AWM Investment Company, Inc. Q1 2020 Filing
Filed May 15, 2020
Portfolio Value
$377.1M
Holdings
86
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (86 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | INFUInfusystem Holdings, Inc. | 2,000,000 | $17.0M | 4.50% | |
| 2 | LPSNUSDLivePerson, Inc. | 719,366 | $16.4M | 4.34% | |
| 3 | GNSSGenasys Incorporated | 4,818,706 | $15.8M | 4.18% | |
| 4 | OOMAOoma,Inc. | 1,256,021 | $15.0M | 3.97% | |
| 5 | BLUBellus Health, Inc. (Canada) R | 1,461,988 | $14.5M | 3.85% | |
| 6 | —NeoPhotonics Corporation | 1,901,722 | $13.8M | 3.66% | |
| 7 | QSequans Communications S.A. AD | 2,362,804 | $12.0M | 3.19% | |
| 8 | —Limelight Networks, Inc. | 2,097,688 | $12.0M | 3.17% | |
| 9 | —Zealand Pharma A/S (Denmark) | 327,576 | $11.3M | 3.00% | |
| 10 | CEVACEVA, Inc. | 453,000 | $11.3M | 2.99% | |
| 11 | KIDSOrthoPediatrics Corporation | 282,095 | $11.2M | 2.96% | |
| 12 | ARGXargenx SE - ADR (Netherlands) | 80,000 | $10.5M | 2.79% | |
| 13 | RGENRepligen Corporation | 100,000 | $9.7M | 2.56% | |
| 14 | OPRXOptimizeRx Corporation | 983,866 | $8.9M | 2.36% | |
| 15 | —Adesto Technologies Corp | 795,946 | $8.9M | 2.36% | |
| 16 | PIImpinj, Inc. | 532,377 | $8.9M | 2.36% | |
| 17 | —LiqTech International, Inc. | 2,043,290 | $8.8M | 2.32% | |
| 18 | RETAEURReata Pharmaceuticals, Inc. | 60,000 | $8.7M | 2.30% | |
| 19 | —Resonant, Inc. | 4,666,666 | $6.9M | 1.83% | |
| 20 | GAIAGaia, Inc. | 774,271 | $6.9M | 1.82% | |
| 21 | VMDViemed Healthcare, Inc. | 1,445,000 | $6.8M | 1.80% | |
| 22 | AMSCAmerican Superconductor Corp | 1,132,314 | $6.2M | 1.65% | |
| 23 | —Exicure, Inc. | 4,042,200 | $6.0M | 1.59% | |
| 24 | ATOMAtomera Incorporated | 1,657,938 | $5.8M | 1.54% | |
| 25 | LMATLeMaitre Vascular Inc. | 230,000 | $5.7M | 1.52% | |
| 26 | PFSWUSDPfsweb, Inc. | 1,814,185 | $5.4M | 1.44% | |
| 27 | UCTTUltra Clean Holdings, Inc. | 360,000 | $5.0M | 1.32% | |
| 28 | —Boingo Wireless, Inc. | 425,316 | $4.5M | 1.20% | |
| 29 | MRAMEverspin Technology, Inc. | 1,679,723 | $4.4M | 1.17% | |
| 30 | LOVELovesac Company, The | 729,016 | $4.3M | 1.13% | |
| 31 | ETONEton Pharmaceuticals, Inc. | 1,016,882 | $4.2M | 1.11% | |
| 32 | PPHMEURAvid Bioservices, Inc. | 729,332 | $3.7M | 0.99% | |
| 33 | CELHCelsius Holdings, Inc. | 875,050 | $3.7M | 0.98% | |
| 34 | —SharpSpring, Inc. | 587,098 | $3.6M | 0.94% | |
| 35 | RDCMRADCOM, Ltd. (Israel) | 578,312 | $3.5M | 0.93% | |
| 36 | —RADA Electronic Industries,Ltd | 1,000,000 | $3.5M | 0.93% | |
| 37 | TBCHTurtle Beach Corporation | 560,543 | $3.5M | 0.93% | |
| 38 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $3.4M | 0.91% | |
| 39 | PRNProfound Medical Corp. (U.S.) | 348,939 | $3.4M | 0.90% | |
| 40 | —Millendo Therapeutics, Inc. | 611,900 | $3.2M | 0.86% | |
| 41 | SPROSpero Therapeutics, Inc. | 395,949 | $3.2M | 0.85% | |
| 42 | AEHRAehr Test Systems | 1,898,524 | $3.2M | 0.84% | |
| 43 | INSEInspired Entertainment, Inc. | 856,594 | $2.9M | 0.77% | |
| 44 | CEMIUSDChembio Diagnostics Inc. | 525,000 | $2.7M | 0.71% | |
| 45 | CTRNCiti Trends, Inc. | 297,536 | $2.6M | 0.70% | |
