ADVENT CAPITAL MANAGEMENT /DE/ Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$5.3B

Holdings

213

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (213 positions)

#	Stock	Shares	Value	% Portfolio
1	WFC 7.5 PERP LWELLS FARGO & COMPANY	111,510	$167.8M	3.14%
2	PANW 0.75 07/01/23PALO ALTO NETWORKS	155,747,000	$164.1M	3.07%
3	BAC 7.25 PERP LBANK OF AMERICA CORP	108,292	$160.4M	3.01%
4	WDC 1.5 02/01/24WESTERN DIGITAL CORP	134,180,000	$129.6M	2.43%
5	—TWITTER INC	116,079,000	$123.4M	2.31%
6	MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC	67,965,000	$87.7M	1.64%
7	—BOOKING HOLDINGS INC	74,983,000	$87.0M	1.63%
8	ILMN 0 08/15/23ILLUMINA INC	76,196,000	$84.7M	1.59%
9	SPLK 0.5 09/15/23SPLUNK INC	76,677,000	$82.4M	1.54%
10	BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL	81,501,000	$80.3M	1.50%
11	PSTG 0.125 04/15/23PURE STORAGE INC	81,007,000	$79.7M	1.49%
12	—ARES CAPITAL CORP	76,376,000	$79.3M	1.48%
13	—ILLUMINA INC	58,804,000	$78.3M	1.47%
14	—SOUTHERN CO	1,389,715	$74.4M	1.39%
15	—DOMINION ENERGY INC	703,000	$74.3M	1.39%
16	—VERINT SYSTEMS INC	73,416,000	$74.2M	1.39%
17	DISH 3.375 08/15/26DISH NETWORK CORP	80,093,000	$73.6M	1.38%
18	AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC	62,861,000	$72.2M	1.35%
19	—FIREEYE INC	74,533,000	$70.2M	1.31%
20	—SYNAPTICS INC	72,799,000	$68.1M	1.27%
21	ARCC 4.625 03/01/24ARES CAPITAL CORP	57,612,000	$61.0M	1.14%
22	—TESLA INC	59,920,000	$58.6M	1.10%
23	JAZZ 1.5 08/15/24JAZZ INVESTMENTS I LTD	60,432,000	$58.3M	1.09%
24	—NUANCE COMMUNICATIONS	60,864,000	$57.6M	1.08%
25	—SUPERNUS PHARMACEUTICALS	60,655,000	$56.4M	1.06%
26	ELV 2.75 10/15/42ANTHEM INC	16,839,000	$56.3M	1.06%
27	NRG 2.75 06/01/48NRG ENERGY INC	49,691,000	$55.9M	1.05%
28	—LIBERTY MEDIA CORP	97,242,000	$55.5M	1.04%
29	—BOOKING HOLDINGS INC	36,462,000	$54.5M	1.02%
30	—AMERICAN ELECTRIC POWER	974,825	$53.9M	1.01%
31	—MERITOR INC	54,549,000	$53.8M	1.01%
32	LGND 0.75 05/15/23LIGAND PHARMACEUTICALS I	63,124,000	$52.7M	0.99%
33	LMCA 1.375 10/15/23LIBERTY MEDIA CORP	43,796,000	$52.4M	0.98%
34	—SQUARE INC	45,606,000	$50.8M	0.95%
35	—MARRIOTT VACATION WORLDW	49,579,000	$49.8M	0.93%
36	—STANLEY BLACK & DECKER I	483,097	$48.6M	0.91%
37	HLF 2.625 03/15/24HERBALIFE LTD	51,896,000	$48.5M	0.91%
38	HTHT 0.375 11/01/22HUAZHU GROUP LTD	46,022,000	$48.0M	0.90%
39	—CSG SYSTEMS INTERNATIONA	42,131,000	$47.7M	0.89%
40	—NOVELLUS SYSTEMS INC	6,659,000	$47.5M	0.89%
41	NEE 4.872 09/01/22NEXTERA ENERGY INC	930,000	$46.7M	0.87%
42	—TWITTER INC	45,203,000	$44.5M	0.83%
43	VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY	47,086,000	$44.3M	0.83%
44	—NEW RELIC INC	46,293,000	$43.9M	0.82%
45	PRAA 3.5 06/01/23PRA GROUP INC	42,507,000	$43.0M	0.81%
46	—DYCOM INDUSTRIES INC	44,967,000	$42.9M	0.80%
47	—SPIRIT REALTY CAPITAL IN	39,526,000	$40.6M	0.76%
