% | |
| 53 | INFUInfusystem Holdings, Inc. | 1,483,656 | $3.0M | 0.53% | |
| 54 | AMSCAmerican Superconductor, Corp. | 603,364 | $2.7M | 0.48% | |
| 55 | —Revolution Lighting Technologi | 405,846 | $2.6M | 0.46% | |
| 56 | ITIEURIteris, Inc. | 384,969 | $2.6M | 0.45% | |
| 57 | DMRCDigimarc Corporation | 67,223 | $2.5M | 0.43% | |
| 58 | SRTSSensus Healthcare, Inc | 491,938 | $2.5M | 0.43% | |
| 59 | ARGXargenx SE - ADR (Netherlands) | 100,000 | $2.2M | 0.39% | |
| 60 | AUPHAurinia Pharmaceuticals Inc. | 352,500 | $2.2M | 0.39% | |
| 61 | —Ideal Power, Inc. | 811,635 | $2.1M | 0.37% | |
| 62 | —Enservco Corp | 3,938,797 | $2.1M | 0.37% | |
| 63 | —Tuesday Morning Corporation | 650,100 | $2.1M | 0.36% | |
| 64 | —Dermira, Inc. | 75,000 | $2.0M | 0.35% | |
| 65 | —Achaogen, Inc. | 120,200 | $1.9M | 0.33% | |
| 66 | —NTN Buzztime, Inc. | 311,076 | $1.9M | 0.33% | |
| 67 | —Syros Pharmaceuticals, Inc. | 125,000 | $1.8M | 0.32% | |
| 68 | OPKOpko Health Inc. | 255,000 | $1.7M | 0.31% | |
| 69 | —PC-Tel, Inc. | 274,399 | $1.7M | 0.30% | |
| 70 | —SharpSpring, Inc. | 530,734 | $1.7M | 0.30% | |
| 71 | XELBUSDXCel Brands Inc. | 430,002 | $1.6M | 0.28% | |
| 72 | VERUEURFemale Health Company | 600,000 | $1.6M | 0.28% | |
| 73 | NVEEUSDNV5 Global Inc. | 25,156 | $1.4M | 0.24% | |
| 74 | RDCMRADCOM Ltd. | 52,265 | $1.1M | 0.19% | |
| 75 | —Christopher & Banks Corp. | 749,960 | $1.0M | 0.18% | |
| 76 | CLSDUSDClearside Biomedical, Inc. | 102,224 | $893K | 0.16% | |
| 77 | SAIASaia, Inc. | 13,000 | $814K | 0.14% | |
| 78 | —Xplore Technologies, Corp. | 154,521 | $544K | 0.10% | |
| 79 | GLDDGreat Lakes Dredge & Dock Co. | 109,391 | $531K | 0.09% | |
| 80 | DSKEUSDDaseke Inc. | 40,000 | $522K | 0.09% | |
| 81 | —The Meet Group, Inc. | 99,096 | $361K | 0.06% | |
| 82 | —Sensus Healthcare, Inc @6.75 6 | 494,939 | $287K | 0.05% | |
| 83 | KTOSKratos Defense & Security Solu | 17,407 | $228K | 0.04% | |
| 84 | YOGAQYogaWorks, Inc. | 79,790 | $221K | 0.04% | |
| 85 | —OvaScience, Inc. | 150,000 | $213K | 0.04% | |
| 86 | —Invitae Corp. | 20,000 | $187K | 0.03% | |
| 87 | —Magal Security Sys Ltd (Israel | 10,450 | $50K | 0.01% | |
| 88 | —Cellectar Biosciences @4.68 8/ | 106,600 | $17K | 0.00% | |
| 89 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $16K | 0.00% |