ADVENT CAPITAL MANAGEMENT /DE/ Q2 2016 Filing
Filed August 5, 2016
Portfolio Value
$6.5B
Holdings
458
Report Date
Q2 2016
Filing Type
13F-HR
All Holdings (458 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | —Fireeye Inc | 5,908 | $78.0M | 1.21% | Call |
| 402 | —Hornbeck Offshore Serv | 145,000 | $74.0M | 1.15% | |
| 403 | SPESpecial Opportunities Fund Inc | 5,000 | $69.0M | 1.07% | |
| 404 | —Ctrip.Com International Ltd | 1,100 | $59.0M | 0.91% | Put |
| 405 | —Clearwire Comm/Finance | 62,000 | $59.0M | 0.91% | |
| 406 | HLFHerbalife Ltd | 300 | $56.0M | 0.87% | Put |
| 407 | —Yahoo! Inc | 1,600 | $52.0M | 0.81% | Call |
| 408 | NFLXNetflix Inc | 800 | $52.0M | 0.81% | Put |
| 409 | —Suntrust Banks Inc | 50,000 | $50.0M | 0.77% | |
| 410 | NXPINxp Semiconductors Nv | 150 | $47.0M | 0.73% | Put |
| 411 | BMRNBiomarin Pharmaceutical Inc | 700 | $47.0M | 0.73% | Call |
| 412 | RGLDRoyal Gold Inc | 137 | $47.0M | 0.73% | Call |
| 413 | —Credit Suisse Group Ag | 230 | $43.0M | 0.67% | Put |
| 414 | SPYSpdr S&P500 Etf Trust | 3,650 | $40.0M | 0.62% | Put |
| 415 | ATIAllegheny Technologies Inc | 1,500 | $38.0M | 0.59% | Put |
| 416 | SWN1EURSouthwestern Energy Co | 2,924 | $37.0M | 0.57% | |
| 417 | —Ally Financial Inc | 1,207 | $36.0M | 0.56% | Put |
| 418 | AQLTIshares Msci Emerging Markets | 1,000 | $33.0M | 0.51% | Put |
| 419 | —Twitter Inc | 4,800 | $33.0M | 0.51% | Call |
| 420 | —Weatherford International Plc | 900 | $30.0M | 0.46% | Put |
| 421 | BACBank Of America Corp | 750 | $29.0M | 0.45% | Call |
| 422 | —Powershares Qqq Trust Series 1 | 2,000 | $27.0M | 0.42% | Put |
| 423 | —Cliffs Natural Resources Inc | 800 | $26.0M | 0.40% | Call |
| 424 | GLNGGolar Lng Ltd | 1,500 | $26.0M | 0.40% | Put |
| 425 | —Chesapeake Energy Corp | 53 | $24.0M | 0.37% | |
| 426 | —Cypress Semiconductor Corp | 500 | $24.0M | 0.37% | Put |
| 427 | —Iconix Brand Group Inc | 200 | $24.0M | 0.37% | Put |
| 428 | —Whiting Petroleum Corp | 2,200 | $18.0M | 0.28% | Call |
| 429 | COPConocophillips | 180 | $17.0M | 0.26% | Call |
| 430 | URBNUrban Outfitters Inc | 300 | $17.0M | 0.26% | Call |
| 431 | ZDJ2 Global Inc | 300 | $16.0M | 0.25% | Put |
| 432 | —Chesapeake Energy Corp | 900 | $15.0M | 0.23% | Call |
| 433 | NOWServicenow Inc | 688 | $14.0M | 0.22% | Call |
| 434 | CIENCiena Corp | 750 | $14.0M | 0.22% | |
| 435 | —Lions Gate Entertainment Corp | 200 | $13.0M | 0.20% | Put |
| 436 | —Spdr Dow Jones Industrial Aver | 2,300 | $13.0M | 0.20% | Put |
| 437 | WDCWestern Digital Corp | 1,700 | $12.0M | 0.19% | Put |
| 438 | —Gnc Holdings Inc | 507 | $11.0M | 0.17% | Call |
| 439 | —Endo International Plc | 500 | $9.0M | 0.14% | Call |
| 440 | JAH 1.125 03/15/34Jarden Corp | 7,000 | $9.0M | 0.14% | |
| 441 | NTAPNetapp Inc | 800 | $7.0M | 0.11% | Call |
| 442 | VALEVale Sa | 300 | $7.0M | 0.11% | Call |
| 443 | —Iconix Brand Group Inc | 300 | $6.0M | 0.09% | Call |
| 444 | —Jc Penney Co Inc | 1,400 | $6.0M | 0.09% | Put |
| 445 | BACBank Of America Corp | 2,000 | $5.0M | 0.08% | Put |
| 446 | AQLTIshares Iboxx $ High Yield Cor | 750 | $5.0M | 0.08% | Put |
| 447 | —Ak Steel Holding Corp | 1,000 | $5.0M | 0.08% | Call |
| 448 | MSFTMicrosoft Corp | 250 | $5.0M | 0.08% | Put |
| 449 | INTCIntel Corp | 500 | $4.0M | 0.06% | Call |
| 450 | —Cobalt International Energy In | 500 | $3.0M | 0.05% | Call |
| 451 | —Red Hat Inc | 200 | $3.0M | 0.05% | Call |
| 452 | —Petroleo Brasileiro Sa | 300 | $3.0M | 0.05% | Call |
| 453 | —Monster Worldwide Inc | 1,000 | $3.0M | 0.05% | Call |
| 454 | MUMicron Technology Inc | 579 | $2.0M | 0.03% | Call |
| 455 | —Lendingclub Corp | 300 | $2.0M | 0.03% | Put |
| 456 | —Walt Disney Co/The | 200 | $1.0M | 0.02% | Put |
| 457 | METAFacebook Inc | 500 | $1.0M | 0.02% | Put |
| 458 | —Ctrip.Com International Ltd | 100 | $1.0M | 0.02% | Call |
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