ADVENT CAPITAL MANAGEMENT /DE/ Q3 2023 Filing
Filed November 13, 2023
Portfolio Value
$4.3T
Holdings
197
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (197 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | BE 2.5 08/15/25BLOOM ENERGY CORP | 10,466,000 | $11.4B | 0.27% | |
| 102 | UBER 0 12/15/25UBER TECHNOLOGIES INC | 11,615,000 | $10.9B | 0.25% | |
| 103 | EXAS 0.375 03/15/27EXACT SCIENCES CORP | 11,752,000 | $10.7B | 0.25% | |
| 104 | SPYSPDR S&P 500 ETF Trust | 25,000 | $10.7B | 0.25% | Put |
| 105 | AESCAES CORP/THE | 173,672 | $10.6B | 0.25% | |
| 106 | PENN 2.75 05/15/26PENN ENTERTAINMENT INC | 8,602,000 | $10.5B | 0.24% | |
| 107 | ETSY 0.125 10/01/26ETSY INC | 10,054,000 | $10.3B | 0.24% | |
| 108 | ARCC 4.625 03/01/24ARES CAPITAL CORP | 9,463,000 | $9.6B | 0.22% | |
| 109 | RCL 2.875 11/15/23ROYAL CARIBBEAN CRUISES | 8,379,000 | $9.5B | 0.22% | |
| 110 | AAL 6.5 07/01/25AMERICAN AIRLINES GROUP | 8,570,000 | $9.2B | 0.21% | |
| 111 | ZTO 1.5 09/01/27ZTO EXPRESS KY INC | 8,196,000 | $8.0B | 0.19% | |
| 112 | CYTK 3.5 07/01/27CYTOKINETICS INC | 9,100,000 | $7.8B | 0.18% | |
| 113 | NVST 2.375 06/01/25ENVISTA HOLDINGS CORP | 5,490,000 | $7.6B | 0.18% | |
| 114 | BXMT 5.5 03/15/27BLACKSTONE MORTGAGE TR | 8,398,000 | $7.5B | 0.17% | |
| 115 | LYFTLYFT INC | 8,034,000 | $7.4B | 0.17% | |
| 116 | NTRA 2.25 05/01/27NATERA INC | 5,424,000 | $7.2B | 0.17% | |
| 117 | BURL 2.25 04/15/25BURLINGTON STORES INC | 7,299,000 | $7.1B | 0.17% | |
| 118 | COIN 0.5 06/01/26COINBASE GLOBAL INC | 8,790,000 | $6.6B | 0.15% | |
| 119 | ALTR 1.75 06/15/27ALTAIR ENGINEERING INC | 5,988,000 | $6.4B | 0.15% | |
| 120 | FLG 6 11/01/51NY COMMUNITY CAP TRUST V | 169,060 | $6.2B | 0.14% | |
| 121 | SEALTD 2.375 12/01/25SEA LTD | 6,421,000 | $6.2B | 0.14% | |
| 122 | HALO 0.25 03/01/27HALOZYME THERAPEUTICS IN | 6,769,000 | $5.7B | 0.13% | |
| 123 | MIDD 1 09/01/25MIDDLEBY CORP | 4,710,000 | $5.3B | 0.12% | |
| 124 | SNOWSnowflake Inc | 34,000 | $5.2B | 0.12% | Call |
| 125 | RPD 2.25 05/01/25RAPID7 INC | 4,999,000 | $5.1B | 0.12% | |
| 126 | GES 2 04/15/24GUESS INC | 5,000,000 | $5.1B | 0.12% | |
| 127 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 4,300,000 | $5.1B | 0.12% | |
| 128 | CNK 4.5 08/15/25CINEMARK HOLDINGS INC | 3,440,000 | $5.0B | 0.12% | |
| 129 | DBX 0 03/01/28DROPBOX INC | 4,730,000 | $4.5B | 0.10% | |
| 130 | HTHT 3 05/01/26H WORLD GROUP LTD | 3,755,000 | $4.3B | 0.10% | |
| 131 | IBMIBM | 30,000 | $4.2B | 0.10% | |
| 132 | DBX 0 03/01/26DROPBOX INC | 4,384,000 | $4.2B | 0.10% | |
| 133 | MGPI 1.875 11/15/41MGP INGREDIENTS INC | 3,300,000 | $4.1B | 0.09% | |
| 134 | HALHalliburton Co | 100,000 | $4.0B | 0.09% | |
| 135 | IART 0.5 08/15/25INTEGRA LIFESCIENCES HLD | 4,381,000 | $4.0B | 0.09% | |
| 136 | RGENREPLIGEN CORP | 2,780,000 | $4.0B | 0.09% | |
| 137 | LENLennar Corp | 35,000 | $3.9B | 0.09% | |
| 138 | BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL | 3,870,000 | $3.8B | 0.09% | |
| 139 | —COHERUS BIOSCIENCES INC | 6,073,000 | $3.7B | 0.09% | |
| 140 | PSN 0.25 08/15/25PARSONS CORP | 2,791,000 | $3.6B | 0.08% | |
| 141 | LITE 0.25 03/15/24LUMENTUM HOLDINGS INC | 3,439,000 | $3.4B | 0.08% | |
| 142 | NVDANVIDIA Corp | 7,500 | $3.3B | 0.08% | |
| 143 | GWRE 1.25 03/15/25GUIDEWIRE SOFTWARE INC | 3,200,000 | $3.3B | 0.08% | |
| 144 | SPGSimon Property Group Inc | 30,000 | $3.2B | 0.08% | |
| 145 | JCIJohnson Controls International | 60,000 | $3.2B | 0.07% | |
| 146 | JAZZ 1.5 08/15/24JAZZ INVESTMENTS I LTD | 3,280,000 | $3.2B | 0.07% | |
