Warberg Asset Management LLC Q3 2023 Filing
Filed November 13, 2023
Portfolio Value
$495.6B
Holdings
244
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (244 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 335,000 | $143.2B | 28.89% | Put |
| 2 | OXY/WSOCCIDENTAL PETE CORP | 1,046,696 | $45.0B | 9.08% | |
| 3 | —ON SEMICONDUCTOR CORP | 9,849,000 | $44.2B | 8.92% | |
| 4 | KBR 2.5 11/01/23KBR INC | 15,790,000 | $37.3B | 7.52% | |
| 5 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 5,356,000 | $12.6B | 2.55% | |
| 6 | EQT 1.75 05/01/26EQT CORP | 4,515,000 | $12.6B | 2.53% | |
| 7 | VMWEURVMWARE INC | 69,485 | $11.6B | 2.33% | |
| 8 | —RH | 7,302,000 | $9.6B | 1.94% | |
| 9 | PXD 0.25 05/15/25PIONEER NAT RES CO | 3,759,000 | $9.3B | 1.87% | |
| 10 | —ALTAIR ENGR INC | 6,700,000 | $9.1B | 1.83% | |
| 11 | —CONMED CORP | 7,476,000 | $8.7B | 1.75% | |
| 12 | QQQINVESCO QQQ TR | 23,000 | $8.2B | 1.66% | Put |
| 13 | —INTERDIGITAL INC | 6,200,000 | $6.6B | 1.34% | |
| 14 | MDRX 0.875 01/01/27VERADIGM INC | 5,500,000 | $6.2B | 1.26% | |
| 15 | BKNG 0.75 05/01/25BOOKING HOLDINGS INC | 3,527,000 | $5.9B | 1.19% | |
| 16 | ETSY 0.125 10/01/26ETSY INC | 5,323,000 | $5.4B | 1.09% | |
| 17 | ATI 3.5 06/15/25ATI INC | 2,000,000 | $5.4B | 1.09% | |
| 18 | PSN 0.25 08/15/25PARSONS CORP DEL | 4,096,000 | $5.2B | 1.05% | |
| 19 | SPYSPDR S&P 500 ETF TR | 12,000 | $5.1B | 1.03% | |
| 20 | RGENREPLIGEN CORP | 3,432,000 | $4.9B | 0.99% | |
| 21 | AAPLAPPLE INC | 28,000 | $4.8B | 0.97% | Put |
| 22 | HUBS 0.375 06/01/25HUBSPOT INC | 2,574,000 | $4.6B | 0.93% | |
| 23 | BOX 0 01/15/26BOX INC | 3,786,000 | $4.1B | 0.83% | |
| 24 | —SEA LTD | 3,500,000 | $3.9B | 0.79% | |
| 25 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 3,273,000 | $3.9B | 0.78% | |
| 26 | WK 1.125 08/15/26WORKIVA INC | 2,777,000 | $3.8B | 0.77% | |
| 27 | HTZWWHERTZ GLOBAL HLDGS INC | 613,408 | $3.8B | 0.76% | |
| 28 | PRGSPROGRESS SOFTWARE CORP | 3,123,000 | $3.2B | 0.65% | |
| 29 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 1,300,000 | $2.9B | 0.58% | |
| 30 | MIDD 1 09/01/25MIDDLEBY CORP | 2,438,000 | $2.7B | 0.55% | |
| 31 | —NICE SYS INC | 1,060,000 | $2.5B | 0.49% | |
| 32 | TLTISHARES TR | 25,000 | $2.2B | 0.45% | Put |
| 33 | F 0 03/15/26FORD MTR CO DEL | 2,145,000 | $2.1B | 0.43% | |
| 34 | ENPH 0.25 03/01/25ENPHASE ENERGY INC | 1,338,000 | $2.1B | 0.42% | |
| 35 | NENOBLE CORP PLC | 59,490 | $1.9B | 0.38% | |
| 36 | NBIX 2.25 05/15/24NEUROCRINE BIOSCIENCES INC | 1,271,000 | $1.9B | 0.38% | |
| 37 | NVDANVIDIA CORPORATION | 4,000 | $1.7B | 0.35% | Put |
| 38 | EXEELCHESAPEAKE ENERGY CORP | 24,688 | $1.7B | 0.35% | |
| 39 | —DOLLAR GEN CORP NEW | 16,000 | $1.7B | 0.34% | Call |
| 40 | ZS 0.125 07/01/25ZSCALER INC | 1,393,000 | $1.7B | 0.34% | |
| 41 | MRNAMODERNA INC | 14,000 | $1.4B | 0.29% | Put |
| 42 | —VANECK ETF TRUST | 52,300 | $1.4B | 0.28% | Call |
| 43 | NENOBLE CORP PLC | 49,063 | $1.4B | 0.28% | |
| 44 | —FISKER INC | 204,300 | $1.3B | 0.26% | Put |
| 45 | SURGSURGEPAYS INC | 1,164,850 | $1.3B | 0.26% | |
| 46 | CRMSALESFORCE INC | 6,000 | $1.2B | 0.25% | Put |
| 47 | TLTISHARES TR | 12,500 | $1.1B | 0.22% | |
| 48 | AAPLAPPLE INC | 5,500 | $941.7M | 0.19% | |
| 49 | —FORD MTR CO DEL | 75,000 | $931.5M | 0.19% | Call |
| 50 | —SPDR SER TR | 22,000 | $918.9M | 0.19% | Put |
