RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2020 Filing
Filed November 16, 2020
Portfolio Value
$1.6T
Holdings
334
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (334 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | NADNUVEEN QUALITY MUNCP INCOME | 6,209,058 | $90.2B | 5.58% | |
| 2 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 5,053,416 | $72.5B | 4.49% | |
| 3 | —VOYA PRIME RATE TR | 12,292,605 | $54.2B | 3.36% | |
| 4 | EHIWESTERN ASSET GLOBAL HIGH IN | 5,596,315 | $53.9B | 3.34% | |
| 5 | WIWWESTERN AST INFL LKD OPP & I | 4,395,937 | $49.4B | 3.06% | |
| 6 | XEVVXEATON VANCE LTD DURATION INC | 3,506,459 | $39.7B | 2.46% | |
| 7 | HIOWESTERN ASSET HIGH INCOME OP | 7,657,196 | $37.5B | 2.32% | |
| 8 | —NEW MTN FIN CORP | 32,390,000 | $32.6B | 2.02% | |
| 9 | TRYBARINGS BDC INC | 3,876,150 | $31.0B | 1.92% | |
| 10 | GHYPGIM GLOBAL HIGH YIELD FD FO | 2,169,296 | $28.7B | 1.78% | |
| 11 | HIXWESTERN ASSET HIGH INCOME FD | 4,430,757 | $28.4B | 1.76% | |
| 12 | FSC1EUROAKTREE SPECIALTY LENDING CO | 5,822,583 | $28.2B | 1.74% | |
| 13 | —BLACKROCK CAP INVT CORP | 28,297,000 | $27.9B | 1.73% | |
| 14 | NACNUVEEN CA QUALTY MUN INCOME | 1,746,688 | $25.4B | 1.57% | |
| 15 | MYIBLACKROCK MUNIYIELD QUALITY | 1,850,120 | $24.9B | 1.54% | |
| 16 | —BLACKROCK TCP CAPITAL CORP | 24,558,000 | $24.7B | 1.53% | |
| 17 | EIMEATON VANCE MUN BD FD | 1,680,833 | $22.1B | 1.37% | |
| 18 | BWGBRANDYWINEGBL GBL INCM OPP | 1,885,811 | $21.7B | 1.34% | |
| 19 | DSUBLACKROCK DEBT STRATEGIES FD | 2,173,384 | $21.6B | 1.34% | |
| 20 | NVGNUVEEN AMT FREE MUN CR INC F | 1,367,593 | $21.4B | 1.33% | |
| 21 | BCSFBAIN CAP SPECIALTY FIN INC | 2,024,159 | $20.6B | 1.28% | |
| 22 | XJQCXNUVEEN CR STRATEGIES INCOME | 3,315,917 | $19.6B | 1.21% | |
| 23 | —INVESCO DYNAMIC CR OPPORTUNI | 2,002,756 | $18.4B | 1.14% | |
| 24 | VGMINVESCO TR INVT GRADE MUNS | 1,451,750 | $18.0B | 1.12% | |
| 25 | —EATON VANCE FLTG RATE INCOM | 1,238,316 | $17.4B | 1.07% | |
| 26 | NRKNUVEEN NEW YORK AMT QLT MUNI | 1,254,000 | $16.1B | 1.00% | |
| 27 | XAWFXALLIANCEBERNSTEIN GLOBAL HIG | 1,527,618 | $16.1B | 0.99% | |
| 28 | IIMINVESCO CALIF MUN INCOME TR | 1,091,457 | $16.1B | 0.99% | |
| 29 | XPHDXPIONEER FLOATING RATE TR | 1,505,857 | $15.2B | 0.94% | |
| 30 | XEMDXWESTERN ASSET EMERGING MKTS | 1,221,279 | $15.0B | 0.93% | |