| 147 | WGO 1.5 04/01/25WINNEBAGO INDUSTRIES | 2,800,000 | $3.1B | 0.07% | |
| 148 | MRKMerck & Co Inc | 30,000 | $3.1B | 0.07% | |
| 149 | BABAAlibaba Group Holding Ltd | 35,000 | $3.0B | 0.07% | Call |
| 150 | ABBVAbbVie Inc | 20,000 | $3.0B | 0.07% | |
| 151 | RHRH | 11,000 | $2.9B | 0.07% | |
| 152 | ARRY 1 12/01/28ARRAY TECHNOLOGIES INC | 2,511,000 | $2.9B | 0.07% | |
| 153 | DWDMorgan Stanley | 35,000 | $2.9B | 0.07% | |
| 154 | RNG 0 03/01/25RINGCENTRAL INC | 3,065,000 | $2.8B | 0.07% | |
| 155 | BACBank of America Corp | 100,000 | $2.7B | 0.06% | |
| 156 | AMDAdvanced Micro Devices Inc | 25,000 | $2.6B | 0.06% | |
| 157 | UPST 0.25 08/15/26UPSTART HOLDINGS INC | 3,700,000 | $2.5B | 0.06% | |
| 158 | DEDeere & Co | 6,000 | $2.3B | 0.05% | |
| 159 | GHYPGIM Global High Yield Fund In | 200,000 | $2.2B | 0.05% | |
| 160 | INSM 0.75 06/01/28INSMED INC | 2,150,000 | $2.1B | 0.05% | |
| 161 | ETNEaton Corp PLC | 10,000 | $2.1B | 0.05% | |
| 162 | AFRMAffirm Holdings Inc | 100,000 | $2.1B | 0.05% | Put |
| 163 | VAC 0 01/15/26MARRIOTT VACATION WORLDW | 2,379,000 | $2.1B | 0.05% | |
| 164 | FTHYFirst Trust High Yield Opportu | 150,000 | $2.0B | 0.05% | |
| 165 | SNAP 0.25 05/01/25SNAP INC | 2,100,000 | $1.9B | 0.05% | |
| 166 | NRG 2.75 06/01/48NRG ENERGY INC | 1,792,000 | $1.9B | 0.04% | |
| 167 | DDOGDatadog Inc | 20,000 | $1.8B | 0.04% | Call |
| 168 | PNCPNC Financial Services Group I | 13,000 | $1.6B | 0.04% | |
| 169 | ULCCFrontier Group Holdings Inc | 310,100 | $1.5B | 0.03% | Call |
| 170 | LGIHLGI Homes Inc | 15,000 | $1.5B | 0.03% | |
| 171 | HLF 2.625 03/15/24HERBALIFE LTD | 1,429,000 | $1.4B | 0.03% | |
| 172 | MMYT 0 02/15/28MAKEMYTRIP LIMITED | 1,145,000 | $1.3B | 0.03% | |
| 173 | COPConocoPhillips | 10,000 | $1.2B | 0.03% | |
| 174 | AQNCN 7.75 06/15/24ALGONQUIN PWR & | 55,000 | $1.2B | 0.03% | |
| 175 | NOVA 0.25 12/01/26SUNNOVA ENERGY INTL INC | 1,780,000 | $1.2B | 0.03% | |
| 176 | FTCHQFarfetch Ltd | 536,580 | $1.1B | 0.03% | Call |
| 177 | ALTREURAltair Engineering Inc | 17,400 | $1.1B | 0.03% | |
| 178 | MUMicron Technology Inc | 15,000 | $1.0B | 0.02% | Call |
| 179 | CNMDCONMED Corp | 10,000 | $1.0B | 0.02% | Put |
| 180 | UPWK 0.25 08/15/26UPWORK INC | 1,174,000 | $969.2M | 0.02% | |
| 181 | TJXTJX Cos Inc/The | 10,000 | $888.8M | 0.02% | Call |
| 182 | RIGTransocean Ltd | 100,000 | $821.0M | 0.02% | Call |
| 183 | SOFISoFi Technologies Inc | 100,000 | $799.0M | 0.02% | Call |
| 184 | POST 2.5 08/15/27POST HOLDINGS INC | 549,000 | $547.1M | 0.01% | |
| 185 | LYV 2 02/15/25LIVE NATION ENTERTAINMEN | 330,000 | $337.7M | 0.01% | |
| 186 | ABNB 0 03/15/26AIRBNB INC | 351,000 | $309.8M | 0.01% | |
| 187 | CCL 5.75 10/01/24CARNIVAL CORP | 204,000 | $305.9M | 0.01% | |
| 188 | SLGSL Green Realty Corp | 8,000 | $298.4M | 0.01% | Put |
| 189 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 157,000 | $154.1M | 0.00% | |
| 190 | PR 3.25 04/01/28PERMIAN RESOURC OPTG LLC | 58,000 | $137.5M | 0.00% | |
| 191 | CUTR 2.25 06/01/28CUTERA INC | 216,000 | $127.3M | 0.00% | |
| 192 | QTWO 0.75 06/01/26Q2 HOLDINGS INC | 125,000 | $109.6M | 0.00% | |
| 193 | MANUManchester United Plc | 5,000 | $99.0M | 0.00% | |
| 194 | XYZBlock Inc | 2,100 | $92.9M | 0.00% | |
| 195 | GRABGRAB HOLDINGS LTD - CL A | 170,314 | $58.8M | 0.00% | |
| 196 | NEONeoGenomics Inc | 4,500 | $55.4M | 0.00% | |
| 197 | BEBloom Energy Corp | 35 | $464K | 0.00% |
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