Wellington Shields Capital Management, LLC

CIK: 0001506071SEC EDGAR →

Portfolio Value

$685.8M

Holdings

316

As of

Q4 2025

New Positions

315

Closed Positions

Portfolio Value History

Top 10 Holdings

Rank	Stock	Shares	Value	% of Portfolio
1	MSFT MICROSOFT CORP COM	112,309	$54.3M	7.92%
2	GOOG ALPHABET INC CAP STK CL C	125,978	$39.5M	5.76%
3	AAPL APPLE INC COM	118,135	$32.1M	4.68%
4	GOOGL ALPHABET INC CAP STK CL A	98,170	$30.7M	4.48%
5	AMZN AMAZON COM INC COM	105,442	$24.3M	3.55%
6	BX BLACKSTONE INC COM	155,756	$24.0M	3.50%
7	JPM JPMORGAN CHASE & CO COM	71,982	$23.2M	3.38%
8	MA MASTERCARD INCORPORATED CL A	31,037	$17.7M	2.58%
9	AXP AMERICAN EXPRESS CO COM	40,049	$14.8M	2.16%
10	BE BLOOM ENERGY CORP COM CL A	162,550	$14.1M	2.06%

Quarterly Changes

Top Buys

MSFTNEW

$54.3M

GOOGNEW

$39.5M

AAPLNEW

$32.1M

GOOGLNEW

$30.7M

AMZNNEW

$24.3M

Top Sells

No sells this quarter

New Positions (316)

