Warberg Asset Management LLC Q4 2022 Filing
Filed February 13, 2023
Portfolio Value
$638.4B
Holdings
271
Report Date
Q4 2022
Filing Type
13F-HR
All Holdings (271 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 741,900 | $283.7B | 44.44% | Put |
| 2 | OXY/WSOCCIDENTAL PETE CORP | 1,115,447 | $45.9B | 7.19% | |
| 3 | PXD 0.25 05/15/25PIONEER NAT RES CO | 17,638,000 | $41.1B | 6.44% | |
| 4 | —ON SEMICONDUCTOR CORP | 10,659,000 | $32.1B | 5.03% | |
| 5 | —TERADYNE INC | 7,179,000 | $19.9B | 3.11% | |
| 6 | DKS 3.25 04/15/25DICKS SPORTING GOODS INC | 4,664,000 | $17.5B | 2.74% | |
| 7 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 6,651,000 | $11.1B | 1.74% | |
| 8 | SJI 8.75 04/01/24SOUTH JERSEY INDS INC | 155,100 | $10.7B | 1.68% | |
| 9 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC. | 3,179,000 | $9.9B | 1.54% | |
| 10 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 6,053,000 | $9.6B | 1.50% | |
| 11 | PLUG 3.75 06/01/25PLUG PWR INC | 3,535,000 | $8.9B | 1.39% | |
| 12 | FCN 2 08/15/23FTI CONSULTING INC | 5,024,000 | $7.9B | 1.24% | |
| 13 | MDRX 0.875 01/01/27ALLSCRIPTS HEALTHCARE SOLUTI | 5,011,000 | $7.2B | 1.12% | |
| 14 | FWONK 1 01/30/23LIBERTY MEDIA CORP DEL | 4,368,000 | $7.1B | 1.11% | |
| 15 | ATI 3.5 06/15/25ALLEGHENY TECHNOLOGIES INC | 3,000,000 | $6.0B | 0.95% | |
| 16 | PSTG 0.125 04/15/23PURE STORAGE INC | 5,000,000 | $5.4B | 0.85% | |
| 17 | NVST 2.375 06/01/25ENVISTA HOLDINGS CORPORATION | 3,206,000 | $5.4B | 0.85% | |
| 18 | HTZWWHERTZ GLOBAL HLDGS INC | 687,436 | $5.1B | 0.80% | |
| 19 | GFLCN 6 03/15/23GFL ENVIRONMENTAL INC | 76,002 | $4.9B | 0.77% | |
| 20 | LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT IN | 4,533,000 | $4.8B | 0.76% | |
| 21 | ETSY 0.125 10/01/26ETSY INC | 2,939,000 | $4.5B | 0.71% | |
| 22 | MIDD 1 09/01/25MIDDLEBY CORP | 3,761,000 | $4.4B | 0.69% | |
| 23 | ELV 2.75 10/15/42ANTHEM INC | 556,000 | $4.1B | 0.64% | |
| 24 | QQQINVESCO QQQ TR | 15,000 | $4.0B | 0.63% | Put |
| 25 | PSN 0.25 08/15/25PARSONS CORP DEL | 3,126,000 | $3.6B | 0.56% | |
| 26 | —COLLIERS INTL GROUP INC | 2,000,000 | $3.3B | 0.52% | |
| 27 | —ACTIVISION BLIZZARD INC | 43,700 | $3.3B | 0.52% | Call |
| 28 | AAPLAPPLE INC | 25,000 | $3.2B | 0.51% | Put |
| 29 | SURGSURGEPAYS INC | 1,147,091 | $2.7B | 0.42% | |
| 30 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 2,320,000 | $2.5B | 0.38% | |
| 31 | —HARMONIC INC | 1,375,000 | $2.2B | 0.34% | |
| 32 | LITE 0.25 03/15/24LUMENTUM HLDGS INC | 2,000,000 | $2.1B | 0.33% | |
| 33 | SLAB 0.625 06/15/25SILICON LABORATORIES INC | 1,545,000 | $1.9B | 0.30% | |
| 34 | XOMEXXON MOBIL CORP | 17,000 | $1.9B | 0.29% | Call |
| 35 | —NICE SYS INC | 804,000 | $1.9B | 0.29% | |
| 36 | NENNEW ENGLAND RLTY ASSOC LTD P | 25,264 | $1.8B | 0.28% | |
| 37 | RMBS 1.375 02/01/23RAMBUS INC DEL | 946,000 | $1.8B | 0.28% | |
| 38 | —VANECK ETF TRUST | 61,500 | $1.8B | 0.28% | Call |
| 39 | VNLAJANUS DETROIT STR TR | 34,175 | $1.6B | 0.25% | |
| 40 | —FISKER INC | 204,300 | $1.5B | 0.23% | Put |
| 41 | NDQINVESCO QQQ TR | 5,500 | $1.5B | 0.23% | |
| 42 | MCDMCDONALDS CORP | 5,000 | $1.3B | 0.21% | Put |
| 43 | AAPLAPPLE INC | 10,000 | $1.3B | 0.20% | |
| 44 | TLTISHARES TR | 13,000 | $1.3B | 0.20% | Put |
| 45 | STTSPDR S&P 500 ETF TR | 3,000 | $1.1B | 0.18% | Call |
| 46 | GNRCGENERAC HLDGS INC | 11,000 | $1.1B | 0.17% | Call |
| 47 | NSIT 0.75 02/15/25INSIGHT ENTERPRISES INC | 679,000 | $1.0B | 0.16% | |
