RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2021 Filing
Filed November 15, 2021
Portfolio Value
$1.9T
Holdings
569
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (569 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 6,556,816 | $99.6B | 5.28% | |
| 2 | NADNUVEEN QUALITY MUNCP INCOME | 5,382,579 | $84.1B | 4.46% | |
| 3 | NRKNUVEEN NEW YORK AMT QLT MUNI | 2,616,467 | $36.2B | 1.92% | |
| 4 | BRWSABA CAPITAL INCOME & OPRNT | 7,583,438 | $34.5B | 1.83% | |
| 5 | —NEW MTN FIN CORP | 31,390,000 | $33.2B | 1.76% | |
| 6 | —INVESCO DYNAMIC CR OPPORTUNI | 2,769,429 | $32.4B | 1.72% | |
| 7 | BSTBLACKROCK SCIENCE & TECHNOLO | 594,197 | $31.0B | 1.64% | |
| 8 | PDXPIMCO ENERGY & TACTICAL CR O | 2,497,665 | $30.5B | 1.62% | |
| 9 | GOFGUGGENHEIM ENHANCED EQT INCM | 3,244,620 | $30.1B | 1.60% | |
| 10 | —BLACKROCK CAP INVT CORP | 29,441,000 | $29.8B | 1.58% | |
| 11 | PXHINVESCO EXCH TRADED FD TR II | 2,000,100 | $29.7B | 1.57% | |
| 12 | EIMEATON VANCE MUN BD FD | 2,075,623 | $27.8B | 1.47% | |
| 13 | WIWWESTERN AST INFL LKD OPP & I | 1,908,270 | $25.4B | 1.34% | |
| 14 | —BLACKROCK TCP CAPITAL CORP | 24,558,000 | $25.0B | 1.32% | |
| 15 | —BERENSON ACQUISITION CORP I | 2,475,000 | $24.4B | 1.29% | |
| 16 | NACNUVEEN CA QUALTY MUN INCOME | 1,550,523 | $24.3B | 1.29% | |
| 17 | XJQCXNUVEEN CR STRATEGIES INCOME | 3,633,518 | $23.8B | 1.26% | |
| 18 | BRWTEMPLETON GLOBAL INCOME FD | 4,226,660 | $22.7B | 1.21% | |
| 19 | VVRINVESCO SR INCOME TR | 4,847,992 | $21.6B | 1.14% | |
| 20 | FSC1EUROAKTREE SPECIALTY LENDING CO | 3,027,666 | $21.4B | 1.13% | |
| 21 | BWGBRANDYWINEGBL GBL INCM OPP F | 1,697,667 | $21.3B | 1.13% | |
| 22 | NXDTNEXPOINT STRATEGIC OPPORTES | 1,492,269 | $20.8B | 1.10% | |
| 23 | HIOWESTERN ASSET HIGH INCOME OP | 3,792,635 | $19.7B | 1.04% | |
| 24 | —ENDURANCE ACQUISITION CORP | 1,980,000 | $19.7B | 1.04% | |
| 25 | —FIRST TR SR FLOATING RATE 20 | 2,019,315 | $19.5B | 1.03% | |
| 26 | TRYBARINGS BDC INC | 1,690,613 | $18.6B | 0.99% | |
| 27 | EDDMORGAN STANLEY EMERGING MKTS | 3,168,587 | $18.5B | 0.98% | |
| 28 | —NUVEEN CORPORATE INCM NOVEME | 1,957,938 | $18.4B | 0.97% | |
| 29 | MVFBLACKROCK MUNIVEST FD INC | 1,937,545 | $18.3B | 0.97% | |
| 30 | XHIEXMILLER HOWARD HIGH INC EQTY | 1,837,875 | $18.1B | 0.96% | |
| 31 | VGMINVESCO TR INVT GRADE MUNS | 1,210,179 | $16.6B | 0.88% | |
