RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$1.7T
Holdings
355
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (355 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | NADNUVEEN QUALITY MUNCP INCOME | 6,162,363 | $94.7B | 5.62% | |
| 2 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 6,216,679 | $93.9B | 5.57% | |
| 3 | WIWWESTERN AST INFL LKD OPP & I | 4,370,751 | $54.2B | 3.22% | |
| 4 | —VOYA PRIME RATE TR | 10,050,389 | $44.9B | 2.67% | |
| 5 | XEVVXEATON VANCE LTD DURATION INC | 3,339,990 | $41.9B | 2.48% | |
| 6 | OBDCOWL ROCK CAPITAL CORPORATION | 2,823,663 | $35.7B | 2.12% | |
| 7 | FSC1EUROAKTREE SPECIALTY LENDING CO | 5,898,335 | $32.9B | 1.95% | |
| 8 | —NEW MTN FIN CORP | 31,390,000 | $32.4B | 1.93% | |
| 9 | VVRINVESCO SR INCOME TR | 7,422,256 | $29.5B | 1.75% | |
| 10 | —BLACKROCK CAP INVT CORP | 28,419,000 | $28.3B | 1.68% | |
| 11 | NMCONUVEEN MUN CR OPPORTUNITIES | 2,075,528 | $26.9B | 1.60% | |
| 12 | XJQCXNUVEEN CR STRATEGIES INCOME | 4,212,395 | $26.7B | 1.58% | |
| 13 | BCSFBAIN CAP SPECIALTY FIN INC | 2,160,905 | $26.2B | 1.56% | |
| 14 | MYIBLACKROCK MUNIYIELD QUALITY | 1,803,410 | $26.1B | 1.55% | |
| 15 | TRYBARINGS BDC INC | 2,811,814 | $25.9B | 1.54% | |
| 16 | —INVESCO DYNAMIC CR OPPORTUNI | 2,394,274 | $25.7B | 1.53% | |
| 17 | —BLACKROCK TCP CAPITAL CORP | 24,558,000 | $25.0B | 1.49% | |
| 18 | PDXPIMCO ENRGY TACTICAL CR OPP | 2,943,936 | $23.8B | 1.41% | |
| 19 | EVFEATON VANCE SR INCOME TR | 3,692,326 | $23.5B | 1.39% | |
| 20 | BWGBRANDYWINEGBL GBL INCM OPP F | 1,813,670 | $22.7B | 1.34% | |
| 21 | GHYPGIM GLOBAL HIGH YIELD FD FO | 1,518,352 | $22.1B | 1.31% | |
| 22 | EIMEATON VANCE MUN BD FD | 1,528,517 | $20.8B | 1.23% | |
| 23 | XAWFXALLIANCEBERNSTEIN GLOBAL HIG | 1,765,870 | $20.8B | 1.23% | |
| 24 | VGMINVESCO TR INVT GRADE MUNS | 1,550,620 | $20.5B | 1.22% | |
| 25 | IIMINVESCO CALIF MUN INCOME TR | 1,169,145 | $18.3B | 1.09% | |
| 26 | —EATON VANCE FLTG RATE INCOM | 1,113,676 | $17.3B | 1.03% | |
| 27 | HIOWESTERN ASSET HIGH INCOME OP | 3,475,663 | $17.2B | 1.02% | |
| 28 | NACNUVEEN CA QUALTY MUN INCOME | 1,118,086 | $16.9B | 1.01% | |
| 29 | —NUVEEN MICH QUALITY MUN INCO | 1,147,627 | $16.9B | 1.01% | |
| 30 | BGBBLACKSTONE STRATEGIC CREDIT | 1,329,305 | $16.6B | 0.98% | |
| 31 | —ALLIANZGI CONV & INCOME FD I | 3,252,471 | $16.6B | 0.98% | |
