AWM Investment Company, Inc. Q1 2016 Filing
Filed May 5, 2016
Portfolio Value
$476.4M
Holdings
93
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (93 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | CEVACEVA, Inc. | 1,144,474 | $25.8M | 5.40% | |
| 2 | —NeoPhotonics Corporation | 1,818,236 | $25.5M | 5.36% | |
| 3 | PFSWUSDPfsweb, Inc. | 1,637,638 | $21.5M | 4.51% | |
| 4 | VCRAUSDVocera Communications, Inc. | 1,562,292 | $19.9M | 4.18% | |
| 5 | LMATLeMaitre Vascular Inc. | 1,058,760 | $16.4M | 3.45% | |
| 6 | TREELendingTree, Inc. | 163,208 | $16.0M | 3.35% | |
| 7 | WATTEnergous Corporation | 1,363,588 | $13.8M | 2.89% | |
| 8 | JPXAerovironment, Inc. | 467,909 | $13.3M | 2.78% | |
| 9 | LPSNUSDLivePerson, Inc. | 2,093,078 | $12.2M | 2.57% | |
| 10 | —Brightcove, Inc. | 1,943,630 | $12.1M | 2.55% | |
| 11 | —inContact Inc. | 1,300,365 | $11.6M | 2.43% | |
| 12 | SQNSSequans Communications - ADR | 4,132,540 | $11.2M | 2.36% | |
| 13 | —PowerSecure International, Inc | 600,000 | $11.2M | 2.35% | |
| 14 | KOPNKopin Corporation | 6,619,921 | $11.0M | 2.31% | |
| 15 | AMSCAmerican Superconductor, Corp. | 1,377,838 | $10.5M | 2.20% | |
| 16 | —Pfenex, Inc. | 953,775 | $9.4M | 1.97% | |
| 17 | AQMSEURAqua Metals, Inc. | 1,253,650 | $8.3M | 1.75% | |
| 18 | —Gigamon, Inc. | 264,877 | $8.2M | 1.72% | |
| 19 | —Neonode, Inc. | 4,024,446 | $8.2M | 1.72% | |
| 20 | —Vitae Pharmaceuticals, Inc. | 1,203,821 | $8.0M | 1.68% | |
| 21 | UCTTUltra Clean Holdings, Inc. | 1,472,701 | $7.9M | 1.66% | |
| 22 | —Ideal Power, Inc. | 1,681,935 | $7.6M | 1.60% | |
| 23 | —IZEA Inc. | 1,018,216 | $7.2M | 1.50% | |
| 24 | —LRAD Corporation | 4,192,710 | $7.0M | 1.46% | |
| 25 | NLSTNetlist, Inc. | 4,969,543 | $6.8M | 1.43% | |
| 26 | —DSP Group, Inc. | 743,639 | $6.8M | 1.42% | |
| 27 | —Aratana Therapeutics, Inc. | 1,219,835 | $6.7M | 1.41% | |
| 28 | —Genocea Biosciences, Inc. | 865,000 | $6.7M | 1.41% | |
| 29 | MXLMaxLinear, Inc. | 344,823 | $6.4M | 1.34% | |
| 30 | WCPCPI Aerostructures, Inc. | 842,149 | $6.2M | 1.30% | |
| 31 | —ESSA Pharma Inc. | 1,696,968 | $5.5M | 1.16% | |
| 32 | —Loxo Oncology, Inc. | 200,000 | $5.5M | 1.15% | |
| 33 | RGENRepligen Corporation | 200,000 | $5.4M | 1.13% | |
| 34 | —SeaChange International, Inc. | 958,066 | $5.3M | 1.11% | |
| 35 | —Avinger, Inc. | 527,400 | $5.1M | 1.06% | |
| 36 | INFUInfusystem Holdings, Inc. | 1,405,854 | $4.9M | 1.04% | |
| 37 | —Five Prime Therapeutics, Inc. | 118,199 | $4.8M | 1.01% | |
| 38 | ASCArdmore Shipping Corp. | 556,410 | $4.7M | 0.99% | |
| 39 | —Broadwind Energy, Inc. | 1,477,722 | $4.4M | 0.93% | |
| 40 | —Manitex Int'l Inc. | 781,362 | $4.1M | 0.86% | |
| 41 | —MoSys, Inc. | 5,822,957 | $3.8M | 0.79% | |
| 42 | OPKOpko Health Inc. | 350,000 | $3.6M | 0.76% | |
| 43 | IRMDiRadimed Corporation | 181,487 | $3.5M | 0.73% | |
| 44 | —Cidara Therapeutics Inc. | 265,000 | $3.4M | 0.71% | |
| 45 | —Bazaarvoice Inc. | 1,021,453 | $3.2M | 0.68% | |
