RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$2.2T
Holdings
244
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (244 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —NEW MTN FIN CORP | 5,000,000 | $524.7B | 23.98% | |
| 2 | NADNUVEEN QUALITY MUNCP INCOME | 6,137,930 | $88.1B | 4.03% | |
| 3 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 5,312,382 | $76.0B | 3.47% | |
| 4 | HIOWESTERN ASSET HIGH INCM OPP | 12,243,578 | $61.8B | 2.83% | |
| 5 | XEVVXEATON VANCE LTD DUR INCOME F | 4,335,212 | $54.2B | 2.48% | |
| 6 | XEMDXWESTERN ASSET EMRG MKT DEBT | 3,300,703 | $45.8B | 2.10% | |
| 7 | HFROHIGHLAND INCOME FUND HIGHLAND INCOME | 3,077,454 | $41.1B | 1.88% | |
| 8 | EHIWESTERN ASSET GLB HI INCOME | 4,130,724 | $41.0B | 1.87% | |
| 9 | —INVESCO DYNAMIC CR OPP FD | 3,576,846 | $39.3B | 1.80% | |
| 10 | BWGBRANDYWINEGBL GLBAL INM OPRT | 3,135,011 | $37.9B | 1.73% | |
| 11 | XJQCXNUVEEN CR STRATEGIES INCM FD | 4,932,040 | $36.9B | 1.69% | |
| 12 | —VOYA PRIME RATE TR | 7,778,188 | $36.6B | 1.67% | |
| 13 | VVRINVESCO SR INCOME TR | 8,657,652 | $36.3B | 1.66% | |
| 14 | GHYPGIM GLOBAL HIGH YIELD FD IN | 2,437,775 | $35.0B | 1.60% | |
| 15 | BRWTEMPLETON GLOBAL INCOME FD | 5,504,809 | $33.8B | 1.54% | |
| 16 | WIWWESTERN AST INFL LKD OPP & I | 2,674,150 | $29.6B | 1.35% | |
| 17 | TRYBARINGS BDC INC | 2,728,984 | $27.7B | 1.27% | |
| 18 | MYIBLACKROCK MUNIYIELD QLTY FD | 2,011,650 | $27.3B | 1.25% | |
| 19 | BTZBLACKROCK CR ALLCTN INC TR | 1,931,687 | $26.3B | 1.20% | |
| 20 | NRKNUVEEN NEW YORK AMT QLT MUNI | 1,503,641 | $20.2B | 0.92% | |
| 21 | PMOPUTNAM MUN OPPORTUNITIES TR | 1,487,333 | $19.4B | 0.89% | |
| 22 | EIMEATON VANCE MUN BD FD | 1,441,685 | $18.7B | 0.85% | |
| 23 | ISDPGIM HIGH YIELD BOND FUND IN | 1,226,180 | $18.3B | 0.84% | |
| 24 | XAODXABERDEEN TOTAL DYNAMIC DIVD | 2,174,846 | $18.1B | 0.83% | |
| 25 | JLSNUVEEN MTG OPPORTUNITY TERM | 775,997 | $17.9B | 0.82% | |
| 26 | —ALLIANZGI NFJ DIVID INT & PR | 1,293,061 | $15.8B | 0.72% | |
| 27 | MUCBLACKROCK MUNIHLDNGS CALI QL | 1,107,723 | $15.6B | 0.71% | |
| 28 | VGMINVESCO TR INVT GRADE MUNS | 1,174,529 | $15.1B | 0.69% | |
| 29 | FDDFIRST TR HIGH INCOME L/S FD | 987,763 | $15.0B | 0.68% | |
| 30 | NACNUVEEN CA QUALTY MUN INCOME | 939,806 | $14.1B | 0.64% | |
| 31 | NQPNUVEEN PENNSYLVANIA QLT MUN | 993,826 | $13.9B | 0.64% | |