| 32 | DSUBLACKROCK DEBT STRATEGIES FD | 1,496,325 | $15.6B | 0.93% | |
| 33 | ISDPGIM HIGH YIELD BOND FUND IN | 955,242 | $14.3B | 0.85% | |
| 34 | VKIINVESCO ADVANTAGE MUN INCOME | 1,203,847 | $13.7B | 0.81% | |
| 35 | NXDTNEXPOINT STRATEGIC OPPORTES | 1,280,913 | $13.5B | 0.80% | |
| 36 | CPZCALAMOS LNG SHR EQT DYNAMIC | 771,046 | $13.4B | 0.80% | |
| 37 | FDDFIRST TR HIGH INCOME L/S FD | 899,149 | $13.3B | 0.79% | |
| 38 | XEMDXWESTERN ASSET EMERGING MKTS | 931,982 | $13.0B | 0.77% | |
| 39 | XFRAXBLACKROCK FLOATING RATE INCO | 1,051,616 | $12.7B | 0.76% | |
| 40 | VMOINVESCO MUN OPPORTUNITY TR | 984,786 | $12.6B | 0.75% | |
| 41 | BRWTEMPLETON GLOBAL INCOME FD | 2,236,275 | $12.3B | 0.73% | |
| 42 | AFBALLIANCEBERNSTEIN NATL MUN I | 831,018 | $12.0B | 0.71% | |
| 43 | KYNKAYNE ANDERSON NEXTGEN ENRGY | 2,058,874 | $11.8B | 0.70% | |
| 44 | NRKNUVEEN NEW YORK AMT QLT MUNI | 870,671 | $11.8B | 0.70% | |
| 45 | NZFNUVEEN MUNICIPAL CREDIT INC | 705,084 | $11.4B | 0.67% | |
| 46 | EDDMORGAN STANLEY EMERGING MKTS | 1,793,774 | $11.3B | 0.67% | |
| 47 | —NUVEEN MARYLAND QLT MUN INC | 790,330 | $11.2B | 0.66% | |
| 48 | TEITEMPLETON EMERGING MKTS INCO | 1,365,123 | $10.6B | 0.63% | |
| 49 | MHNBLACKROCK MUNIHLDGS NY QLTY | 749,440 | $10.6B | 0.63% | |
| 50 | XFEBFIRST TR MLP & ENERGY INCOM | 1,782,091 | $10.4B | 0.61% | |
| 51 | MHIPIONEER MUN HIGH INCOME TR | 810,606 | $10.1B | 0.60% | |
| 52 | BYMBLACKROCK MUN INCOME QUALITY | 657,394 | $10.0B | 0.59% | |
| 53 | JGHNUVEEN GLOBAL HIGH INCOME FD | 639,958 | $10.0B | 0.59% | |
| 54 | XPMAXPIONEER MUN HIGH INCOME ADVA | 827,327 | $9.6B | 0.57% | |
| 55 | —FIRST TR SR FLOATING RATE 20 | 1,048,094 | $9.4B | 0.56% | |
| 56 | CHICALAMOS CONV OPPORTUNITIES & | 690,328 | $9.3B | 0.55% | |
| 57 | NVGNUVEEN AMT FREE MUN CR INC F | 539,640 | $9.1B | 0.54% | |
| 58 | MQTBLACKROCK MUNIYIELD QUALITY | 626,016 | $8.8B | 0.52% | |
| 59 | IQIINVESCO QUALITY MUN INCOME T | 610,476 | $8.0B | 0.47% | |
| 60 | —SOURCE CAP INC | 199,020 | $7.9B | 0.47% | |
| 61 | DPGDUFF & PHELPS UTIL CORP BD T | 792,473 | $7.9B | 0.47% | |
| 62 | DTFDTF TAX-FREE INCOME INC | 532,312 | $7.9B | 0.47% | |
| 63 | ARDCARES DYNAMIC CR ALLOCATION F | 538,316 | $7.7B | 0.46% | |
| 64 | —OAKTREE STRATEGIC INCOME COR | 980,887 | $7.6B | 0.45% | |
| 65 | BITBLACKROCK MULTI-SECTOR INC T | 399,340 | $7.0B | 0.42% | |