| 48 | SBUXSTARBUCKS CORP | 10,000 | $992.0M | 0.16% | Put |
| 49 | ROGROGERS CORP | 8,000 | $954.7M | 0.15% | Call |
| 50 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 476,000 | $950.4M | 0.15% | |
| 51 | BSJOINVESCO EXCH TRD SLF IDX FD | 39,950 | $883.7M | 0.14% | |
| 52 | —TESLA INC | 139,000 | $827.4M | 0.13% | |
| 53 | PXSPYXIS TANKERS INC | 29,910 | $721.6M | 0.11% | |
| 54 | ELAN 5 02/01/23ELANCO ANIMAL HEALTH INC | 35,430 | $691.9M | 0.11% | |
| 55 | SLVISHARES SILVER TR | 30,000 | $660.6M | 0.10% | Call |
| 56 | KBR 2.5 11/01/23KBR INC | 266,000 | $561.9M | 0.09% | |
| 57 | —26 CAPITAL ACQUISITION CORP | 55,429 | $561.8M | 0.09% | |
| 58 | IGACIG ACQUISITION CORP | 54,800 | $550.7M | 0.09% | |
| 59 | BTUPEABODY ENGR CORP | 19,000 | $502.0M | 0.08% | Call |
| 60 | —ACRI CAPITAL ACQUISITION COR | 44,200 | $451.7M | 0.07% | |
| 61 | PXSPYXIS TANKERS INC | 333,126 | $446.4M | 0.07% | |
| 62 | TSLATESLA INC | 3,600 | $443.4M | 0.07% | Call |
| 63 | XLFISELECT SECTOR SPDR TR | 5,000 | $437.4M | 0.07% | Put |
| 64 | —INTL GNRL INSURANCE HLDNGS L | 751,800 | $432.3M | 0.07% | |
| 65 | MSTRMICROSTRATEGY INC | 3,000 | $424.7M | 0.07% | Put |
| 66 | —ARIES I ACQUISITION CORP | 41,237 | $423.9M | 0.07% | |
| 67 | —UNITED STS NAT GAS FD LP | 30,000 | $423.0M | 0.07% | Call |
| 68 | —VISION SENSING ACQUISITION C | 40,043 | $413.8M | 0.06% | |
| 69 | —PRIME NO ACQUISITION I CORP | 40,421 | $410.7M | 0.06% | |
| 70 | EONRHNR ACQUISITION CORP | 40,002 | $409.2M | 0.06% | |
| 71 | —G SQUARED ASCEND I INC | 40,000 | $404.2M | 0.06% | |
| 72 | BKCHGLOBAL BLOCKCHAIN ACQUI CORP | 40,000 | $403.6M | 0.06% | |
| 73 | FCXFREEPORT-MCMORAN INC | 10,000 | $380.0M | 0.06% | Call |
| 74 | —VALUENCE MERGER CORP I | 35,205 | $365.3M | 0.06% | |
| 75 | OPHCOPTIMUMBANK HLDGS INC | 88,608 | $362.4M | 0.06% | |
| 76 | —MONTEREY CAP ACQUISITION COR | 35,740 | $357.8M | 0.06% | |
| 77 | SAVACASSAVA SCIENCES INC | 12,000 | $354.5M | 0.06% | Put |
| 78 | —AESTHER HEALTHCARE ACQSTN CO | 33,809 | $351.6M | 0.06% | |
| 79 | —RH | 250,000 | $346.8M | 0.05% | |
| 80 | —PONO CAPITAL CORP | 31,919 | $334.8M | 0.05% | |
| 81 | EXEELCHESAPEAKE ENERGY CORP | 4,328 | $334.8M | 0.05% | |
| 82 | AMPXAMPRIUS TECHNOLOGIES INC | 40,000 | $317.2M | 0.05% | Call |
| 83 | —MALACCA STRAITS ACQUISITION | 30,889 | $315.5M | 0.05% | |
| 84 | MINTPIMCO ETF TR | 3,100 | $305.8M | 0.05% | |
| 85 | DXCM 0.75 12/01/23DEXCOM INC | 109,000 | $300.7M | 0.05% | |
| 86 | TLTISHARES TR | 3,000 | $298.7M | 0.05% | |
| 87 | VRIGINVESCO ACTIVELY MANAGED ETF | 11,998 | $296.3M | 0.05% | |
| 88 | HUBS 0.375 06/01/25HUBSPOT INC | 237,000 | $293.2M | 0.05% | |
| 89 | GDSTGOLDENSTONE ACQUISITION LTD | 27,823 | $284.4M | 0.04% | |
| 90 | PODD 0.375 09/01/26INSULET CORP | 198,000 | $280.1M | 0.04% | |
| 91 | —AURA FAT PROJS ACQUISITION C | 25,000 | $256.4M | 0.04% | |
| 92 | AIEVFEUTUNE LIGHT ACQUISITION CO | 24,900 | $253.2M | 0.04% | |
| 93 | AGIALAMOS GOLD INC NEW | 25,000 | $252.8M | 0.04% | Call |
| 94 | FLTRVANECK ETF TRUST | 10,046 | $249.9M | 0.04% | |
| 95 | JPSTJ P MORGAN EXCHANGE-TRADED F | 4,752 | $238.2M | 0.04% | |
| 96 | —MOBIV ACQUISITION CORP | 22,750 | $233.9M | 0.04% | |
| 97 | FLRNSPDR SER TR | 7,600 | $231.0M | 0.04% | |
| 98 | BNIXBANNIX ACQUISITION CORP | 22,500 | $228.8M | 0.04% | |
| 99 | FGMCFG MERGER CORP | 22,068 | $225.4M | 0.04% | |
| 100 | —EAST RES ACQUISITION CO | 21,809 | $221.6M | 0.03% |
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