48	—DANAHER CORP	35,386	$40.3M	0.76%
49	—FIREEYE INC	42,146,000	$39.9M	0.75%
50	—INTERCEPT PHARMAS	45,740,000	$39.3M	0.74%
51	—BIOMARIN PHARMACEUTICAL	37,943,000	$39.2M	0.73%
52	—CARDTRONICS INC	39,504,000	$38.9M	0.73%
53	—BECTON DICKINSON AND CO	627,283	$38.9M	0.73%
54	STWD 4.375 04/01/23STARWOOD PROPERTY TRUST	37,263,000	$38.5M	0.72%
55	—TRIP.COM GROUP LTD	38,356,000	$37.6M	0.70%
56	DISH 2.375 03/15/24DISH NETWORK CORP	40,837,000	$36.0M	0.67%
57	—MACQUARIE INFRASTRUCTURE	38,450,000	$35.1M	0.66%
58	—CHENIERE ENERGY INC	43,331,000	$33.9M	0.63%
59	INVA 2.125 01/15/23INNOVIVA INC	35,150,000	$33.2M	0.62%
60	—ON SEMICONDUCTOR CORP	26,454,000	$31.9M	0.60%
61	—HORIZON PHARMA INV LTD	26,750,000	$31.2M	0.58%
62	NTNX 0 01/15/23NUTANIX INC	33,239,000	$31.1M	0.58%
63	ATSG 1.125 10/15/24AIR TRANSPORT SERVICES G	32,736,000	$30.7M	0.57%
64	—PRA GROUP INC	30,500,000	$30.3M	0.57%
65	—ALLSCRIPTS HEALTHCARE SO	29,668,000	$29.5M	0.55%
66	—WORKDAY INC	22,473,000	$29.4M	0.55%
67	VIAV 1 03/01/24VIAVI SOLUTIONS INC	23,292,000	$28.6M	0.54%
68	EXAS 0.375 03/15/27EXACT SCIENCES CORP	26,449,000	$28.6M	0.54%
69	—TERADYNE INC	14,772,000	$28.1M	0.53%
70	—FINISAR CORP	27,565,000	$27.5M	0.51%
71	—NEVRO CORP	24,220,000	$27.4M	0.51%
72	—JAZZ INVESTMENTS I LTD	27,055,000	$27.1M	0.51%
73	—TRIP.COM GROUP LTD	26,622,000	$26.8M	0.50%
74	—COLONY CAPITAL INC	27,004,000	$26.7M	0.50%
75	—CROWN CASTLE INTL CORP	21,061	$26.6M	0.50%
76	BXMT 4.75 03/15/23BLACKSTONE MORTGAGE TR	25,287,000	$26.5M	0.50%
77	INSM 1.75 01/15/25INSMED INC	31,693,000	$26.5M	0.50%
78	—BLACKSTONE MORTGAGE TR	25,071,000	$26.2M	0.49%
79	—PACIRA BIOSCIENCES INC	26,094,000	$25.8M	0.48%
80	—FORTIVE CORPORATION	28,419	$25.6M	0.48%
81	—NUVASIVE INC	21,613,000	$25.5M	0.48%
82	—ARCONIC INC	24,819,000	$24.8M	0.47%
83	—NUANCE COMMUNICATIONS	24,760,000	$24.5M	0.46%
84	—GREENBRIER COS INC	25,589,000	$24.5M	0.46%
85	—VEREIT INC	24,115,000	$24.5M	0.46%
86	—RAPID7 INC	18,251,000	$23.7M	0.44%
87	—QTS REALTY TRUST INC	184,865	$22.6M	0.42%
88	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDG	26,275,000	$21.9M	0.41%
89	—INTL FLAVOR & FRAGRANCES	461,770	$21.6M	0.41%
90	—ZILLOW INC	21,597,000	$21.5M	0.40%
91	—BLACKROCK TCP CAP CORP	20,113,000	$20.7M	0.39%
92	—IONIS PHARMACEUTICALS IN	17,756,000	$20.3M	0.38%
93	VECO 2.7 01/15/23VEECO INSTRUMENTS INC	22,468,000	$20.1M	0.38%
94	—ENERGIZER HOLDINGS INC	209,889	$19.9M	0.37%
95	SM 1.5 07/01/21SM ENERGY CO	21,186,000	$19.2M	0.36%
96	—TPG SPECIALTY LENDING IN	17,261,000	$18.1M	0.34%
97	FLG 6 11/01/51NY COMMUNITY CAP TRUST V	354,268	$17.7M	0.33%
98	—OSI SYSTEMS INC	15,641,000	$17.5M	0.33%
99	TDOC 1.375 05/15/25TELADOC HEALTH INC	11,716,000	$17.4M	0.33%
100	—ZENDESK INC	13,085,000	$17.3M	0.32%

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