| 31 | XBFZXBLACKROCK CALIF MUN INCOME T | 1,103,881 | $14.6B | 0.90% | |
| 32 | ISDPGIM HIGH YIELD BOND FUND IN | 1,008,254 | $13.9B | 0.86% | |
| 33 | —SOURCE CAP INC | 365,627 | $13.5B | 0.83% | |
| 34 | NXDTNEXPOINT STRATEGIC OPPORTES | 1,506,236 | $13.0B | 0.81% | |
| 35 | VMOINVESCO MUN OPPORTUNITY TR | 993,978 | $12.1B | 0.75% | |
| 36 | AFBALLIANCEBERNSTEIN NATL MUN I | 831,603 | $11.6B | 0.72% | |
| 37 | EDDMORGAN STANLEY EMERGING MKTS | 1,993,617 | $11.1B | 0.69% | |
| 38 | XFEBFIRST TR MLP & ENERGY INCOM | 2,382,442 | $11.1B | 0.68% | |
| 39 | MHNBLACKROCK MUNIHLDGS NY QLTY | 765,665 | $10.3B | 0.64% | |
| 40 | —FIRST TR SR FLOATING RATE 20 | 1,195,289 | $10.1B | 0.62% | |
| 41 | —NUVEEN MICH QUALITY MUN INCO | 708,645 | $10.0B | 0.62% | |
| 42 | FDDFIRST TR HIGH INCOME L/S FD | 716,639 | $10.0B | 0.62% | |
| 43 | BYMBLACKROCK MUN INCOME QUALITY | 687,557 | $9.8B | 0.61% | |
| 44 | BRWTEMPLETON GLOBAL INCOME FD | 1,810,421 | $9.7B | 0.60% | |
| 45 | NZFNUVEEN MUNICIPAL CREDIT INC | 651,269 | $9.6B | 0.59% | |
| 46 | TEITEMPLETON EMERGING MKTS INCO | 1,284,781 | $9.5B | 0.59% | |
| 47 | HFROHIGHLAND INCOME FD | 1,097,977 | $9.4B | 0.58% | |
| 48 | EVFEATON VANCE SR INCOME TR | 1,588,526 | $9.3B | 0.58% | |
| 49 | GLOCLOUGH GLOBAL OPPORTUNITIES | 996,106 | $9.3B | 0.58% | |
| 50 | CPZCALAMOS LNG SHR EQT DYNAMIC | 630,290 | $9.2B | 0.57% | |
| 51 | JGHNUVEEN GLOBAL HIGH INCOME FD | 668,958 | $9.1B | 0.56% | |
| 52 | DTFDTF TAX-FREE INCOME INC | 617,154 | $8.9B | 0.55% | |
| 53 | —BLACKROCK NY MUNI INC QLTY T | 638,280 | $8.3B | 0.52% | |
| 54 | MQTBLACKROCK MUNIYIELD QUALITY | 627,805 | $8.2B | 0.51% | |
| 55 | VVRINVESCO SR INCOME TR | 2,214,961 | $8.1B | 0.50% | |
| 56 | BCXBLACKROCK RES & COMMODITIES | 1,289,899 | $7.7B | 0.48% | |
| 57 | AEFABERDEEN EMRG MRKTS EQT INM | 1,169,670 | $7.6B | 0.47% | |
| 58 | IQIINVESCO QUALITY MUN INCOME T | 607,949 | $7.5B | 0.47% | |
| 59 | —NUVEEN MARYLAND QLT MUN INC | 551,471 | $7.3B | 0.45% | |
| 60 | NQPNUVEEN PENNSYLVANIA QLT MUN | 539,463 | $7.3B | 0.45% | |
| 61 | PDXPIMCO ENRGY TACTICAL CR OPP | 1,160,586 | $7.2B | 0.44% | |
| 62 | XAODXABERDEEN TOTAL DYNAMIC DIVD | 892,085 | $7.1B | 0.44% | |
| 63 | ARDCARES DYNAMIC CR ALLOCATION F | 543,734 | $6.9B | 0.43% | |
| 64 | NHSNEUBERGER BERMAN HIGH YIELD | 619,114 | $6.9B | 0.43% | |
| 65 | KYNKAYNE ANDERSON NEXTGEN ENRGY | 1,667,955 | $6.7B | 0.42% | |