| 32 | NDMONUVEEN DYNAMIC MUN OPPORTUNI | 1,028,701 | $16.5B | 0.87% | |
| 33 | MMUWESTERN ASSET MANAGED MUNS F | 1,224,186 | $16.3B | 0.87% | |
| 34 | BGBBLACKSTONE STRATEGIC CREDIT | 1,146,462 | $15.9B | 0.84% | |
| 35 | MHDBLACKROCK MUNIHOLDINGS FD IN | 920,239 | $15.1B | 0.80% | |
| 36 | XRPNARMADA ACQUISITION CORP I | 1,485,000 | $14.7B | 0.78% | |
| 37 | SPESPECIAL OPPORTUNITIES FD INC | 952,045 | $14.6B | 0.78% | |
| 38 | IQIINVESCO QUALITY MUN INCOME T | 1,080,714 | $14.2B | 0.75% | |
| 39 | MUBISHARES TR | 120,451 | $14.0B | 0.74% | |
| 40 | KTFDWS MUN INCOME TR | 1,163,186 | $13.8B | 0.73% | |
| 41 | XBFZXBLACKROCK CALIF MUN INCOME T | 938,440 | $13.8B | 0.73% | |
| 42 | NCZVIRTUS ALLIANZGI CONVERTIBLE | 2,637,579 | $13.7B | 0.73% | |
| 43 | GHYPGIM GLOBAL HIGH YIELD FD FO | 885,317 | $13.6B | 0.72% | |
| 44 | —AUSTERLITZ ACQUISITION CORP | 1,271,551 | $12.4B | 0.66% | |
| 45 | CPZCALAMOS LNG SHR EQT DYNAMIC | 598,001 | $12.2B | 0.64% | |
| 46 | NEANUVEEN FLOATING RATE INCOME | 1,184,348 | $11.8B | 0.63% | |
| 47 | CEF/USPROTT PHYSICAL GOLD & SILVE | 661,868 | $11.3B | 0.60% | |
| 48 | AFBALLIANCEBERNSTEIN NATL MUN I | 743,547 | $11.1B | 0.59% | |
| 49 | —CC NEUBERGER PRIN HLDGS II | 1,103,316 | $10.8B | 0.57% | |
| 50 | HFROHIGHLAND INCOME FD | 998,245 | $10.7B | 0.57% | |
| 51 | TYGTORTOISE ENERGY INFRA CORP | 390,014 | $10.6B | 0.56% | |
| 52 | KYNKAYNE ANDERSON NEXTGEN ENRGY | 1,457,322 | $10.6B | 0.56% | |
| 53 | EMOCLEARBRIDGE ENERGY MIDSTRM O | 477,150 | $10.6B | 0.56% | |
| 54 | JWSMFJAWS MUSTANG ACQUISITION COR | 1,061,086 | $10.4B | 0.55% | |
| 55 | MCIBARINGS CORPORATE INVS | 660,663 | $10.3B | 0.54% | |
| 56 | —PIMCO DYNAMIC CR INCOME FD | 481,071 | $10.2B | 0.54% | |
| 57 | —CHW ACQUISITION CORPORATION | 990,000 | $10.1B | 0.53% | |
| 58 | —BLACKROCK MUNIYIELD CALIF FD | 637,772 | $9.7B | 0.51% | |
| 59 | BTXBLACKROCK INNOVATION AND GRW | 533,370 | $9.7B | 0.51% | |
| 60 | MHIPIONEER MUNICIPAL HIGH INCOM | 764,641 | $9.3B | 0.49% | |
| 61 | BCATBLACKROCK CAP ALLOCATION TR | 457,392 | $9.2B | 0.49% | |
| 62 | XAWFXALLIANCEBERNSTEIN GLOBAL HIG | 751,527 | $9.2B | 0.49% | |
| 63 | ISDPGIM HIGH YIELD BOND FUND IN | 566,019 | $9.2B | 0.49% | |
| 64 | NTGTORTOISE MIDSTRM ENERGY FD I | 313,265 | $9.0B | 0.48% | |
| 65 | BTTBLACKROCK MUN TARGET TERM TR | 352,356 | $9.0B | 0.48% | |
