AMERIPRISE FINANCIAL INC Q3 2016 Filing

Filed November 8, 2016

Portfolio Value

$178.5M

Holdings

3,813

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (3,813 positions)

#	Stock	Shares	Value	% Portfolio
3101	KBESPDR S&P BANK ETF	17,929	$598K	0.33%
3102	ENZLISHARES MSCI NEW ZEALAND CAP	12,757	$598K	0.33%
3103	SNPHYSANTEN PHARMACEUTICAL-UN ADR	40,565	$597K	0.33%
3104	LBRDALIBERTY BROADBAND-A	8,490	$596K	0.33%
3105	NEANUVEEN FLT RATE INC OPP FD	53,589	$593K	0.33%
3106	IGMISHARES NORTH AMERICAN TECH	4,790	$592K	0.33%
3107	—BARCLAYS BANK PLC	22,689	$591K	0.33%
3108	SPIPSPDR BARCLAYS TIPS ETF	10,138	$590K	0.33%
3109	DHLGYDEUTSCHE POST AG-SPON ADR	18,938	$590K	0.33%
3110	NOG1EURNORTHERN OIL AND GAS INC	219,779	$589K	0.33%
3111	SLQDISHARES 0-5 YR INV GRD CORP	11,554	$588K	0.33%
3112	DKDELEK US HOLDINGS INC	33,926	$586K	0.33%
3113	XETYXEATON VANCE TAX-MANAGED DIVE	54,602	$585K	0.33%
3114	—ISHARES IBONDS DEC 2019 TERM	23,238	$584K	0.33%
3115	VVXVECTRUS INC	38,294	$583K	0.33%
3116	HQHTEKLA HEALTHCARE INVESTORS	24,482	$583K	0.33%
3117	WESWESTERN GAS PARTNERS LP	10,579	$583K	0.33%
3118	OPKOPKO HEALTH INC	54,990	$582K	0.33%
3119	CSQCALAMOS STRAT TOT RETURN FD	55,514	$581K	0.33%
3120	EJPRYEAST JAPAN RAILWAY-UNSP ADR	31,705	$579K	0.32%
3121	IDEXYINDITEX-UNSPON ADR	31,400	$579K	0.32%
3122	MG1MGE ENERGY INC	10,240	$579K	0.32%
3123	VONEVANGUARD RUSSELL 1000	5,805	$578K	0.32%
3124	WPPWPP PLC-SPONSORED ADR	4,895	$576K	0.32%
3125	—PENNYMAC FINANCIAL SERVICE-A	33,841	$576K	0.32%
3126	—WFC 5 1/4	22,540	$575K	0.32%
3127	MAINMAIN STREET CAPITAL CORP	16,291	$574K	0.32%
3128	PUBGYPUBLICIS GROUPE-ADR	30,228	$570K	0.32%
3129	—ISHARES IBONDS DEC 2020 TERM	22,078	$568K	0.32%
3130	QQQEDIREXION NASDAQ-100 EQ WEIGH	8,342	$568K	0.32%
3131	CICHYCHINA CONSTRUCT-UNSPON ADR	37,820	$567K	0.32%
3132	FEPFIRST TRUST EUROPE	19,242	$566K	0.32%
3133	DHSWISDOMTREE HIGH DIVIDEND FD	8,515	$566K	0.32%
3134	IGEISHARES NORTH AMERICAN NATUR	16,389	$565K	0.32%
3135	—HCI 8 01/30/20	21,762	$565K	0.32%
3136	ADRNYKONINKLIJKE AHOLD-SP ADR	24,855	$563K	0.32%
3137	—CTL 6 1/8 06/01/53	22,130	$563K	0.32%
3138	DTEGYDEUTSCHE TELEKOM AG-SPON ADR	33,441	$562K	0.31%
3139	CLMTUSDCALUMET SPECIALTY PRODUCTS	176,150	$562K	0.31%
3140	—C 7 1/8	19,420	$562K	0.31%
3141	IBNDSPDR BARCLAYS INT CORP BOND	16,778	$561K	0.31%
3142	PFBCPREFERRED BANK/LOS ANGELES	15,681	$560K	0.31%
3143	CDECOEUR MINING INC	47,357	$560K	0.31%
3144	—POWERSHARES DWA CONSUMER CYC	13,204	$559K	0.31%
3145	—COHEN & STEERS GLOBAL INCOME	62,836	$559K	0.31%
3146	—TRONC INC	33,069	$558K	0.31%
3147	XHRXENIA HOTELS & RESORTS INC	36,904	$558K	0.31%
3148	—AAC HOLDINGS INC	32,018	$557K	0.31%
3149	—POWERSHARES DWA INDUSTRIALS	11,401	$554K	0.31%