| 66 | BGHBARINGS GLOBAL SHORT DURATIO | 455,439 | $6.9B | 0.41% | |
| 67 | XEVMXEATON VANCE CALIF MUN BD FD | 576,303 | $6.8B | 0.40% | |
| 68 | EMOCLEARBRIDGE ENERGY MIDSTRM O | 502,224 | $6.7B | 0.40% | |
| 69 | GLOCLOUGH GLOBAL OPPORTUNITIES | 602,189 | $6.7B | 0.40% | |
| 70 | DIAXNUVEEN DOW 30 DYNAMIC OVERWR | 433,875 | $6.6B | 0.39% | |
| 71 | —HERCULES CAPITAL INC | 6,000,000 | $6.2B | 0.37% | |
| 72 | —BLACKROCK NEW YORK MUN INCOM | 454,270 | $6.2B | 0.37% | |
| 73 | VKQINVESCO MUN TR | 476,013 | $6.1B | 0.36% | |
| 74 | AVKADVENT CONVERTIBLE & INCOME | 367,156 | $6.1B | 0.36% | |
| 75 | AEFABERDEEN EMRG MRKTS EQT INM | 734,462 | $6.0B | 0.36% | |
| 76 | XHIEXMILLER HOWARD HIGH INC EQTY | 721,461 | $5.6B | 0.33% | |
| 77 | NEANUVEEN FLTNG RTE INCM OPP FD | 631,651 | $5.5B | 0.32% | |
| 78 | —FIRST TR ENERGY INCOME & GRO | 504,782 | $5.4B | 0.32% | |
| 79 | MYNBLACKROCK MUNIYIELD N Y QUAL | 390,941 | $5.2B | 0.31% | |
| 80 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 402,940 | $5.2B | 0.31% | |
| 81 | MUCBLACKROCK MUNIHOLDINGS QUALI | 375,193 | $5.1B | 0.30% | |
| 82 | MCIBARINGS CORPORATE INVS | 378,183 | $5.0B | 0.30% | |
| 83 | BSLBLACKSTONE SENIOR FLOATNG RA | 348,522 | $5.0B | 0.29% | |
| 84 | DHFBNY MELLON HIGH YIELD STRATE | 1,641,608 | $4.9B | 0.29% | |
| 85 | —NUVEEN GEORGIA QLTY MUN INC | 346,236 | $4.5B | 0.27% | |
| 86 | —TUSCAN HLDGS CORP II | 399,998 | $4.4B | 0.26% | |
| 87 | —SPECIAL OPPORTUNITIES FD INC | 161,353 | $4.1B | 0.24% | |
| 88 | FUNDSPROTT FOCUS TR INC | 593,451 | $4.1B | 0.24% | |
| 89 | NQPNUVEEN PENNSYLVANIA QLT MUN | 266,969 | $3.9B | 0.23% | |
| 90 | MPVBARINGS PARTN INVS | 324,847 | $3.9B | 0.23% | |
| 91 | MVFBLACKROCK MUNIVEST FD INC | 419,302 | $3.9B | 0.23% | |
| 92 | —FST TR NEW OPPORT MLP & ENE | 867,857 | $3.7B | 0.22% | |
| 93 | HGLBHIGHLAND GLOBAL ALLOCATION F | 566,457 | $3.7B | 0.22% | |
| 94 | —APOLLO TACTICAL INCOME FD IN | 253,338 | $3.7B | 0.22% | |
| 95 | —CHURCHILL CAPITAL CORP IV | 354,990 | $3.6B | 0.21% | |
| 96 | XFEBFIRST TR ENERGY INFRASTRCTR | 324,886 | $3.4B | 0.20% | |
| 97 | XIGDXVOYA GLBL EQTY DIV & PREM OP | 576,275 | $3.0B | 0.18% | |
| 98 | —MERIDA MERGER CORP I | 287,546 | $2.9B | 0.17% | |
| 99 | —CHURCHILL CAP CORP II | 279,039 | $2.9B | 0.17% | |
| 100 | XEADXWELLS FARGO ADVANTAGE INCOME | 352,774 | $2.9B | 0.17% |
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