RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$1.4T
Holdings
139
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (139 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —AMERICAN CAP LTD | 3,494,752 | $59.1B | 4.29% | |
| 2 | GLOCLOUGH GLOBAL OPPORTUNITIES | 5,002,138 | $48.4B | 3.51% | |
| 3 | USALIBERTY ALL STAR EQUITY FD | 7,597,145 | $39.4B | 2.86% | |
| 4 | BTZBLACKROCK CR ALLCTN INC TR | 2,928,413 | $39.1B | 2.84% | |
| 5 | —PIMCO DYNMIC CREDIT AND MRT | 1,711,225 | $34.9B | 2.53% | |
| 6 | XJQCXNUVEEN CR STRATEGIES INCM FD | 3,974,286 | $33.7B | 2.45% | |
| 7 | RVTROYCE VALUE TR INC | 2,548,342 | $32.3B | 2.34% | |
| 8 | XEVVXEATON VANCE LTD DUR INCOME F | 2,251,972 | $30.9B | 2.24% | |
| 9 | STEWBOULDER GROWTH & INCOME FD I | 3,181,815 | $26.7B | 1.94% | |
| 10 | VWOVANGUARD INTL EQUITY INDEX F | 690,375 | $26.0B | 1.89% | |
| 11 | BRWTEMPLETON GLOBAL INCOME FD | 3,973,980 | $24.8B | 1.80% | |
| 12 | —BLACKROCK DEBT STRAT FD INC | 6,568,680 | $24.0B | 1.74% | |
| 13 | VVRINVESCO SR INCOME TR | 5,530,342 | $23.9B | 1.74% | |
| 14 | SPYSPDR S&P 500 ETF TR | 110,659 | $23.9B | 1.74% | |
| 15 | TYTRI CONTL CORP | 1,084,537 | $23.2B | 1.68% | |
| 16 | XGLQXCLOUGH GLOBAL EQUITY FD | 2,036,719 | $23.2B | 1.68% | |
| 17 | ADXADAMS DIVERSIFIED EQUITY FD | 1,739,841 | $22.9B | 1.66% | |
| 18 | PRFUSDPOWERSHARES ETF TRUST | 240,668 | $22.5B | 1.64% | |
| 19 | BITBLACKROCK MULTI-SECTOR INC T | 1,240,071 | $21.2B | 1.54% | |
| 20 | —INVESCO DYNAMIC CR OPP FD | 1,790,331 | $21.1B | 1.53% | |
| 21 | HIOWESTERN ASSET HIGH INCM OPP | 4,125,913 | $20.8B | 1.51% | |
| 22 | BGBBLACKSTONE GSO STRATEGIC CR | 1,374,529 | $20.5B | 1.49% | |
| 23 | ERCWELLS FARGO MULTI SECTOR INC | 1,404,439 | $18.2B | 1.32% | |
| 24 | VEAVANGUARD TAX MANAGED INTL FD | 482,753 | $18.1B | 1.31% | |
| 25 | —ALPINE TOTAL DYNAMIC DIVID F | 2,286,797 | $17.4B | 1.27% | |
| 26 | —WESTERN ASSET EMRG MKT INCM | 1,455,884 | $16.8B | 1.22% | |
| 27 | —LEGG MASON BW GLB INC OPP FD | 1,176,630 | $16.0B | 1.16% | |
| 28 | HYTBLACKROCK CORPOR HI YLD FD I | 1,471,606 | $15.9B | 1.16% | |
| 29 | AVKADVENT CLAYMORE CV SECS & IN | 1,091,736 | $15.9B | 1.16% | |
| 30 | FDDFIRST TR HIGH INCOME L/S FD | 1,020,568 | $15.9B | 1.16% | |
| 31 | —PRUDENTIAL GLB SHT DUR HG YL | 1,050,222 | $15.9B | 1.15% | |