| 66 | TFISPDR SER TR | 172,965 | $8.9B | 0.47% | |
| 67 | FEGEFIRST EAGLE ALTR CAP BDC INC | 2,013,905 | $8.9B | 0.47% | |
| 68 | CCIXCHURCHILL CAPITAL CORP VII | 888,790 | $8.6B | 0.46% | |
| 69 | JFRNUVEEN FLOATING RATE INCOME | 855,996 | $8.6B | 0.46% | |
| 70 | XEVMXEATON VANCE CALIF MUN BD FD | 720,798 | $8.6B | 0.46% | |
| 71 | MFMMFS MUN INCOME TR | 1,195,163 | $8.4B | 0.44% | |
| 72 | —CENAQ ENERGY CORP | 736,239 | $7.4B | 0.39% | |
| 73 | —BLACKROCK MUNIHLDS INVSTM QL | 499,180 | $7.2B | 0.38% | |
| 74 | MIOPIONEER MUN HIGH INCOME OPPO | 351,289 | $7.2B | 0.38% | |
| 75 | —SOCIAL CAPITAL HEDOSOPHA HLD | 700,000 | $7.1B | 0.38% | |
| 76 | MPVBARINGS PARTN INVS | 503,299 | $6.9B | 0.37% | |
| 77 | AEFABERDEEN EMRG MRKTS EQT INM | 827,792 | $6.9B | 0.36% | |
| 78 | PTACOHEN & STEERS TAX ADVAN PFD | 274,705 | $6.9B | 0.36% | |
| 79 | XFRAXBLACKROCK FLOATING RATE INCO | 486,456 | $6.5B | 0.34% | |
| 80 | NEANUVEEN SR INCOME FD | 1,085,093 | $6.3B | 0.34% | |
| 81 | DTFDTF TAX-FREE INCOME INC | 435,957 | $6.3B | 0.33% | |
| 82 | NQPNUVEEN PENNSYLVANIA QLT MUN | 422,381 | $6.2B | 0.33% | |
| 83 | —ARES ACQUISITION CORPORATION | 602,320 | $5.9B | 0.31% | |
| 84 | XENWXEATON VANCE NEW YORK MUN BD | 472,635 | $5.8B | 0.31% | |
| 85 | MHNBLACKROCK MUNIHLDGS NY QLTY | 396,379 | $5.8B | 0.31% | |
| 86 | —KKR ACQUISITION HOLDING I CO | 586,152 | $5.7B | 0.30% | |
| 87 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 341,228 | $5.6B | 0.30% | |
| 88 | NZFNUVEEN MUNICIPAL CREDIT INC | 332,453 | $5.6B | 0.29% | |
| 89 | —FAR PEAK ACQUISITION CORP | 549,998 | $5.5B | 0.29% | |
| 90 | —NUVEEN OHIO QLTY MUN INCOME | 341,256 | $5.4B | 0.29% | |
| 91 | —LAZARD GROWTH ACQUISITION CO | 550,000 | $5.4B | 0.28% | |
| 92 | CCIXCHURCHILL CAPITAL CORP VI | 543,790 | $5.3B | 0.28% | |
| 93 | NANNUVEEN NEW YORK QLT MUN INC | 345,400 | $5.1B | 0.27% | |
| 94 | IHDVOYA EMERGING MKTS HIGH DIVI | 657,096 | $4.9B | 0.26% | |
| 95 | NXJNUVEEN NEW JERSEY QULT MUN F | 301,185 | $4.6B | 0.25% | |
| 96 | —TREBIA ACQUISITION CORP | 461,908 | $4.6B | 0.24% | |
| 97 | —CONX CORP | 456,000 | $4.5B | 0.24% | |
| 98 | —MERCURY ECOM ACQUISITION COR | 437,500 | $4.3B | 0.23% | |
| 99 | ECATBLACKROCK ESG CAP ALLC TR | 212,067 | $4.3B | 0.23% | |
| 100 | —TUSCAN HLDGS CORP II | 399,998 | $4.0B | 0.21% |
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