Advisors Asset Management, Inc. Q4 2020 Filing

Filed February 12, 2021

Portfolio Value

$6.0B

Holdings

1,507

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (1,507 positions)

#	Stock	Shares	Value	% Portfolio
1001	CEVEATON VANCE CALIF MUN INCOM	32,760	$449K	0.01%
1002	BMEZBLACKROCK HEALTH SCIENCS TR	15,682	$449K	0.01%
1003	VAREURVARIAN MED SYS INC	2,551	$446K	0.01%
1004	GSGOLDMAN SACHS MLP ENERGY REN	58,521	$446K	0.01%
1005	TAKTAKEDA PHARMACEUTICAL CO LTD	24,528	$446K	0.01%
1006	WNSNWNS HLDGS LTD	6,142	$443K	0.01%
1007	—ENEL AMERICAS S A	53,838	$443K	0.01%
1008	CMACOMERICA INC	7,905	$442K	0.01%
1009	BNTXBIONTECH SE	5,361	$437K	0.01%
1010	SSDSIMPSON MANUFACTURING CO INC	4,667	$436K	0.01%
1011	FSKFS KKR CAP CORP	26,305	$436K	0.01%
1012	—PIMCO DYNAMIC CR INCOME FD	20,545	$436K	0.01%
1013	VERVEREIT INC	11,509	$435K	0.01%
1014	NNNNATIONAL RETAIL PROPERTIES I	10,564	$432K	0.01%
1015	—FIRST EAGLE SENIOR LOAN FUND	30,940	$432K	0.01%
1016	THOTHOR INDS INC	4,601	$428K	0.01%
1017	FELEFRANKLIN ELEC INC	6,182	$428K	0.01%
1018	CRSCARPENTER TECHNOLOGY CORP	14,630	$426K	0.01%
1019	HAEHAEMONETICS CORP	3,578	$425K	0.01%
1020	COFCAPITAL ONE FINL CORP	4,282	$423K	0.01%
1021	BENFRANKLIN RESOURCES INC	16,879	$422K	0.01%
1022	WEPMAGELLAN MIDSTREAM PRTNRS LP	9,902	$420K	0.01%
1023	BFAMBRIGHT HORIZONS FAM SOL IN D	2,419	$418K	0.01%
1024	NRANRG ENERGY INC	11,143	$418K	0.01%
1025	TIPISHARES TR	3,276	$418K	0.01%
1026	BILIBILIBILI INC	4,870	$417K	0.01%
1027	ORANYORANGE	35,078	$416K	0.01%
1028	GELGENESIS ENERGY L P	66,615	$414K	0.01%
1029	CTXSEURCITRIX SYS INC	3,154	$410K	0.01%
1030	MUMICRON TECHNOLOGY INC	5,436	$409K	0.01%
1031	WPPWPP PLC NEW	7,551	$408K	0.01%
1032	FCNFTI CONSULTING INC	3,641	$407K	0.01%
1033	BFHALLIANCE DATA SYSTEMS CORP	5,485	$406K	0.01%
1034	NEMNEWMONT CORP	6,774	$406K	0.01%
1035	WORKSLACK TECHNOLOGIES INC	9,516	$402K	0.01%
1036	RG6ROGERS CORP	2,591	$402K	0.01%
1037	PAHCPHIBRO ANIMAL HEALTH CORP	20,679	$402K	0.01%
1038	PKPARK HOTELS RESORTS INC	23,281	$399K	0.01%
1039	CNRCANADIAN NATL RY CO	3,623	$398K	0.01%
1040	—NUVEEN SELECT TAX FREE INCOM	22,767	$398K	0.01%
1041	—GW PHARMACEUTICALS PLC	3,427	$396K	0.01%
1042	NDAQNASDAQ INC	2,970	$394K	0.01%
1043	WIPSPDR SER TR	6,679	$392K	0.01%
1044	LTPZPIMCO ETF TR	4,375	$388K	0.01%
1045	IHYVANECK VECTORS ETF TR	14,956	$388K	0.01%
1046	CPBCAMPBELL SOUP CO	7,999	$387K	0.01%
1047	UIUBIQUITI INC	1,389	$387K	0.01%
1048	TDTORONTO DOMINION BK ONT	6,835	$386K	0.01%