| 32 | ARDCARES DYNAMIC CR ALLOCATION F | 1,039,897 | $15.4B | 1.12% | |
| 33 | TEITEMPLETON EMERG MKTS INCOME | 1,244,514 | $13.7B | 0.99% | |
| 34 | EDDMORGAN STANLEY EM MKTS DM DE | 1,699,231 | $13.6B | 0.99% | |
| 35 | —VOYA PRIME RATE TR | 2,570,747 | $13.6B | 0.99% | |
| 36 | FTFFRANKLIN LTD DURATION INC TR | 1,121,293 | $13.6B | 0.98% | |
| 37 | —BROOKFIELD MTG OPP INC FD IN | 894,979 | $13.4B | 0.98% | |
| 38 | GAMGENERAL AMERN INVS INC | 378,646 | $12.4B | 0.90% | |
| 39 | XNROXNEUBERGER BERMAN RE ES SEC F | 2,121,675 | $12.1B | 0.88% | |
| 40 | JLSNUVEEN MTG OPPORTUNITY TERM | 483,170 | $11.7B | 0.85% | |
| 41 | XBOEXBLACKROCK GLOBAL OPP EQTY TR | 926,778 | $11.4B | 0.82% | |
| 42 | —ADVENT CLAY CONV SEC INC FD | 1,917,816 | $11.0B | 0.80% | |
| 43 | MMTMFS MULTIMARKET INCOME TR | 1,738,449 | $10.6B | 0.77% | |
| 44 | —ZWEIG FD | 800,942 | $10.4B | 0.75% | |
| 45 | CEFCENTRAL FD CDA LTD | 737,465 | $10.2B | 0.74% | |
| 46 | MCRMFS CHARTER INCOME TR | 1,163,436 | $10.1B | 0.73% | |
| 47 | —ABERDEEN ASIA PACIFIC INCOM | 1,913,505 | $9.8B | 0.71% | |
| 48 | HYIWESTERN ASSET HGH YLD DFNDFD | 635,622 | $9.8B | 0.71% | |
| 49 | XEVGXEATON VANCE SH TM DR DIVR IN | 701,694 | $9.6B | 0.70% | |
| 50 | NXDTNEXPOINT CR STRATEGIES FD | 425,650 | $9.5B | 0.69% | |
| 51 | —ALLIANZGI EQUITY & CONV INCO | 502,577 | $9.4B | 0.68% | |
| 52 | —POWERSHARES ETF TR II | 521,245 | $9.3B | 0.68% | |
| 53 | FUNDSPROTT FOCUS TR INC | 1,322,369 | $9.1B | 0.66% | |
| 54 | PPTPUTNAM PREMIER INCOME TR | 1,854,219 | $9.1B | 0.66% | |
| 55 | —MVC CAPITAL INC | 1,079,237 | $8.9B | 0.65% | |
| 56 | —VIRTUS TOTAL RETURN FD | 1,850,889 | $8.8B | 0.64% | |
| 57 | JGHNUVEEN GLOBAL HIGH INCOME FD | 553,895 | $8.7B | 0.63% | |
| 58 | ZTRVIRTUS GLOBAL DIVID INCOME F | 687,386 | $8.3B | 0.60% | |
| 59 | BGXBLACKSTONE GSO LNG SHRT CR I | 487,881 | $7.6B | 0.55% | |
| 60 | —RYDEX ETF TRUST | 49,099 | $7.5B | 0.54% | |
| 61 | XSCDXLMP CAP & INCOME FD INC | 532,647 | $7.3B | 0.53% | |
| 62 | GDOWESTERN ASSET GLOBAL CP DEFI | 408,642 | $7.2B | 0.53% | |
| 63 | —NUVEEN GLOBAL EQUITY INCOME | 587,886 | $7.0B | 0.51% | |
| 64 | —DEUTSCHE HIGH INCOME OPPORT | 493,475 | $7.0B | 0.51% | |
| 65 | —ALLIANZGI DIVERS INC & CNV F | 364,829 | $6.9B | 0.50% | |
