RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$1.5T
Holdings
151
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (151 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | GLOCLOUGH GLOBAL OPPORTUNITIES | 5,849,814 | $52.4B | 3.42% | |
| 2 | —PIMCO DYNMIC CREDIT AND MRT | 2,483,324 | $50.2B | 3.28% | |
| 3 | XEVVXEATON VANCE LTD DUR INCOME F | 3,417,704 | $46.9B | 3.06% | |
| 4 | —AMERICAN CAP LTD | 2,415,410 | $43.3B | 2.82% | |
| 5 | RABROOKFIELD REAL ASSETS INCOM | 1,930,681 | $43.1B | 2.81% | |
| 6 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 3,059,430 | $40.8B | 2.66% | |
| 7 | BTZBLACKROCK CR ALLCTN INC TR | 3,145,361 | $40.8B | 2.66% | |
| 8 | USALIBERTY ALL STAR EQUITY FD | 7,373,428 | $38.0B | 2.48% | |
| 9 | XJQCXNUVEEN CR STRATEGIES INCM FD | 3,618,747 | $32.0B | 2.09% | |
| 10 | —WESTERN ASSET EMRG MKT INCM | 1,919,200 | $28.2B | 1.84% | |
| 11 | HYTBLACKROCK CORPOR HI YLD FD I | 2,496,236 | $27.0B | 1.76% | |
| 12 | NADNUVEEN QUALITY MUNCP INCOME | 1,920,640 | $26.8B | 1.75% | |
| 13 | BRWTEMPLETON GLOBAL INCOME FD | 3,988,980 | $25.8B | 1.69% | |
| 14 | HIOWESTERN ASSET HIGH INCM OPP | 5,120,015 | $25.5B | 1.67% | |
| 15 | RVTROYCE VALUE TR INC | 1,895,113 | $25.4B | 1.66% | |
| 16 | —LEGG MASON BW GLB INC OPP FD | 2,025,163 | $24.0B | 1.56% | |
| 17 | VVRINVESCO SR INCOME TR | 5,145,574 | $23.9B | 1.56% | |
| 18 | —INVESCO DYNAMIC CR OPP FD | 1,889,473 | $23.2B | 1.52% | |
| 19 | —BLACKROCK DEBT STRAT FD INC | 2,011,802 | $22.8B | 1.49% | |
| 20 | BITBLACKROCK MULTI-SECTOR INC T | 1,363,766 | $22.5B | 1.47% | |
| 21 | —PRUDENTIAL GLB SHT DUR HG YL | 1,330,030 | $19.8B | 1.29% | |
| 22 | FDDFIRST TR HIGH INCOME L/S FD | 1,197,943 | $19.3B | 1.26% | |
| 23 | XGLQXCLOUGH GLOBAL EQUITY FD | 1,704,080 | $19.0B | 1.24% | |
| 24 | ERCWELLS FARGO MULTI SECTOR INC | 1,451,551 | $18.6B | 1.21% | |
| 25 | XCHYXCALAMOS CONV & HIGH INCOME F | 1,760,350 | $18.6B | 1.21% | |
| 26 | ADXADAMS DIVERSIFIED EQUITY FD | 1,454,715 | $18.5B | 1.21% | |
| 27 | TYTRI CONTL CORP | 822,013 | $18.1B | 1.18% | |
| 28 | BGBBLACKSTONE GSO STRATEGIC CR | 1,173,694 | $18.0B | 1.17% | |
| 29 | PRFUSDPOWERSHARES ETF TRUST | 170,668 | $17.0B | 1.11% | |
| 30 | XBOEXBLACKROCK GLOBAL OPP EQTY TR | 1,447,019 | $16.7B | 1.09% | |
| 31 | NVGNUVEEN AMT FREE MUN CR INC F | 1,124,670 | $16.3B | 1.06% | |