| 32 | DSUBLACKROCK DEBT STRAT FD INC | 1,248,190 | $13.4B | 0.61% | |
| 33 | EFTEATON VANCE FLTING RATE INC | 925,907 | $12.2B | 0.56% | |
| 34 | HIXWESTERN ASSET HIGH INCM FD I | 1,764,534 | $12.0B | 0.55% | |
| 35 | VMOINVESCO MUN OPPORTUNITY TR | 939,353 | $11.8B | 0.54% | |
| 36 | MHNBLACKROCK MUNIHLDGS NY QLTY | 850,354 | $11.6B | 0.53% | |
| 37 | BITBLACKROCK MULTI-SECTOR INC T | 658,098 | $11.3B | 0.52% | |
| 38 | NHSNEUBERGER BERMAN HGH YLD FD | 915,336 | $11.0B | 0.50% | |
| 39 | JFRNUVEEN FLOATING RATE INCOME | 1,106,089 | $10.8B | 0.49% | |
| 40 | GLOCLOUGH GLOBAL OPPORTUNITIES | 1,174,797 | $10.7B | 0.49% | |
| 41 | XAWFXALLIANCEBERNSTEIN GBL HGH IN | 892,986 | $10.7B | 0.49% | |
| 42 | VLTINVESCO HIGH INCOME TR II | 731,855 | $10.5B | 0.48% | |
| 43 | HYIWESTERN ASSET HGH YLD DFNDFD | 689,265 | $10.4B | 0.48% | |
| 44 | XBFZXBLACKROCK CALIF MUN INCOME T | 762,626 | $10.4B | 0.48% | |
| 45 | AFBALLIANCEBERNSTEIN NATL MUNI | 723,005 | $10.0B | 0.46% | |
| 46 | —NUVEEN OHIO QLTY MUN INCOME | 625,742 | $9.9B | 0.45% | |
| 47 | AVKADVENT CLAYMORE CV SECS & IN | 672,488 | $9.8B | 0.45% | |
| 48 | —NUVEEN NORTH CAROLINA QLTY M | 716,751 | $9.7B | 0.44% | |
| 49 | XEFRXEATON VANCE SR FLTNG RTE TR | 737,206 | $9.6B | 0.44% | |
| 50 | BYMBLACKROCK MUNICIPL INC QLTY | 665,983 | $9.4B | 0.43% | |
| 51 | SPYSPDR S&P 500 ETF TR TR | 31,196 | $9.3B | 0.42% | |
| 52 | JGHNUVEEN GLOBAL HIGH INCOME FD | 592,348 | $9.2B | 0.42% | |
| 53 | —DELAWARE ENHANCED GBL DIV & | 911,362 | $9.0B | 0.41% | |
| 54 | —EATON VANCE FLTG RATE INCOM | 578,820 | $8.8B | 0.40% | |
| 55 | BTTBLACKROCK MUN 2030 TAR TERM | 363,854 | $8.6B | 0.39% | |
| 56 | XEVMXEATON VANCE CALIF MUN BD FD | 711,801 | $8.1B | 0.37% | |
| 57 | —GARRISON CAP INC | 1,159,976 | $8.0B | 0.37% | |
| 58 | ARDCARES DYNAMIC CR ALLOCATION F | 534,193 | $8.0B | 0.36% | |
| 59 | VKQINVESCO MUN TR | 620,726 | $7.8B | 0.36% | |
| 60 | XPHDXPIONEER FLOATING RATE TR | 735,307 | $7.7B | 0.35% | |
| 61 | —NUVEEN CONNECTICUT QLTY MUN | 575,998 | $7.7B | 0.35% | |
| 62 | —BLACKROCK MUNIYIELD CALI QLT | 533,467 | $7.7B | 0.35% | |
| 63 | XFRAXBLACKROCK FLOAT RATE OME STR | 588,598 | $7.4B | 0.34% | |
| 64 | EVFEATON VANCE SR INCOME TR | 1,151,001 | $7.0B | 0.32% | |
| 65 | FSICUSDFS KKR CAPITAL CORP | 1,184,929 | $6.9B | 0.32% | |
| 66 | PRFINVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 | 58,499 | $6.9B | 0.32% | |
