ADVENT CAPITAL MANAGEMENT /DE/ Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$5.3B
Holdings
291
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (291 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | ABBVAbbVie Inc | 5,000 | $444.0M | 8.41% | |
| 202 | —Brocade Communications | 432,000 | $436.0M | 8.26% | |
| 203 | —Live Nation Entertainmen | 348,000 | $435.0M | 8.24% | |
| 204 | VECOVeeco Instruments Inc | 20,000 | $428.0M | 8.10% | |
| 205 | ATDAllegheny Technologies Inc | 17,500 | $418.0M | 7.92% | |
| 206 | CLVSEURClovis Oncology Inc | 5,000 | $412.0M | 7.80% | |
| 207 | NUAN 2.75 11/01/31Nuance Communications | 408,000 | $410.0M | 7.76% | |
| 208 | —Redwood Trust Inc | 416,000 | $398.0M | 7.54% | |
| 209 | —Workday Inc | 320,000 | $390.0M | 7.38% | |
| 210 | TERTeradyne Inc | 10,000 | $373.0M | 7.06% | |
| 211 | —Flexion Therapeutics Inc | 15,000 | $363.0M | 6.87% | |
| 212 | 35VVEON Ltd | 85,300 | $357.0M | 6.76% | |
| 213 | ZZillow Group Inc | 8,420 | $339.0M | 6.42% | |
| 214 | FTITechnipFMC PLC | 11,300 | $312.0M | 5.91% | |
| 215 | —Brookdale Senior Living | 298,000 | $297.0M | 5.62% | |
| 216 | —Synchronoss Technologies | 336,000 | $286.0M | 5.42% | |
| 217 | BCBrunswick Corp/DE | 5,000 | $280.0M | 5.30% | |
| 218 | TWTRUSDTwitter Inc | 15,898 | $268.0M | 5.07% | |
| 219 | HLX 3.25 03/15/32Helix Energy Solutions | 265,000 | $261.0M | 4.94% | |
| 220 | FEYECHFFireEye Inc | 15,000 | $252.0M | 4.77% | |
| 221 | BTOB2Gold Corp | 87,000 | $244.0M | 4.62% | |
| 222 | —Sina Corp | 230,000 | $230.0M | 4.36% | |
| 223 | —Pdl Biopharma Inc | 235,000 | $212.0M | 4.01% | |
| 224 | PTCTPTC Therapeutics Inc | 10,000 | $200.0M | 3.79% | |
| 225 | —Ctrip.Com Intl Ltd | 134,000 | $193.0M | 3.65% | |
| 226 | —Seacor Holdings Inc | 191,000 | $179.0M | 3.39% | |
| 227 | COHRII-VI Inc | 4,000 | $165.0M | 3.12% | |
| 228 | —Homeaway Inc | 175,000 | $165.0M | 3.12% | |
| 229 | —Forest City Realty Trust | 152,000 | $158.0M | 2.99% | |
| 230 | LAB 2.75 02/01/34Fluidigm Corp | 257,000 | $144.0M | 2.73% | |
| 231 | IACIEURIAC/InterActiveCorp | 1,000 | $118.0M | 2.23% | |
| 232 | —Chart Industries Inc | 113,000 | $98.0M | 1.86% | |
| 233 | —Depomed Inc | 1,000 | $98.0M | 1.86% | Put |
| 234 | RGLDRoyal Gold Inc | 200 | $95.0M | 1.80% | Put |
| 235 | —Impax Laboratories Inc | 806 | $81.0M | 1.53% | Put |
| 236 | —Hornbeck Offshore Serv | 145,000 | $74.0M | 1.40% | |
| 237 | ARNC 5.375 10/01/17Arconic Inc | 1,615 | $63.0M | 1.19% | |
| 238 | ARNCCHFArconic Inc | 2,534 | $63.0M | 1.19% | |
| 239 | —Advent Claymore Convertible Se | 10,000 | $62.0M | 1.17% | |
| 240 | —Flexion Therapeutics Inc | 250 | $61.0M | 1.16% | Call |
| 241 | —Cinedigm Corp | 36,666 | $53.0M | 1.00% | |
| 242 | TREELendingTree Inc | 100 | $52.0M | 0.98% | Call |
| 243 | —Amazon.com Inc | 25 | $49.0M | 0.93% | Call |
| 244 | —Infinera Corp | 45,000 | $46.0M | 0.87% | |