$54.3M · 112K shares

$39.5M · 126K shares

$32.1M · 118K shares

$30.7M · 98K shares

$24.3M · 105K shares

$24.0M · 156K shares

JPM

$23.2M · 72K shares

$17.7M · 31K shares

AXP

$14.8M · 40K shares

$14.1M · 163K shares

XOM

$12.5M · 104K shares

$11.1M · 51K shares

$11.0M · 51K shares

$10.9M · 75K shares

$10.6M · 58K shares

$10.4M · 56K shares

$10.3M · 533K shares

$8.7M · 54K shares

$8.5M · 20K shares

$8.3M · 34K shares

$8.3M · 27K shares

$7.3M · 21K shares

$6.8M · 30K shares

$6.4M · 8K shares

$6.4M · 21K shares

$6.3M · 6K shares

$6.1M · 59K shares

$6.1M · 21K shares

$5.5M · 9K shares

$5.2M · 28K shares

$5.0M · 77K shares

$5.0M · 84K shares

$4.7M · 13K shares

$4.4M · 10K shares

$4.4M · 69K shares

$4.4M · 12K shares

$4.3M · 8K shares

$4.2M · 4K shares

$4.1M · 48K shares

JNJ

$3.9M · 19K shares

$3.6M · 10K shares

ITW

$3.6M · 14K shares

ABBV

$3.5M · 15K shares

TROX

$3.4M · 822K shares

$3.3M · 10K shares

$3.3M · 29K shares

$3.1M · 5K shares

$2.9M · 6K shares

$2.8M · 4K shares

$2.8M · 7K shares

$2.7M · 9K shares

PSNL

$2.7M · 340K shares

ETN

$2.7M · 8K shares

$2.6M · 37K shares

$2.6M · 44K shares

$2.5M · 6K shares

$2.5M · 4K shares

$2.4M · 14K shares

$2.4M · 7K shares

$2.4M · 3K shares

$2.4M · 27K shares

$2.3M · 28K shares

$2.2M · 8K shares

$2.2M · 12K shares

$2.0M · 4K shares

ASML

$2.0M · 2K shares

KKR

$2.0M · 15K shares

$2.0M · 4K shares

$1.9M · 30K shares

$1.9M · 17K shares

$1.9M · 7K shares

$1.9M · 65K shares

$1.9M · 8K shares

$1.9M · 113K shares

$1.8M · 95K shares

$1.8M · 7K shares

$1.8M · 2K shares

$1.8M · 4K shares

$1.8M · 29K shares

$1.8M · 9K shares

$1.7M · 23K shares

$1.6M · 40K shares

$1.6M · 13K shares

$1.5M · 9K shares

$1.4M · 10K shares

$1.4M · 46K shares

$1.4M · 129K shares

$1.4M · 24K shares

$1.3M · 15K shares

$1.3M · 10K shares

$1.3M · 8K shares

$1.3M · 42K shares

$1.3M · 7K shares

$1.3M · 7K shares

$1.3M · 23K shares

$1.2M · 2K shares

$1.2M · 24K shares

$1.2M · 24K shares

$1.2M · 6K shares

$1.2M · 6K shares

$1.1M · 3K shares

$1.1M · 3K shares

$1.1M · 5K shares

$1.1M · 100K shares

$1.1M · 5K shares

$1.1M · 9K shares

$1.0M · 19K shares

$1.0M · 12K shares

$996K · 5K shares

$987K · 18K shares

$986K · 11K shares

$985K · 7K shares

$950K · 4K shares

$946K · 2K shares

$935K · 43K shares

$928K · 7K shares

$878K · 24K shares

$859K · 1K shares

$859K · 35K shares

$857K · 18K shares

$805K · 27K shares

$803K · 17K shares

$793K · 5K shares

$791K · 3K shares

$778K · 3K shares

$753K · 24K shares

MRK

$747K · 7K shares

JEPI

$740K · 13K shares

$732K · 15K shares

$688K · 19K shares

$685K · 10K shares

$674K · 12K shares

$670K · 28K shares

$650K · 22K shares

$644K · 4K shares

$632K · 2K shares

$620K · 17K shares

$614K · 4K shares

$598K · 1K shares

$590K · 10K shares

$585K · 8K shares

$585K · 17K shares

$581K · 7K shares

$580K · 3K shares

$567K · 7K shares

$542K · 13K shares

$541K · 5K shares

$531K · 11K shares

$523K · 17K shares

$510K · 6K shares

$509K · 1K shares

$508K · 2K shares

FNV

$507K · 2K shares

IDA

$506K · 4K shares

BSX

$501K · 5K shares

$501K · 11K shares

FANG

$499K · 3K shares

$498K · 2K shares

$491K · 2K shares

$479K · 5K shares

$468K · 27K shares

$462K · 2K shares

$454K · 19K shares

$453K · 50K shares

$449K · 10K shares

$448K · 4K shares

$432K · 3K shares

$429K · 750 shares

$428K · 12K shares

$395K · 5K shares

$393K · 4K shares

$391K · 1K shares

$389K · 1K shares

$386K · 14K shares

$382K · 2K shares

$380K · 1K shares

$379K · 5K shares

$378K · 11K shares

$373K · 15K shares

$371K · 3K shares

$367K · 5K shares

$364K · 2K shares

$364K · 1K shares

$359K · 1K shares

$351K · 7K shares

$351K · 3K shares

$349K · 4K shares

$341K · 7K shares

$338K · 2K shares

$336K · 500 shares

$336K · 1K shares

$334K · 6K shares

$332K · 4K shares

$331K · 2K shares

$325K · 8K shares

$324K · 20K shares

$324K · 2K shares

$323K · 5K shares

$320K · 6K shares

$319K · 3K shares

$316K · 6K shares

$314K · 29K shares

$305K · 21K shares

$295K · 3K shares

$295K · 365 shares

$288K · 27K shares

$286K · 3K shares

$284K · 6K shares

$282K · 2K shares

$279K · 300 shares

$275K · 8K shares

$275K · 1K shares

$269K · 2K shares

$262K · 3K shares

$259K · 5K shares

$255K · 3K shares

$252K · 5K shares

$252K · 1K shares

$250K · 12K shares

$250K · 3K shares

$249K · 850 shares

$249K · 4K shares

$241K · 1K shares

$238K · 1K shares

$234K · 500 shares

$232K · 1K shares

$231K · 6K shares

$230K · 9K shares

$228K · 1K shares

ALS

$228K · 1K shares

AVNT

$212K · 7K shares

KLAC

$206K · 170 shares

$203K · 2K shares

$199K · 2K shares

$197K · 2K shares

$196K · 7K shares

$195K · 2K shares

$193K · 2K shares

$192K · 10K shares

$192K · 6K shares

$184K · 6K shares

$183K · 1K shares

$182K · 34 shares

$182K · 1K shares

$182K · 6K shares

$173K · 2K shares

$169K · 1K shares

$169K · 2K shares

$167K · 500 shares

$166K · 1K shares

$166K · 3K shares

$157K · 2K shares

$154K · 2K shares

$154K · 4K shares

$152K · 3K shares

$146K · 1K shares

$143K · 4K shares

$139K · 450 shares

$132K · 7K shares

$127K · 363 shares

$121K · 1K shares

$120K · 2K shares

$116K · 2K shares

$113K · 2K shares

$97K · 250 shares

$95K · 700 shares

$94K · 181 shares

$93K · 540 shares

$89K · 1K shares

$88K · 155 shares

$87K · 400 shares

$85K · 14K shares

$78K · 546 shares

$76K · 825 shares

$73K · 2K shares

$73K · 630 shares

$70K · 80 shares

$70K · 1K shares

$68K · 1K shares

$67K · 10K shares

$64K · 2K shares

$63K · 517 shares

$62K · 566 shares

$59K · 900 shares

$58K · 494 shares

$58K · 2K shares

$56K · 400 shares

$55K · 801 shares

$54K · 2K shares

$52K · 550 shares

$50K · 200 shares

$47K · 603 shares

GIS

$46K · 1K shares

$43K · 534 shares

$43K · 1K shares

$43K · 150 shares

$42K · 1K shares

$34K · 400 shares

$31K · 1K shares

$30K · 3K shares

$27K · 2K shares

$26K · 52 shares

$26K · 255 shares

PNQI

$24K · 450 shares

$23K · 1K shares

$16K · 65 shares

$16K · 600 shares

$15K · 13K shares

$12K · 118 shares

$11K · 850 shares

RPM

$10K · 100 shares

$9K · 93 shares

$9K · 104 shares

ICCM

$9K · 15K shares

PSKY

$2K · 150 shares

RIG

$0 · 120 shares

Sector Breakdown

Sector	# Holdings	Value	%
Financial Services	80	$177.6M	25.9%
Technology	41	$177.6M	25.9%
Communication Services	13	$85.5M	12.5%
Industrials	43	$80.2M	11.7%
Healthcare	31	$47.0M	6.9%
Consumer Cyclical	15	$34.2M	5.0%
Energy	26	$24.7M	3.6%
Unknown	16	$17.3M	2.5%
Consumer Defensive	13	$12.8M	1.9%
Basic Materials	18	$12.6M	1.8%
Utilities	11	$10.7M	1.6%
Real Estate	9	$5.3M	0.8%