| 67 | NVGNUVEEN AMT FREE MUN CR INC F | 406,587 | $6.8B | 0.31% | |
| 68 | —NUVEEN GEORGIA QLTY MUN INC | 509,373 | $6.3B | 0.29% | |
| 69 | —NEUBERGER BRMAN NY MUNI FD I | 504,300 | $6.3B | 0.29% | |
| 70 | —BLACKROCK NY MUNI INC QLTY T | 459,194 | $6.3B | 0.29% | |
| 71 | AEFABERDEEN EMRG MRKTS EQT INM | 872,439 | $6.1B | 0.28% | |
| 72 | MYNBLACKROCK MUNIYIELD NY QLTY | 458,157 | $6.0B | 0.27% | |
| 73 | MSDMORGAN STANLEY EMER MKTS DEB | 644,278 | $5.9B | 0.27% | |
| 74 | CLMCORNERSTONE STRATEGIC VALUE | 512,405 | $5.8B | 0.27% | |
| 75 | —NUVEEN MICHIGAN QLT MUN INC | 370,325 | $5.2B | 0.24% | |
| 76 | NANNUVEEN NEW YORK QLT MUN INC | 360,906 | $5.1B | 0.24% | |
| 77 | FCTFIRST TR SR FLG RTE INCM FD | 428,766 | $5.1B | 0.24% | |
| 78 | —NUVEEN MARYLAND QLT MUN INC | 382,002 | $5.1B | 0.23% | |
| 79 | FTFFRANKLIN LTD DURATION INC TR COM | 544,303 | $5.1B | 0.23% | |
| 80 | —TORTOISE MIDSTRM ENERGY FD I | 395,426 | $4.9B | 0.22% | |
| 81 | —SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.8B | 0.22% | |
| 82 | BGTBLACKROCK FLOATING RATE INCO | 383,237 | $4.7B | 0.21% | |
| 83 | —NEUBERGER BRMAN CLIFRN MUNI | 327,794 | $4.6B | 0.21% | |
| 84 | —EATON VANCE TAX MNGD BUY WRI | 481,135 | $4.6B | 0.21% | |
| 85 | PMMPUTNAM MANAGED MUN INCOM TR | 569,815 | $4.5B | 0.20% | |
| 86 | TLIWESTERN ASSET CORPORATE LN F | 461,197 | $4.4B | 0.20% | |
| 87 | SPESPECIAL OPPORTUNITIES FD INC | 306,732 | $4.4B | 0.20% | |
| 88 | XPMAXPIONEER MUN HIGH INCOME ADV | 369,478 | $4.0B | 0.18% | |
| 89 | SWZSWISS HELVETIA FD INC | 486,441 | $3.9B | 0.18% | |
| 90 | XXHYBXXNEW AMER HIGH INCOME FD INC | 441,719 | $3.9B | 0.18% | |
| 91 | MQTBLACKROCK MUNIY QUALITY FD I | 296,694 | $3.8B | 0.18% | |
| 92 | —NUVEEN INTER DURATION MN TMF | 279,996 | $3.8B | 0.18% | |
| 93 | FUNDSPROTT FOCUS TR INC | 569,056 | $3.8B | 0.18% | |
| 94 | RMTROYCE MICRO-CAP TR INC | 457,823 | $3.7B | 0.17% | |
| 95 | —NUVEEN INT DUR QUAL MUN TRM | 269,233 | $3.7B | 0.17% | |
| 96 | PXHINVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG | 178,753 | $3.6B | 0.16% | |
| 97 | IIMINVESCO VALUE MUN INCOME TR | 229,788 | $3.5B | 0.16% | |
| 98 | HYTBLACKROCK CORPOR HI YLD FD I | 326,298 | $3.5B | 0.16% | |
| 99 | DTFDTF TAX-FREE INCOME INC | 239,986 | $3.5B | 0.16% | |
| 100 | NEANUVEEN FLTNG RTE INCM OPP FD | 354,387 | $3.4B | 0.15% |
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