AE Wealth Management LLC Q4 2019 Filing

Filed January 15, 2020

Portfolio Value

$4.6B

Holdings

1,118

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (1,118 positions)

#	Stock	Shares	Value	% Portfolio	Type
1101	—PROSPECT CAPITAL CORPORATION	41,000	$42K	0.00%
1102	ARCC 4.625 03/01/24ARES CAP CORP	40,000	$42K	0.00%
1103	OPKOPKO HEALTH INC	21,000	$31K	0.00%
1104	—ORGANIGRAM HLDGS INC	12,819	$31K	0.00%
1105	AMZNAMAZON COM INC	16,684	$31K	0.00%
1106	—ASSERTIO THERAPEUTICS INC	22,004	$28K	0.00%
1107	CLNECLEAN ENERGY FUELS CORP	10,909	$26K	0.00%
1108	—GRAN TIERRA ENERGY INC	13,266	$17K	0.00%
1109	SENS1GBPSENSEONICS HLDGS INC	18,000	$16K	0.00%
1110	—TEEKAY OFFSHORE PARTNERS L P	10,332	$16K	0.00%
1111	DNREURDENBURY RES INC	10,991	$15K	0.00%
1112	SESNSESEN BIO INC	10,000	$10K	0.00%
1113	GOOGLALPHABET INC	6,501	$9K	0.00%
1114	GOOGALPHABET INC	5,453	$7K	0.00%
1115	BLKCHFBLACKROCK INC	7,187	$4K	0.00%
1116	BRK-BBERKSHIRE HATHAWAY INC DEL	8	$3K	0.00%
1117	SHWSHERWIN WILLIAMS CO	2,610	$2K	0.00%
1118	AZOAUTOZONE INC	948	$1K	0.00%

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