| 32 | TEITEMPLETON EMERG MKTS INCOME | 1,488,674 | $16.2B | 1.06% | |
| 33 | AVKADVENT CLAYMORE CV SECS & IN | 1,087,703 | $16.0B | 1.04% | |
| 34 | PPTPUTNAM PREMIER INCOME TR | 3,181,983 | $15.8B | 1.03% | |
| 35 | VWOVANGUARD INTL EQUITY INDEX F | 435,475 | $15.6B | 1.02% | |
| 36 | FTFFRANKLIN LTD DURATION INC TR | 1,172,474 | $14.1B | 0.92% | |
| 37 | —ALPINE TOTAL DYNAMIC DIVID F | 1,799,032 | $13.6B | 0.89% | |
| 38 | STEWBOULDER GROWTH & INCOME FD I | 1,478,531 | $13.2B | 0.86% | |
| 39 | EDDMORGAN STANLEY EM MKTS DM DE | 1,824,415 | $13.1B | 0.85% | |
| 40 | ARDCARES DYNAMIC CR ALLOCATION F | 850,414 | $12.8B | 0.84% | |
| 41 | IGRCBRE CLARION GLOBAL REAL EST | 1,742,964 | $12.7B | 0.83% | |
| 42 | MMTMFS MULTIMARKET INCOME TR | 2,008,591 | $12.2B | 0.79% | |
| 43 | JLSNUVEEN MTG OPPORTUNITY TERM | 482,444 | $11.6B | 0.76% | |
| 44 | WIWWESTERN ASSET CLYM INFL OPP | 1,032,877 | $11.5B | 0.75% | |
| 45 | XNROXNEUBERGER BERMAN RE ES SEC F | 2,130,602 | $11.4B | 0.75% | |
| 46 | CHICALAMOS CONV OPP AND INC FD | 1,094,258 | $11.0B | 0.72% | |
| 47 | —ADVENT CLAY CONV SEC INC FD | 1,835,716 | $10.8B | 0.70% | |
| 48 | GAMGENERAL AMERN INVS INC | 341,997 | $10.7B | 0.70% | |
| 49 | —ZWEIG FD | 819,695 | $9.9B | 0.65% | |
| 50 | HYIWESTERN ASSET HGH YLD DFNDFD | 646,500 | $9.7B | 0.63% | |
| 51 | —POWERSHARES ETF TR II | 521,245 | $9.5B | 0.62% | |
| 52 | NXDTNEXPOINT CR STRATEGIES FD | 412,351 | $9.4B | 0.61% | |
| 53 | —MVC CAPITAL INC | 1,065,245 | $9.1B | 0.60% | |
| 54 | AFBALLIANCEBERNSTEIN NATL MUNI | 688,288 | $9.1B | 0.59% | |
| 55 | JGHNUVEEN GLOBAL HIGH INCOME FD | 552,059 | $8.8B | 0.58% | |
| 56 | FUNDSPROTT FOCUS TR INC | 1,260,569 | $8.7B | 0.57% | |
| 57 | MCRMFS CHARTER INCOME TR | 1,021,354 | $8.7B | 0.57% | |
| 58 | —VOYA PRIME RATE TR | 1,553,581 | $8.6B | 0.56% | |
| 59 | —VIRTUS TOTAL RETURN FD | 1,870,819 | $8.4B | 0.55% | |
| 60 | CEFCENTRAL FD CDA LTD | 737,465 | $8.3B | 0.54% | |
| 61 | XLGIXLAZARD GLB TTL RET&INCM FD I | 603,761 | $8.3B | 0.54% | |
| 62 | —ABERDEEN ASIA PACIFIC INCOM | 1,788,698 | $8.3B | 0.54% | |
| 63 | XMUIXBLACKROCK MUNI INTER DR FD I | 599,295 | $8.3B | 0.54% | |
| 64 | NZFNUVEEN MUNICIPAL CREDIT INC | 569,891 | $8.1B | 0.53% | |
| 65 | VEAVANGUARD TAX MANAGED INTL FD | 214,253 | $7.8B | 0.51% | |
