RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$1.4T

Holdings

139

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (139 positions)

#	Stock	Shares	Value	% Portfolio
101	SPESPECIAL OPPORTUNITIES FD INC	224,157	$3.3B	0.24%
102	VLTINVESCO HIGH INCOME TR II	220,651	$3.2B	0.23%
103	BLWBLACKROCK LTD DURATION INC T	206,664	$3.2B	0.23%
104	JMTNUVEEN MTG OPPTY TERM FD 2	131,168	$3.1B	0.23%
105	VGIVIRTUS GLOBAL MULTI-SEC INC	194,754	$3.1B	0.22%
106	—FIRST TR STRATEGIC HIGH INC	243,641	$3.0B	0.22%
107	PPTPUTMAN HIGH INCOME SEC FUND	351,733	$2.8B	0.20%
108	XPHDXPIONEER FLOATING RATE TR	235,493	$2.8B	0.20%
109	—CLEARBRIDGE AMERN ENERG MLP	275,806	$2.5B	0.18%
110	XXHYBXXNEW AMER HIGH INCOME FD INC	263,881	$2.4B	0.18%
111	—MADISON STRTG SECTOR PREM FD	188,674	$2.2B	0.16%
112	—APOLLO SR FLOATING RATE FD I	129,350	$2.2B	0.16%
113	—AMERICAN CAP SR FLOATING LTD	196,020	$2.2B	0.16%
114	XLGIXLAZARD GLB TTL RET&INCM FD I	154,551	$2.2B	0.16%
115	—KLR ENERGY ACQUISITION CORP	200,000	$2.1B	0.15%
116	TLIWESTERN ASSET CORPORATE LN F	192,532	$2.1B	0.15%
117	—STELLAR ACQUISITION III INC	200,000	$2.0B	0.14%
118	—PACHOLDER HIGH YIELD FD INC	276,584	$2.0B	0.14%
119	EMOCLEARBRIDGE ENERGY MLP TR FD	135,743	$1.8B	0.13%
120	CHWCALAMOS GBL DYN INCOME FUND	235,380	$1.8B	0.13%
121	—DEUTSCHE GLOBAL HIGH INCOME	182,913	$1.5B	0.11%
122	—BROOKFIELD GLOBL LISTED INFR	107,219	$1.5B	0.11%
123	—ALPINE GLOBAL DYNAMIC DIVD F	168,274	$1.5B	0.11%
124	—THL CR SR LN FD	80,082	$1.3B	0.10%
125	—CROSSROADS CAP INC	585,842	$1.1B	0.08%
126	CHICALAMOS CONV OPP AND INC FD	97,884	$1.0B	0.07%
127	—DEUTSCHE STRATEGIC INCOME TR	81,529	$988.0M	0.07%
128	RGTROYCE GLOBAL VALUE TR INC	117,716	$956.0M	0.07%
129	—EATON VANCE FLTG RATE INCOM	56,844	$889.0M	0.06%
130	IHDVOYA EMERGING MKTS HIGH DIVI	105,661	$865.0M	0.06%
131	KIOKKR INCOME OPPORTUNITIES FD	48,232	$773.0M	0.06%
132	—EASTERLY ACQUISITION CORP	73,058	$726.0M	0.05%
133	SARSARATOGA INVT CORP	29,787	$532.0M	0.04%
134	—FIFTH STR SR FLOATNG RATE CO	59,251	$507.0M	0.04%
135	MCNMADISON CVRED CALL & EQ STR	62,907	$489.0M	0.04%
136	GGZGABELLI GLB SML & MD CP VAL	33,117	$358.0M	0.03%
137	XNEAXNUVEEN AMT FREE QLTY MUN INC	16,574	$242.0M	0.02%
138	BCXBLACKROCK RES & COMM STRAT T	28,792	$235.0M	0.02%
139	—MANAGED DURATION INVT GRD FU	14,310	$205.0M	0.01%

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