RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$1.5T

Holdings

151

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (151 positions)

#	Stock	Shares	Value	% Portfolio
101	—OHA INVT CORP	2,143,426	$3.7B	0.24%
102	—ALPINE GLOBAL PREMIER PPTYS	716,686	$3.7B	0.24%
103	GGNGAMCO GLOBAL GOLD NAT RES &	658,832	$3.5B	0.23%
104	VLTINVESCO HIGH INCOME TR II	232,679	$3.3B	0.22%
105	EIMEATON VANCE MUN BD FD	260,980	$3.2B	0.21%
106	JMTNUVEEN MTG OPPTY TERM FD 2	139,446	$3.2B	0.21%
107	VGMINVESCO TR INVT GRADE MUNS	252,208	$3.2B	0.21%
108	CLMCORNERSTONE STRATEGIC VALUE	208,054	$3.2B	0.21%
109	—LAZARD WORLD DIVID & INCOME	313,283	$3.1B	0.20%
110	SPESPECIAL OPPORTUNITIES FD INC	226,644	$3.1B	0.20%
111	CIFMFS INTERMEDIATE HIGH INC FD	1,196,380	$3.1B	0.20%
112	—ABERDEEN EMERGING MKTS SMALL	268,587	$3.0B	0.20%
113	—APOLLO TACTICAL INCOME FD IN	179,453	$2.8B	0.18%
114	—AVENUE INCOME CR STRATEGIES	204,175	$2.7B	0.18%
115	NEANUVEEN SR INCOME FD	397,954	$2.7B	0.18%
116	XEADXWELLS FARGO INCOME OPPORTUNI	315,746	$2.7B	0.17%
117	MUCBLACKROCK MUNIHLDNGS CALI QL	186,139	$2.6B	0.17%
118	XFRAXBLACKROCK FLOAT RATE OME STR	181,162	$2.6B	0.17%
119	—PACHOLDER HIGH YIELD FD INC	361,811	$2.6B	0.17%
120	—KLR ENERGY ACQUISITION CORP	200,000	$2.5B	0.16%
121	CCDCALAMOS DYNAMIC CONV & INCOM	140,942	$2.5B	0.16%
122	—AMERICAN CAP SR FLOATING LTD	199,449	$2.4B	0.15%
123	RQICOHEN & STEERS QUALITY RLTY	183,692	$2.2B	0.15%
124	HPSHANCOCK JOHN PFD INCOME FD I	118,993	$2.1B	0.14%
125	—STELLAR ACQUISITION III INC	200,000	$2.1B	0.13%
126	CIKCREDIT SUISSE ASSET MGMT INC	586,218	$1.9B	0.12%
127	—DELAWARE ENHANCED GBL DIV &	179,275	$1.8B	0.12%
128	NMZNUVEEN MUN HIGH INCOME OPP F	139,506	$1.8B	0.12%
129	JPCNUVEEN PFD INCOME OPPRTNY FD	176,687	$1.7B	0.11%
130	XPHDXPIONEER FLOATING RATE TR	144,118	$1.7B	0.11%
131	BCXBLACKROCK RES & COMM STRAT T	188,423	$1.6B	0.10%
132	—HUNTER MARITIME ACQUISITION	150,000	$1.5B	0.10%
133	—CROSSROADS CAP INC	620,907	$1.3B	0.09%
134	ECCEAGLE PT CR CO LLC	77,920	$1.3B	0.08%
135	—DEUTSCHE GLOBAL HIGH INCOME	155,394	$1.3B	0.08%
136	KIOKKR INCOME OPPORTUNITIES FD	79,825	$1.3B	0.08%
137	—ALPINE GLOBAL DYNAMIC DIVD F	144,649	$1.3B	0.08%
138	SWZSWISS HELVETIA FD INC	121,835	$1.2B	0.08%
139	NACNUVEEN CA QUALTY MUN INCOME	79,113	$1.1B	0.07%
140	—APOLLO INVT CORP	175,407	$1.0B	0.07%
141	VKIINVESCO ADVANTAGE MUNICIPAL	76,786	$858.0M	0.06%
142	—MANAGED DURATION INVT GRD FU	64,861	$851.0M	0.06%
143	—GTY TECHNOLOGY HOLDINGS INC	80,000	$840.0M	0.05%
144	—DEUTSCHE STRATEGIC INCOME TR	63,903	$760.0M	0.05%
145	—EASTERLY ACQUISITION CORP	73,058	$720.0M	0.05%
146	HQHTEKLA HEALTHCARE INVS	34,004	$719.0M	0.05%
147	PHKPIMCO HIGH INCOME FD	64,600	$592.0M	0.04%
148	XJPIXNUVEEN PFD & INCOME TERM FD	22,427	$514.0M	0.03%
149	TLIWESTERN ASSET CORPORATE LN F	45,154	$508.0M	0.03%
150	—NUVEEN FLEXIBLE INVT INCOME	25,400	$423.0M	0.03%
151	JRSNUVEEN REAL ESTATE INCOME FD	25,571	$275.0M	0.02%

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