| 66 | XEVMXEATON VANCE CALIF MUN BD FD | 585,300 | $6.6B | 0.41% | |
| 67 | HGLBHIGHLAND GLOBAL ALLOCATION F | 1,065,678 | $6.6B | 0.41% | |
| 68 | XFRAXBLACKROCK FLOATING RATE INCO | 559,213 | $6.4B | 0.40% | |
| 69 | EFTEATON VANCE FLTING RATE INC | 539,062 | $6.4B | 0.40% | |
| 70 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 411,834 | $6.3B | 0.39% | |
| 71 | RMTROYCE MICRO-CAP TR INC | 806,826 | $6.2B | 0.38% | |
| 72 | —HERCULES CAPITAL INC | 6,000,000 | $6.1B | 0.38% | |
| 73 | VKIINVESCO ADVANTAGE MUN INCOME | 522,088 | $5.6B | 0.35% | |
| 74 | MSDMORGAN STANLEY EMER MKTS DEB | 637,852 | $5.4B | 0.33% | |
| 75 | VKQINVESCO MUN TR | 437,051 | $5.2B | 0.32% | |
| 76 | —BLACKROCK NEW YORK MUN BD TR | 326,873 | $5.2B | 0.32% | |
| 77 | MUCBLACKROCK MUNIHOLDINGS QUALI | 396,772 | $5.1B | 0.31% | |
| 78 | —NUVEEN GEORGIA QLTY MUN INC | 414,303 | $5.1B | 0.31% | |
| 79 | MYNBLACKROCK MUNIYIELD N Y QUAL | 397,344 | $5.0B | 0.31% | |
| 80 | —FIRST EAGLE SENIOR LOAN FUND | 367,079 | $4.6B | 0.28% | |
| 81 | VLTINVESCO HIGH INCOME TR II | 362,541 | $4.4B | 0.28% | |
| 82 | PMOPUTNAM MUN OPPORTUNITIES TR | 338,910 | $4.4B | 0.27% | |
| 83 | RGTROYCE GLOBAL VALUE TR INC | 353,825 | $4.3B | 0.27% | |
| 84 | —FIRST TR ENERGY INCOME & GRO | 478,629 | $4.3B | 0.27% | |
| 85 | AVKADVENT CONVERTIBLE & INCOME | 311,477 | $4.3B | 0.27% | |
| 86 | XEADXWELLS FARGO INCOME OPPORTUNI | 570,024 | $4.2B | 0.26% | |
| 87 | —SPECIAL OPPORTUNITIES FD INC | 161,353 | $4.1B | 0.25% | |
| 88 | —MVC CAP INC | 518,323 | $4.0B | 0.25% | |
| 89 | FUNDSPROTT FOCUS TR INC | 676,858 | $4.0B | 0.25% | |
| 90 | —TUSCAN HLDGS CORP II | 399,998 | $4.0B | 0.25% | |
| 91 | MUCBLACKROCK MUNIHLDNGS CALI QL | 283,888 | $4.0B | 0.25% | |
| 92 | DPGDUFF & PHELPS UTIL CORP BD T | 427,641 | $3.9B | 0.24% | |
| 93 | —MERIDA MERGER CORP I | 389,191 | $3.8B | 0.24% | |
| 94 | MVFBLACKROCK MUNIVEST FD INC | 419,302 | $3.6B | 0.23% | |
| 95 | CHICALAMOS CONV OPPORTUNITIES & | 326,079 | $3.6B | 0.22% | |
| 96 | —CHURCHILL CAPITAL CORP IV | 355,000 | $3.6B | 0.22% | |
| 97 | —INTERPRIVATE ACQUISITION COR | 349,999 | $3.5B | 0.22% | |
| 98 | BSLBLACKSTONE GSO FLTING RTE FU | 253,277 | $3.5B | 0.22% | |
| 99 | XGLQXCLOUGH GLOBAL EQUITY FD | 309,974 | $3.5B | 0.22% | |
| 100 | —PERSHING SQUARE TONTINE HLDG | 150,000 | $3.4B | 0.21% |
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