| 46 | IDNIntellicheck Mobilisa, Inc. | 1,985,022 | $3.2M | 0.67% | |
| 47 | EXTRExtreme Networks, Inc. | 1,020,219 | $3.2M | 0.67% | |
| 48 | PCRXPacira Pharmaceuticals, Inc. | 55,699 | $3.0M | 0.62% | |
| 49 | —MCBC Holdings, Inc. | 200,000 | $2.8M | 0.59% | |
| 50 | —Boingo Wireless, Inc. | 349,226 | $2.7M | 0.57% | |
| 51 | CVVCVD Equipment Corporation | 288,700 | $2.4M | 0.51% | |
| 52 | —Overland Storage, Inc. 20% of | 3,000,000 | $2.3M | 0.47% | |
| 53 | —Trillium Therapeutics Corp. | 239,477 | $2.2M | 0.46% | |
| 54 | —Streamline Health Solutions | 1,563,734 | $2.2M | 0.46% | |
| 55 | XELBUSDXCel Brands Inc. | 360,000 | $2.1M | 0.44% | |
| 56 | —Tivo, Inc. | 202,908 | $1.9M | 0.41% | |
| 57 | —SharpSpring, Inc. | 530,734 | $1.9M | 0.39% | |
| 58 | —Presbia, PLC (Ireland) | 416,394 | $1.8M | 0.38% | |
| 59 | —Xactly Corporation | 252,321 | $1.7M | 0.36% | |
| 60 | —BioTelemetry, Inc. | 145,000 | $1.7M | 0.36% | |
| 61 | VSTMVerastem, Inc. | 1,000,000 | $1.6M | 0.33% | |
| 62 | —Determine, Inc. | 821,760 | $1.5M | 0.32% | |
| 63 | —PC-Tel, Inc. | 316,053 | $1.5M | 0.32% | |
| 64 | —Corium International Inc. | 379,682 | $1.5M | 0.31% | |
| 65 | —Unwired Planet, Inc. | 142,963 | $1.4M | 0.30% | |
| 66 | —hopTo Inc. | 981,166 | $1.4M | 0.29% | |
| 67 | CNCEEURConcert Pharmaceuticals, Inc. | 100,000 | $1.4M | 0.29% | |
| 68 | —NTN Buzztime, Inc. | 9,082,575 | $1.4M | 0.29% | |
| 69 | —ARI Network Services, Inc. | 300,000 | $1.3M | 0.28% | |
| 70 | —EVINE Live, Inc. | 1,118,487 | $1.3M | 0.27% | |
| 71 | ITIEURIteris, Inc. | 535,369 | $1.3M | 0.27% | |
| 72 | —Gaiam, Inc. | 195,000 | $1.2M | 0.26% | |
| 73 | CPHCipher Pharmaceuticals, Inc. | 250,000 | $1.2M | 0.25% | |
| 74 | —Invuity, Inc. | 160,000 | $1.2M | 0.24% | |
| 75 | —Support.com, Inc. | 1,295,320 | $1.1M | 0.23% | |
| 76 | QNSTQuinStreet, Inc. | 317,130 | $1.1M | 0.23% | |
| 77 | NVEEUSDNV5 Global Inc. | 40,000 | $1.1M | 0.23% | |
| 78 | —ChannelAdvisor, Corp. | 89,686 | $1.0M | 0.21% | |
| 79 | GLDDGreat Lakes Dredge & Dock Co. | 200,000 | $892K | 0.19% | |
| 80 | —ParkerVision, Inc. | 264,072 | $827K | 0.17% | |
| 81 | IMMRImmersion Corporation | 94,000 | $776K | 0.16% | |
| 82 | SCYXEURSCYNEXIS, Inc. | 186,608 | $752K | 0.16% | |
| 83 | SAIASaia, Inc. | 22,500 | $633K | 0.13% | |
| 84 | —Rand logistics Inc. | 647,235 | $615K | 0.13% | |
| 85 | —Xplore Technologies, Corp. | 164,775 | $575K | 0.12% | |
| 86 | GBYSangamo BioSciences, Inc. | 92,200 | $558K | 0.12% | |
| 87 | —Turtle Beach Corporation | 465,016 | $530K | 0.11% | |
| 88 | —OvaScience, Inc. | 50,000 | $474K | 0.10% | |
| 89 | GTIMGood Times Restaurants, Inc. | 100,000 | $398K | 0.08% | |
| 90 | —BioAmber, Inc. | 52,280 | $220K | 0.05% | |
| 91 | SRTStarTek, inc. | 32,853 | $138K | 0.03% | |
| 92 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $103K | 0.02% | |
| 93 | —Cellectar Biosciences @4.68 2/ | 106,600 | $77K | 0.02% |