| 51 | SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC | 517,000 | $911.6M | 0.18% | |
| 52 | BOHBANK HAWAII CORP | 18,000 | $894.4M | 0.18% | Put |
| 53 | EPR 5.75 PERP CEPR PPTYS | 46,425 | $873.5M | 0.18% | |
| 54 | BLMN 5 05/01/25BLOOMIN BRANDS INC | 393,000 | $869.7M | 0.18% | |
| 55 | NENNEW ENGLAND RLTY ASSOC LTD P | 12,150 | $828.7M | 0.17% | |
| 56 | —MONTEREY CAP ACQUISITION COR | 75,052 | $798.6M | 0.16% | |
| 57 | 1ZRATLANTIC COASTAL ACQUISTN CO | 76,402 | $798.4M | 0.16% | |
| 58 | EXEEWCHESAPEAKE ENERGY CORP | 10,144 | $784.1M | 0.16% | |
| 59 | RIVNRIVIAN AUTOMOTIVE INC | 32,000 | $777.0M | 0.16% | Call |
| 60 | —EXCELFIN ACQUISITION CORP | 72,617 | $772.6M | 0.16% | |
| 61 | EONRHNR ACQUISITION CORP | 70,068 | $759.5M | 0.15% | |
| 62 | WALWESTERN ALLIANCE BANCORP | 15,800 | $726.3M | 0.15% | Put |
| 63 | —ATLANTIC COASTAL AQSTN CORP | 68,317 | $722.8M | 0.15% | |
| 64 | —BROAD CAPITAL ACQUISITION CO | 65,103 | $716.1M | 0.14% | |
| 65 | SLVISHARES SILVER TR | 35,000 | $711.9M | 0.14% | Call |
| 66 | —99 ACQUISITION GROUP INC | 68,300 | $707.6M | 0.14% | |
| 67 | OAKUOAK WOODS ACQUISITION CORP | 65,000 | $679.6M | 0.14% | |
| 68 | —ACRI CAPITAL ACQUISITION COR | 55,096 | $603.6M | 0.12% | |
| 69 | AQLTISHARES TR | 4,000 | $558.8M | 0.11% | Put |
| 70 | RBC 5 10/15/24 ARBC BEARINGS INC | 5,000 | $552.3M | 0.11% | |
| 71 | —GLOBAL STAR ACQUISITION INC | 48,562 | $516.7M | 0.10% | |
| 72 | —PHP VENTURES ACQUISITION COR | 45,666 | $499.6M | 0.10% | |
| 73 | SPNTSIRIUSPOINT LTD | 48,755 | $495.8M | 0.10% | |
| 74 | SPNTSIRIUSPOINT LTD | 48,700 | $495.3M | 0.10% | Put |
| 75 | CMPOWCOMPOSECURE INC | 740,622 | $481.4M | 0.10% | |
| 76 | KVACKEEN VISION ACQUISITION CORP | 46,000 | $467.8M | 0.09% | |
| 77 | NVDANVIDIA CORPORATION | 1,000 | $435.0M | 0.09% | Call |
| 78 | —QOMOLANGMA ACQUISITION CORP | 37,871 | $402.2M | 0.08% | |
| 79 | EVCOEVEREST CONSOLIDATOR ACQ COR | 37,045 | $400.8M | 0.08% | |
| 80 | —BARCLAYS BANK PLC | 17,000 | $396.4M | 0.08% | Call |
| 81 | —ZALATORIS ACQUISITION CORP | 36,602 | $385.8M | 0.08% | |
| 82 | ESHAESH ACQUISITION CORP | 37,604 | $380.6M | 0.08% | |
| 83 | —FORD MTR CO DEL | 30,000 | $372.6M | 0.08% | Put |
| 84 | DDOG 0.125 06/15/25DATADOG INC | 308,000 | $362.8M | 0.07% | |
| 85 | EXEEZCHESAPEAKE ENERGY CORP | 4,743 | $348.2M | 0.07% | |
| 86 | AQUCAQUARON ACQUISITION CORP | 32,253 | $340.9M | 0.07% | |
| 87 | IGTAINCEPTION GROWTH ACQUSTN LTD | 30,428 | $323.1M | 0.07% | |
| 88 | MRNAMODERNA INC | 3,000 | $309.9M | 0.06% | |
| 89 | THTARGET HOSPITALITY CORP | 60,325 | $308.3M | 0.06% | |
| 90 | —REDWOODS ACQUISITION CORP | 28,519 | $304.4M | 0.06% | |
| 91 | —CETUS CAP ACQUISITION CORP | 27,137 | $283.9M | 0.06% | |
| 92 | ALSAFALPHA STAR ACQUISITION CORP | 24,828 | $272.5M | 0.05% | |
| 93 | —PONO CAP THREE INC | 25,300 | $266.9M | 0.05% | |
| 94 | PCAPAP ACQUISITION CORP | 23,027 | $253.0M | 0.05% | |
| 95 | TBMCTRAILBLAZER MERGER CORP I | 22,877 | $236.3M | 0.05% | |
| 96 | —UNITED STS NAT GAS FD LP | 34,000 | $232.2M | 0.05% | Call |
| 97 | CTLPCANTALOUPE INC | 34,900 | $218.1M | 0.04% | Call |
| 98 | DRCTDIRECT DIGITAL HOLDINGS INC | 180,377 | $216.5M | 0.04% | |
| 99 | LVLNSPDR SER TR | 5,000 | $208.8M | 0.04% | |
| 100 | RNWRENEW ENERGY GLOBAL PLC | 278,328 | $208.7M | 0.04% |
Page 1 of 3Next