| 66 | —ALLIANZGI EQUITY & CONV INCO | 415,977 | $7.7B | 0.50% | |
| 67 | BGXBLACKSTONE GSO LNG SHRT CR I | 465,988 | $7.4B | 0.48% | |
| 68 | ZTRVIRTUS GLOBAL DIVID INCOME F | 605,548 | $7.3B | 0.48% | |
| 69 | BLWBLACKROCK LTD DURATION INC T | 455,340 | $6.9B | 0.45% | |
| 70 | —ALLIANZGI DIVERS INC & CNV F | 367,364 | $6.9B | 0.45% | |
| 71 | —GARRISON CAP INC | 734,552 | $6.9B | 0.45% | |
| 72 | XEVGXEATON VANCE SH TM DR DIVR IN | 493,391 | $6.8B | 0.45% | |
| 73 | —NUVEEN LG/SHT COMMODITY TOTR | 485,932 | $6.8B | 0.44% | |
| 74 | —DEUTSCHE HIGH INCOME OPPORT | 466,529 | $6.7B | 0.44% | |
| 75 | RMTROYCE MICRO-CAP TR INC | 823,112 | $6.7B | 0.44% | |
| 76 | PMLPIMCO MUN INCOME FD II | 529,308 | $6.5B | 0.42% | |
| 77 | —THL CR INC | 645,212 | $6.5B | 0.42% | |
| 78 | —DEUTSCHE MULTI-MKT INCOME TR | 733,990 | $6.3B | 0.41% | |
| 79 | EVFEATON VANCE SR INCOME TR | 925,532 | $6.2B | 0.40% | |
| 80 | VKQINVESCO MUN TR | 493,039 | $6.0B | 0.39% | |
| 81 | —GSV CAP CORP | 1,179,892 | $5.9B | 0.39% | |
| 82 | MSDMORGAN STANLEY EMER MKTS DEB | 627,542 | $5.7B | 0.37% | |
| 83 | —ALLIANZGI NFJ DIVID INT & PR | 449,123 | $5.7B | 0.37% | |
| 84 | XFEBFIRST TR ABERDEEN GLBL OPP F | 507,421 | $5.7B | 0.37% | |
| 85 | —ADVENT CLAYMORE ENH GRW & IN | 681,375 | $5.7B | 0.37% | |
| 86 | NHSNEUBERGER BERMAN HGH YLD FD | 471,412 | $5.5B | 0.36% | |
| 87 | XWIAXWESTERN ASSET CLYM INFL SEC | 478,979 | $5.5B | 0.36% | |
| 88 | XSCDXLMP CAP & INCOME FD INC | 413,480 | $5.5B | 0.36% | |
| 89 | —FIFTH STR ASSET MGMT INC | 732,666 | $4.9B | 0.32% | |
| 90 | —SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.9B | 0.32% | |
| 91 | NUVNUVEEN MUN VALUE FD INC | 494,392 | $4.7B | 0.31% | |
| 92 | —NUVEEN INT DUR QUAL MUN TRM | 376,671 | $4.6B | 0.30% | |
| 93 | EHIWESTERN ASSET GLB HI INCOME | 465,796 | $4.6B | 0.30% | |
| 94 | GDXVANECK VECTORS ETF TR | 209,517 | $4.4B | 0.29% | |
| 95 | —MORGAN STANLEY TRUSTS | 230,385 | $4.1B | 0.27% | |
| 96 | BGHBARINGS GLOBAL SHORT DURATIO | 204,618 | $3.9B | 0.26% | |
| 97 | —GREAT ELM CAP CORP | 335,016 | $3.9B | 0.26% | |
| 98 | GDOWESTERN ASSET GLOBAL CP DEFI | 226,484 | $3.9B | 0.25% | |
| 99 | VGIVIRTUS GLOBAL MULTI-SEC INC | 250,676 | $3.8B | 0.25% | |
| 100 | GDLGDL FUND | 385,272 | $3.8B | 0.25% |
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