ADVENT CAPITAL MANAGEMENT /DE/ Q1 2017 Filing

Filed May 5, 2017

Portfolio Value

$5.3B

Holdings

260

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (260 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	CLVSEURCLOVIS ONCOLOGY INC	5,000	$318.0M	5.95%
202	—INPHI CORP	230,000	$318.0M	5.95%
203	—MEDICINES COMPANY	182,000	$288.0M	5.39%
204	—WRIGHT MEDICAL GROUP INC	269,000	$276.0M	5.16%
205	—DEPOMED INC	2,000	$273.0M	5.11%	Put
206	NBRNABORS INDUSTRIES LTD	20,700	$271.0M	5.07%
207	HLX 3.25 03/15/32HELIX ENERGY SOLUTIONS	265,000	$261.0M	4.88%
208	MUMICRON TECHNOLOGY INC	8,821	$255.0M	4.77%
209	BMRNBIOMARIN PHARMACEUTICAL INC	2,640	$232.0M	4.34%
210	—SINA CORP	230,000	$230.0M	4.30%
211	—WEB.COM GROUP INC	11,850	$229.0M	4.28%
212	—PDL BIOPHARMA INC	235,000	$212.0M	3.97%
213	—SEACOR HOLDINGS INC	191,000	$179.0M	3.35%
214	—NEWPARK RESOURCES INC	202,000	$177.0M	3.31%
215	—HOMEAWAY INC	175,000	$165.0M	3.09%
216	—FOREST CITY REALTY TRUST	152,000	$158.0M	2.96%
217	LAB 2.75 02/01/34FLUIDIGM CORP	257,000	$144.0M	2.69%
218	—MEDICINES COMPANY	95,000	$139.0M	2.60%
219	ONON SEMICONDUCTOR CORP	2,000	$115.0M	2.15%	Call
220	—CTRIP.COM INTERNATIONAL LTD	1,000	$105.0M	1.96%	Call
221	—DYNEGY INC	13,124	$103.0M	1.93%
222	—CHART INDUSTRIES INC	113,000	$98.0M	1.83%
223	WFRDWEATHERFORD INTERNATIONAL PLC	11,700	$78.0M	1.46%
224	—HORNBECK OFFSHORE SERV	145,000	$74.0M	1.38%
225	—GENERAL ELECTRIC CO	3,000	$71.0M	1.33%	Call
226	BTOB2GOLD CORP	25,000	$71.0M	1.33%
227	—RED HAT INC	250	$67.0M	1.25%	Call
228	—FIREEYE INC	1,009	$66.0M	1.23%	Call
229	ZZILLOW GROUP INC	1,100	$47.0M	0.88%	Put
230	—CLOVIS ONCOLOGY INC	300	$35.0M	0.65%	Call
231	—ENCORE CAPITAL GROUP INC	42,000	$29.0M	0.54%
232	XLFIFINANCIAL SELECT SECTOR SPDR F	1,000	$27.0M	0.51%	Call
233	KEYKEYCORP	1,500	$26.0M	0.49%	Call
234	—MACY'S INC	1,250	$26.0M	0.49%	Call
235	—EP ENERGY CORP	3,000	$23.0M	0.43%	Put
236	—YAHOO! INC	1,000	$23.0M	0.43%	Call
237	NOWSERVICENOW INC	300	$21.0M	0.39%	Call
238	—CISCO SYSTEMS INC	3,000	$20.0M	0.37%	Call
239	PFEPFIZER INC	1,500	$17.0M	0.32%	Call
240	DBDEUTSCHE BANK AG	300	$17.0M	0.32%	Call
241	—NABORS INDUSTRIES LTD	1,000	$16.0M	0.30%	Put
242	TMUST-MOBILE US INC	50	$15.0M	0.28%	Call
243	—SPRINT CORP	1,000	$12.0M	0.22%	Call
244	COPCONOCOPHILLIPS	500	$11.0M	0.21%	Call
245	TEVATEVA PHARMACEUTICAL INDUSTRIES	1,000	$11.0M	0.21%	Call
246	—SANTANDER CONSUMER USA HOLDING	1,000	$10.0M	0.19%	Put
247	—POWERSHARES QQQ TRUST SERIES 1	500	$10.0M	0.19%	Put
248	—WHITING PETROLEUM CORP	1,400	$10.0M	0.19%	Put
249	JAH 1.125 03/15/34JARDEN CORP	7,000	$9.0M	0.17%
250	—DEPOMED INC	1,000	$8.0M	0.15%	Call
251	—LIBERTY INTERACTIVE CORP QVC G	150	$7.0M	0.13%	Call
252	SPYSPDR S&P500 ETF TRUST	1,000	$6.0M	0.11%	Put
253	COPCONOCOPHILLIPS	250	$5.0M	0.09%	Put
254	PANWPALO ALTO NETWORKS INC	300	$5.0M	0.09%	Call
255	NXPINXP SEMICONDUCTORS NV	220	$4.0M	0.07%	Put
256	AQLTISHARES RUSSELL 2000 ETF	600	$3.0M	0.06%	Put
257	—CENTURYLINK INC	450	$3.0M	0.06%	Put
258	—FIREEYE INC	200	$2.0M	0.04%	Put
259	—WEBMD HEALTH CORP	1	$0	0.00%	Put
260	—VALEANT PHARMACEUTICALS INTERN	150	$0	0.00%	Call

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