| 66 | —OHA INVT CORP | 2,087,830 | $6.6B | 0.48% | |
| 67 | WIWWESTERN ASSET CLYM INFL OPP | 582,157 | $6.5B | 0.47% | |
| 68 | —DEUTSCHE MULTI-MKT INCOME TR | 756,755 | $6.5B | 0.47% | |
| 69 | —APOLLO TACTICAL INCOME FD IN | 408,448 | $6.3B | 0.46% | |
| 70 | NHSNEUBERGER BERMAN HGH YLD FD | 532,370 | $6.3B | 0.46% | |
| 71 | —GSV CAP CORP | 1,335,740 | $6.3B | 0.46% | |
| 72 | MSDMORGAN STANLEY EMER MKTS DEB | 636,542 | $6.1B | 0.45% | |
| 73 | —NUVEEN LG/SHT COMMODITY TOTR | 455,394 | $6.0B | 0.44% | |
| 74 | XEMDXWESTERN ASSET EMRG MKT DEBT | 363,591 | $5.9B | 0.43% | |
| 75 | NEANUVEEN SR INCOME FD | 872,013 | $5.7B | 0.41% | |
| 76 | —ADVENT CLAYMORE ENH GRW & IN | 679,452 | $5.7B | 0.41% | |
| 77 | EVFEATON VANCE SR INCOME TR | 863,252 | $5.6B | 0.40% | |
| 78 | GDXVANECK VECTORS ETF TR | 209,517 | $5.5B | 0.40% | |
| 79 | XFEBFIRST TR ABERDEEN GLBL OPP F | 468,449 | $5.5B | 0.40% | |
| 80 | —SPECIAL OPPORTUNITIES FD INC | 207,430 | $5.4B | 0.39% | |
| 81 | GLVCLOUGH GLOBAL DIVND AND INC | 438,245 | $5.3B | 0.39% | |
| 82 | —WESTERN ASSET WORLDWIDE INCO | 432,510 | $5.0B | 0.36% | |
| 83 | CIKCREDIT SUISSE ASSET MGMT INC | 1,532,763 | $4.8B | 0.35% | |
| 84 | —AVENUE INCOME CR STRATEGIES | 370,560 | $4.8B | 0.35% | |
| 85 | BGHBARINGS GLOBAL SHORT DURATIO | 254,019 | $4.7B | 0.34% | |
| 86 | XFRAXBLACKROCK FLOAT RATE OME STR | 332,786 | $4.6B | 0.33% | |
| 87 | IGRCBRE CLARION GLOBAL REAL EST | 525,117 | $4.4B | 0.32% | |
| 88 | —DEUTSCHE HIGH INCOME TR | 473,923 | $4.4B | 0.32% | |
| 89 | —MORGAN STANLEY TRUSTS | 230,385 | $4.4B | 0.32% | |
| 90 | CIFMFS INTERMEDIATE HIGH INC FD | 1,669,713 | $4.3B | 0.31% | |
| 91 | —FULL CIRCLE CAP CORP | 1,620,992 | $4.3B | 0.31% | |
| 92 | —ALPINE GLOBAL PREMIER PPTYS | 764,371 | $4.2B | 0.31% | |
| 93 | —FIFTH STR ASSET MGMT INC | 732,666 | $4.0B | 0.29% | |
| 94 | —BROOKFIELD HIGH INCOME FD IN | 540,922 | $4.0B | 0.29% | |
| 95 | —GARRISON CAP INC | 387,780 | $3.9B | 0.29% | |
| 96 | GDLGDL FUND | 383,472 | $3.8B | 0.28% | |
| 97 | IWMISHARES TR | 30,000 | $3.7B | 0.27% | |
| 98 | RMTROYCE MICRO-CAP TR INC | 462,375 | $3.6B | 0.26% | |
| 99 | EHIWESTERN ASSET GLB HI INCOME | 333,455 | $3.4B | 0.25% | |
| 100 | —ABERDEEN EMERGING MKTS SMALL | 268,587 | $3.4B | 0.25% |
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