1049	CP.TOCANADIAN PAC RY LTD	1,095	$380K	0.01%
1050	ANGLVANECK VECTORS ETF TR	11,844	$380K	0.01%
1051	UEURBAN EDGE PPTYS	29,206	$378K	0.01%
1052	—GASLOG PARTNERS LP	138,908	$378K	0.01%
1053	VIPSVIPSHOP HOLDINGS LIMITED	13,425	$377K	0.01%
1054	VWOBVANGUARD WHITEHALL FDS	4,565	$376K	0.01%
1055	ABRARBOR REALTY TRUST INC	26,389	$374K	0.01%
1056	PNNTPENNANTPARK INVT CORP	80,385	$371K	0.01%
1057	SCHPSCHWAB STRATEGIC TR	5,959	$370K	0.01%
1058	DWXSPDR INDEX SHS FDS	10,115	$370K	0.01%
1059	GHYGISHARES INC	7,268	$369K	0.01%
1060	SPIPSPDR SER TR	11,793	$368K	0.01%
1061	VCLTVANGUARD SCOTTSDALE FDS	3,309	$368K	0.01%
1062	IGLBISHARES TR	5,034	$368K	0.01%
1063	IAGGISHARES TR	6,520	$366K	0.01%
1064	—BLACKROCK MUNIHOLDINGS FD II	24,189	$365K	0.01%
1065	CHLUSDCHINA MOBILE LIMITED	12,661	$361K	0.01%
1066	FOXAFOX CORP	12,404	$361K	0.01%
1067	—TC PIPELINES LP	12,243	$361K	0.01%
1068	INGING GROEP N.V.	38,235	$361K	0.01%
1069	NVONOVO-NORDISK A S	5,142	$359K	0.01%
1070	—IHS MARKIT LTD	3,995	$359K	0.01%
1071	CICIGNA CORP NEW	1,719	$358K	0.01%
1072	CMBSISHARES TR	6,416	$355K	0.01%
1073	TQJSIGNATURE BK NEW YORK N Y	2,623	$355K	0.01%
1074	HYGISHARES TR	4,027	$352K	0.01%
1075	BUIBLACKROCK UTILITIES INFRSTRC	14,069	$352K	0.01%
1076	EDDMORGAN STANLEY EMERGING MKTS	55,719	$350K	0.01%
1077	TALTAL EDUCATION GROUP	4,891	$350K	0.01%
1078	PAGPENSKE AUTOMOTIVE GRP INC	5,805	$345K	0.01%
1079	MRNAMODERNA INC	3,298	$345K	0.01%
1080	KCAPUSDPORTMAN RIDGE FIN CORP	178,848	$342K	0.01%
1081	STZCONSTELLATION BRANDS INC	1,541	$338K	0.01%
1082	ACGLARCH CAP GROUP LTD	9,361	$338K	0.01%
1083	CPACOPA HOLDINGS SA	4,341	$335K	0.01%
1084	PEOADAM NAT RES FD INC	29,287	$333K	0.01%
1085	INMDINMODE LTD	6,983	$332K	0.01%
1086	UNITUNITI GROUP INC	28,130	$330K	0.01%
1087	BKRBAKER HUGHES COMPANY	15,752	$328K	0.01%
1088	CNHICNH INDL N V	25,536	$328K	0.01%
1089	MUCBLACKROCK MUNIHOLDINGS QUALI	23,743	$324K	0.01%
1090	BYMBLACKROCK MUN INCOME QUALITY	21,364	$324K	0.01%
1091	LNCLINCOLN NATL CORP IND	6,351	$320K	0.01%
1092	MHDBLACKROCK MUNIHOLDINGS FD IN	19,693	$319K	0.01%
1093	COUPEURCOUPA SOFTWARE INC	940	$319K	0.01%
1094	TTDTHE TRADE DESK INC	396	$317K	0.01%
1095	NMCONUVEEN MUN CR OPPORTUNITIES	24,402	$316K	0.01%
1096	TXNMPNM RES INC	6,493	$315K	0.01%
1097	GPCGENUINE PARTS CO	3,140	$315K	0.01%
1098	—NUVEEN INTER DURATION MUN TE	22,681	$315K	0.01%
1099	GOFGUGGENHEIM ENHANCED EQUITY I	48,094	$315K	0.01%
1100	PTIP T TELEKOMUNIKASI INDONESIA	13,350	$314K	0.01%

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