| 245 | —Nabors Industries Ltd | 1,000 | $41.0M | 0.78% | Call |
| 246 | —Priceline Group Inc/The | 50 | $39.0M | 0.74% | Put |
| 247 | ABBVAbbVie Inc | 100 | $36.0M | 0.68% | Call |
| 248 | ZZillow Group Inc | 1,100 | $31.0M | 0.59% | Put |
| 249 | AAPLApple Inc | 500 | $30.0M | 0.57% | Call |
| 250 | —Encore Capital Group Inc | 42,000 | $29.0M | 0.55% | |
| 251 | PANWPalo Alto Networks Inc | 100 | $27.0M | 0.51% | Call |
| 252 | TAT&T Inc | 1,800 | $22.0M | 0.42% | Put |
| 253 | BACBank of America Corp | 800 | $15.0M | 0.28% | Call |
| 254 | AKAMAkamai Technologies Inc | 300 | $13.0M | 0.25% | Call |
| 255 | SPYSPDR S&P 500 ETF Trust | 600 | $13.0M | 0.25% | Put |
| 256 | —Meritor Inc | 500 | $10.0M | 0.19% | Put |
| 257 | JAH 1.125 03/15/34Jarden Corp | 7,000 | $9.0M | 0.17% | |
| 258 | NOWServiceNow Inc | 200 | $9.0M | 0.17% | Call |
| 259 | —Altaba Inc | 500 | $9.0M | 0.17% | Put |
| 260 | AQLTiShares Russell 2000 ETF | 500 | $8.0M | 0.15% | Put |
| 261 | GPREGreen Plains Inc | 500 | $8.0M | 0.15% | Call |
| 262 | BMRNBioMarin Pharmaceutical Inc | 150 | $8.0M | 0.15% | Put |
| 263 | RACEFerrari NV | 110 | $8.0M | 0.15% | Put |
| 264 | GLDSPDR Gold Shares | 150 | $7.0M | 0.13% | Put |
| 265 | CCICrown Castle International Cor | 70 | $7.0M | 0.13% | Put |
| 266 | INCYIncyte Corp | 100 | $7.0M | 0.13% | Put |
| 267 | —Twitter Inc | 500 | $7.0M | 0.13% | Put |
| 268 | TEVATeva Pharmaceutical Industries | 1,700 | $7.0M | 0.13% | Call |
| 269 | —Chesapeake Energy Corp | 1,500 | $6.0M | 0.11% | Call |
| 270 | TPRTapestry Inc | 200 | $6.0M | 0.11% | Call |
| 271 | PTCTPTC Therapeutics Inc | 100 | $6.0M | 0.11% | Put |
| 272 | MCHPMicrochip Technology Inc | 120 | $6.0M | 0.11% | Put |
| 273 | —Scorpio Tankers Inc | 1,000 | $5.0M | 0.09% | Call |
| 274 | —WPX Energy Inc | 600 | $5.0M | 0.09% | Put |
| 275 | —Helix Energy Solutions | 5,000 | $5.0M | 0.09% | |
| 276 | WMTWal-Mart Stores Inc | 230 | $4.0M | 0.08% | Put |
| 277 | INCYIncyte Corp | 70 | $4.0M | 0.08% | Call |
| 278 | —II-VI Inc | 400 | $4.0M | 0.08% | Put |
| 279 | CXCemex SAB de CV | 203 | $4.0M | 0.08% | Put |
| 280 | MUMicron Technology Inc | 400 | $3.0M | 0.06% | Put |
| 281 | —Ctrip.com International Ltd | 300 | $2.0M | 0.04% | Put |
| 282 | —Finisar Corp | 100 | $2.0M | 0.04% | Put |
| 283 | ATIAllegheny Technologies Inc | 175 | $2.0M | 0.04% | Put |
| 284 | HCIHCI Group Inc | 200 | $2.0M | 0.04% | Put |
| 285 | TEVATeva Pharmaceutical Industries | 300 | $2.0M | 0.04% | Put |
| 286 | TERTeradyne Inc | 150 | $2.0M | 0.04% | Put |
| 287 | AMDAdvanced Micro Devices Inc | 400 | $2.0M | 0.04% | Put |
| 288 | RACEFerrari NV | 50 | $1.0M | 0.02% | Call |
| 289 | LYVLive Nation Entertainment Inc | 180 | $1.0M | 0.02% | Put |
| 290 | KEYKeyCorp | 250 | $0 | 0.00% | Put |
| 291 | ORCLOracle Corp | 300 | $0 | 0.00% | Call |
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