ARISTEIA CAPITAL, L.L.C. Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$2.4B

Holdings

176

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (176 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	NVAX 3.75 02/01/23NOVAVAX INC	3,500,000	$4.2M	0.18%
102	MAXNMAXEON SOLAR TECHNOLOGIES LT	245,755	$4.2M	0.17%
103	GDXVANECK VECTORS ETF TR	106,000	$4.2M	0.17%	Put
104	HTHHILLTOP HOLDINGS INC	199,930	$4.1M	0.17%
105	—CIIG MERGER CORP	403,089	$4.0M	0.17%
106	—CC NEUBERGER PRINCIPAL HLDNG	365,787	$4.0M	0.17%
107	HYGISHARES TR	45,700	$3.8M	0.16%
108	—STAR PEAK ENERGY TRANSITION	361,300	$3.7M	0.16%
109	—JUNIPER INDL HLDGS INC	353,801	$3.7M	0.16%
110	QEPQEP RESOURCES INC	4,050,000	$3.7M	0.15%
111	—INSU ACQUISITION CORP II	350,000	$3.6M	0.15%
112	—FORTRESS VALUE ACQUISITION I	350,000	$3.6M	0.15%
113	—HPX CORP	330,000	$3.4M	0.14%
114	—ACAMAR PARTNERS ACQSITION CO	313,427	$3.2M	0.13%
115	SM 1.5 07/01/21SM ENERGY CO	3,430,000	$3.2M	0.13%
116	—HOLICITY INC	300,000	$3.1M	0.13%
117	—FALCON CAPITAL ACQUISITN COR	300,000	$3.1M	0.13%
118	—FINSERV ACQUISITION CORP	302,756	$3.0M	0.13%
119	—NORTHERN GENESIS ACQUISITION	300,000	$3.0M	0.13%
120	OXY/WSOCCIDENTAL PETE CORP	955,869	$2.9M	0.12%
121	—FUSION ACQUISITION CORP	275,885	$2.8M	0.12%
122	—NEWHOLD INVESTMENT CORP	275,000	$2.8M	0.12%
123	—FORUM MERGER III CORP	252,871	$2.6M	0.11%
124	—HORIZON ACQUISITION CORP	250,000	$2.6M	0.11%
125	—FOLEY TRASIMENE ACQUISTN COR	250,000	$2.6M	0.11%
126	—VESPER HEALTHCARE ACQSTN COR	250,000	$2.6M	0.11%
127	—FINTECH ACQUISITION CORP IV	250,000	$2.5M	0.11%
128	—VISTAS MEDIA ACQUISITION CO	249,920	$2.5M	0.11%
129	OMCLOMNICELL COM	33,400	$2.5M	0.10%
130	—FINTECH ACQUISITION CORP III	234,494	$2.4M	0.10%
131	XLUSELECT SECTOR SPDR TR	40,400	$2.4M	0.10%	Put
132	—ACE CONVERGENCE ACQU CORP	225,000	$2.3M	0.10%
133	WLLWHITING PETE CORP NEW	131,436	$2.3M	0.10%
134	—DFP HEALTHCARE ACQUISITNS CO	200,000	$2.1M	0.09%
135	XLBSELECT SECTOR SPDR TR	33,200	$2.1M	0.09%	Put
136	—OSPREY TECHNLGY AQUISTION CO	200,090	$2.0M	0.09%
137	—OAKTREE ACQUISITION CORP	166,833	$2.0M	0.08%
138	—SOUTH MTN MERGER CORP	184,652	$1.9M	0.08%
139	—KENSINGTON CAP ACQUISITION C	420,768	$1.9M	0.08%
140	TROXTRONOX HOLDINGS PLC	220,000	$1.7M	0.07%
141	XLESELECT SECTOR SPDR TR	57,400	$1.7M	0.07%	Put
142	—GORES HLDGS IV INC	158,009	$1.6M	0.07%
143	—RMG ACQUISITION CORP	150,000	$1.6M	0.07%
144	PROPROS HOLDINGS INC	50,200	$1.6M	0.07%
145	RNGRINGCENTRAL INC	5,800	$1.6M	0.07%
146	—JAWS ACQUISITION CORP	150,000	$1.6M	0.07%
147	—DRAGONEER GROWTH OPPORTUN CO	125,000	$1.5M	0.06%
148	—SCVX CORP	150,100	$1.5M	0.06%
149	—ASCENDANT DIGITAL ACQUISITIO	144,733	$1.4M	0.06%
150	—PAE INC	650,000	$1.4M	0.06%
151	CLVS 1.25 05/01/25CLOVIS ONCOLOGY INC	1,963,000	$1.4M	0.06%
152	—GX ACQUISITION CORP	130,800	$1.4M	0.06%
153	XLYSELECT SECTOR SPDR TR	9,000	$1.3M	0.06%	Put
154	—RIBBIT LEAP LTD	100,000	$1.3M	0.05%
155	—SPARTAN ENERGY ACQUISITION C	285,895	$1.3M	0.05%
156	—ONE	110,000	$1.2M	0.05%
157	—APEX TECHNOLOGY ACQUISITION	97,258	$1.0M	0.04%
158	—CC NEUBERGER PRINCIPAL HLDNG	91,599	$953K	0.04%
159	—SOCIAL CAP HEDSPIA HLDG CO I	75,000	$935K	0.04%
160	—DEERFIELD HEALTHCARE TECH AC	86,300	$917K	0.04%
161	—SCVX CORP	75,000	$806K	0.03%
162	—CITIC CAPITAL ACQUISITION CO	74,295	$762K	0.03%
163	—CF FIN ACQUISITION CORP	70,534	$734K	0.03%
164	—ARYA SCIENCES ACQUISITION CO	67,429	$729K	0.03%
165	2362120DSINCLAIR BROADCAST GROUP INC	34,600	$665K	0.03%
166	—DMY TECHNOLOGY GROUP INC	210,127	$630K	0.03%
167	—CORNERSTONE BLDG BRANDS INC	72,625	$580K	0.02%
168	—FORTRESS VALUE ACQUISITION C	151,363	$498K	0.02%
169	—SOCIAL CAP HDOSPHIA HLDG CO	66,666	$370K	0.02%
170	—FLYING EAGLE ACQUISITION COR	94,510	$308K	0.01%
171	—PERSHING SQUARE TONTINE HLDG	41,358	$297K	0.01%
172	OI*O-I GLASS INC	26,075	$276K	0.01%
173	—CHURCHILL CAP CORP III	133,873	$268K	0.01%
174	—GORES HLDGS IV INC	45,119	$75K	0.00%
175	—KALEYRA INC	50,000	$71K	0.00%
176	—US ECOLOGY INC	11,524	$56K	0.00%

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