3150	FCOMFIDELITY TELECOMM ETF	18,349	$554K	0.31%
3151	VWDRYVESTAS WIND SYSTEMS-UNSP ADR	20,198	$554K	0.31%
3152	RMREGIONAL MANAGEMENT CORP	25,509	$552K	0.31%
3153	ACGLARCH CAPITAL GROUP LTD	6,924	$549K	0.31%
3154	BXBLYBRAMBLES LTD-SPONSORED ADR	29,587	$548K	0.31%
3155	CPACOPA HOLDINGS SA-CLASS A	6,238	$548K	0.31%
3156	TDOCTELADOC INC	29,802	$546K	0.31%
3157	—FIRST TRUST NEW OPPORTUNITIE	39,874	$545K	0.31%
3158	SPHSUBURBAN PROPANE PARTNERS LP	16,326	$544K	0.30%
3159	DWMWISDOMTREE INTERNATIONAL EQU	11,545	$543K	0.30%
3160	QNSTQUINSTREET INC	178,239	$539K	0.30%
3161	—BMC STOCK HOLDINGS INC	30,370	$538K	0.30%
3162	PKXPOSCO- SPON ADR	10,508	$537K	0.30%
3163	ERICERICSSON (LM) TEL-SP ADR	74,209	$533K	0.30%
3164	—GENOMIC HEALTH INC	18,426	$533K	0.30%
3165	CSMPROSHARES LARGE CAP CORE PLU	10,046	$533K	0.30%
3166	QLTAISHARES AAA - A RATED CORPOR	9,899	$532K	0.30%
3167	MITEYMITSUBISHI ESTATE-UNSPON ADR	28,409	$532K	0.30%
3168	CCDCALAMOS DYNAMIC CONVERTIBLE	28,662	$532K	0.30%
3169	USLUNITED STATES 12 MONTH OIL	28,418	$529K	0.30%
3170	SUNSUNOCO LP	18,156	$527K	0.30%
3171	—PUBLIC STORAGE	20,552	$526K	0.29%
3172	FNDBSCHWAB FUNDAMENTAL BROAD MKT	16,934	$525K	0.29%
3173	CMCAN IMPERIAL BK OF COMMERCE	6,767	$525K	0.29%
3174	GABGABELLI EQUITY TRUST	94,895	$524K	0.29%
3175	—EGSHARES EM CONSUMER ETF	21,060	$523K	0.29%
3176	EVNEATON VANCE MUNICIPAL INCOME	36,710	$522K	0.29%
3177	ASRGRUPO AEROPORTUARIO SUR-ADR	3,558	$521K	0.29%
3178	—ISHARES IBONDS DEC 2021 TERM	20,490	$519K	0.29%
3179	NMFCNEW MOUNTAIN FINANCE CORP	37,694	$518K	0.29%
3180	FDEFUSDFIRST DEFIANCE FINL CORP	11,605	$518K	0.29%
3181	IYY*ISHARES DOW JONES U.S. ETF	4,770	$518K	0.29%
3182	JPEMJPM DIVERSIFIED RET EM EQUIT	10,748	$518K	0.29%
3183	DBSDYDBS GROUP HOLDINGS-SPON ADR	11,340	$517K	0.29%
3184	SONVYSONOVA HOLDING-UNSPON ADR	18,268	$516K	0.29%
3185	—FIDELITY & GUARANTY LIFE	22,194	$515K	0.29%
3186	IYGISHARES U.S. FINANCIAL SERVI	5,855	$514K	0.29%
3187	—MEDIANEWS GROUP	15,756	$512K	0.29%
3188	—TALLGRASS ENERGY PARTNERS LP	10,602	$511K	0.29%
3189	VWOBVANGUARD EMERG MKTS GOV BND	6,238	$509K	0.29%
3190	IAUISHARES MSCI MALAYSIA ETF	62,912	$509K	0.29%
3191	BKFIDREYFUS MUNICIPAL BOND INFRA	36,228	$508K	0.28%
3192	—ISHARES IBONDS MAR 2018 TERM	19,754	$508K	0.28%
3193	—TAHOE RESOURCES INC	39,512	$507K	0.28%
3194	NOKNOKIA CORP-SPON ADR	87,429	$507K	0.28%
3195	—INTNED 6 3/8	19,591	$504K	0.28%
3196	QQEWFIRST TRUST NASDQ 100 EQ WEI	10,945	$501K	0.28%
3197	IYLDISHARES MORNINGSTAR MULTI-AS	19,819	$501K	0.28%
3198	SOMLYSECOM LTD -UNSPONSORED ADR	26,670	$498K	0.28%
3199	IFGLISHARES INTERNATIONAL DEVELO	16,466	$497K	0.28%
3200	—POWERSHARES INDIA PORTFOLIO	23,944	$496K	0.28%

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