| 46 | KOPNKopin Corporation | 7,361,611 | $2.6M | 0.68% | |
| 47 | CNTCentury Casinos, Inc. | 1,039,336 | $2.5M | 0.66% | |
| 48 | —voxeljet AG, ADR (Germany) | 2,785,927 | $2.4M | 0.65% | |
| 49 | SPNEUSDSeaSpine Holdings Corp. | 294,077 | $2.4M | 0.64% | |
| 50 | —Vivint Solar, Inc. | 450,000 | $2.0M | 0.52% | |
| 51 | BWENBroadwind Energy, Inc. | 1,380,092 | $1.9M | 0.51% | |
| 52 | —Misonix,Inc. | 202,901 | $1.9M | 0.51% | |
| 53 | —BioTelemetry, Inc. | 48,500 | $1.9M | 0.50% | |
| 54 | CDNACareDx, Inc. | 80,700 | $1.8M | 0.47% | |
| 55 | VERUEURVeru,Inc. | 500,000 | $1.6M | 0.43% | |
| 56 | AQMSEURAqua Metals, Inc. | 3,376,647 | $1.5M | 0.40% | |
| 57 | —DSP Group, Inc. | 104,237 | $1.4M | 0.37% | |
| 58 | ONEWOneWater Marine, Inc. - CL A | 182,240 | $1.4M | 0.37% | |
| 59 | BLUBellus Health Inc. | 138,012 | $1.4M | 0.37% | |
| 60 | —Magal Security System, Ltd | 395,656 | $1.2M | 0.31% | |
| 61 | TCMDTactile Systems Technology, In | 28,560 | $1.1M | 0.30% | |
| 62 | ITIEURIteris, Inc. | 355,359 | $1.1M | 0.30% | |
| 63 | PRPLPurple Innovation, Inc. | 193,313 | $1.1M | 0.29% | |
| 64 | JYNTThe Joint Corp. | 97,958 | $1.1M | 0.28% | |
| 65 | QUIKQuickLogic Corporation | 310,690 | $882K | 0.23% | |
| 66 | —eMagin Corporation @.01 pre fu | 4,000,000 | $800K | 0.21% | |
| 67 | MVISMicrovision, Inc. | 4,581,322 | $790K | 0.21% | |
| 68 | TAUSDTravelCenters of America LLC | 80,000 | $782K | 0.21% | |
| 69 | —Ideal Power @.001 (pre-funded) | 403,828 | $763K | 0.20% | |
| 70 | —eMagin Corporation | 3,410,100 | $730K | 0.19% | |
| 71 | —Zealand Pharma A/S ADR (Denmar | 19,981 | $689K | 0.18% | |
| 72 | WPRTWestport Fuel Systems Inc. | 730,000 | $687K | 0.18% | |
| 73 | —K12 Inc. | 35,000 | $660K | 0.18% | |
| 74 | AIOTPowerfleet, Inc. | 190,000 | $657K | 0.17% | |
| 75 | NEONNeonode, Inc. | 356,210 | $630K | 0.17% | |
| 76 | CVVCVD Equipment Corporation | 259,414 | $617K | 0.16% | |
| 77 | BCBEURPrimo Water Corp. | 61,142 | $554K | 0.15% | |
| 78 | —IZEA Worldwide, Inc. | 2,268,000 | $454K | 0.12% | |
| 79 | NVEEUSDNV5 Global, Inc. | 10,000 | $413K | 0.11% | |
| 80 | —Mohawk Group Holdings, Inc. | 239,558 | $390K | 0.10% | |
| 81 | WCPCPI Aerostructures, Inc. | 158,438 | $356K | 0.09% | |
| 82 | —Ideal Power @2.32 11/13/24 9.9 | 504,787 | $325K | 0.09% | |
| 83 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $210K | 0.06% | |
| 84 | GLUUGlu Mobile Inc. | 28,956 | $182K | 0.05% | |
| 85 | —Verb Technology @3.443 4/9/24 | 427,915 | $124K | 0.03% | |
| 86 | —Anchiano Therapeutics, Ltd. - | 158,123 | $124K | 0.03% | |
| 87 | DXLGDestination XL Group, Inc. | 285,176 | $100K | 0.03% | |
| 88 | —Tuesday Morning Corporation | 156,200 | $90K | 0.02% | |
| 89 | —Ideal Power, Inc. | 27,605 | $52K | 0.01% | |
| 90 | —eMagin Corporation @1.55 1/29/ | 890,000 | $36K | 0.01% | |
| 91 | —eMagin Corporation @2.45 5/24/ | 1,625,000 | $32K | 0.01% | |
| 92 | —Ocean Power Technologies @3.85 | 714,280 | $29K | 0.01% | |
| 93 | —Sensus Healthcare, Inc @6.75 6 | 130,261 | $5K | 0.00% | |
| 94 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $4K | 0.00% |