RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2018 Filing

Filed August 14, 2018

Portfolio Value

$1.3T

Holdings

209

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (209 positions)

#	Stock	Shares	Value	% Portfolio
1	XEMDXWESTERN ASSET EMRG MKT DEBT	4,321,638	$57.3B	4.52%
2	XNEAXNUVEEN AMT FREE QLTY MUN INC	3,536,627	$46.0B	3.63%
3	XEVVXEATON VANCE LTD DUR INCOME F	3,502,533	$44.1B	3.47%
4	HIOWESTERN ASSET HIGH INCM OPP	9,112,703	$43.9B	3.46%
5	HYTBLACKROCK CORPOR HI YLD FD I	3,497,621	$36.6B	2.88%
6	BTZBLACKROCK CR ALLCTN INC TR	2,954,815	$35.7B	2.81%
7	XJQCXNUVEEN CR STRATEGIES INCM FD	4,288,690	$34.1B	2.69%
8	XAODXABERDEEN TOTAL DYNAMIC DIVD	3,804,615	$33.3B	2.62%
9	BRWTEMPLETON GLOBAL INCOME FD	4,878,926	$30.0B	2.36%
10	NADNUVEEN QUALITY MUNCP INCOME	2,140,919	$28.5B	2.24%
11	VVRINVESCO SR INCOME TR	6,493,528	$27.8B	2.19%
12	—PRUDENTIAL GLB SHT DUR HG YL	2,025,814	$27.7B	2.18%
13	BWGBRANDYWINEGBL GLBAL INM OPRT	2,281,172	$26.0B	2.05%
14	—VOYA PRIME RATE TR	4,804,858	$24.2B	1.90%
15	GLOCLOUGH GLOBAL OPPORTUNITIES	2,180,256	$23.9B	1.89%
16	TEITEMPLETON EMERG MKTS INCOME	2,304,588	$23.7B	1.86%
17	HFROHIGHLAND FLOATNG RATE OPPRT	1,508,394	$23.6B	1.86%
18	NXDTNEXPOINT STRATEGIC OPORTUNT	1,010,611	$22.2B	1.75%
19	WIWWESTERN AST INFL LKD OPP & I	1,943,615	$21.7B	1.71%
20	KYNKAYNE ANDERSON MLP INVT CO	1,119,926	$21.1B	1.66%
21	EHIWESTERN ASSET GLB HI INCOME	2,231,575	$20.4B	1.60%
22	—INVESCO DYNAMIC CR OPP FD	1,725,921	$20.1B	1.58%
23	SPYSPDR S&P 500 ETF TR	70,096	$19.0B	1.50%
24	—DELAWARE ENHANCED GBL DIV &	1,584,861	$18.0B	1.41%
25	USALIBERTY ALL STAR EQUITY FD	2,535,945	$16.2B	1.28%
26	—TRIANGLE CAP CORP	1,384,049	$15.9B	1.25%
27	BITBLACKROCK MULTI-SECTOR INC T	885,394	$15.1B	1.19%
28	—MANAGED DURATION INVT GRD FU	1,030,216	$14.8B	1.16%
29	—ALLIANZGI NFJ DIVID INT & PR	1,153,896	$14.6B	1.15%
30	—PRUDENTIAL SHT DURATION HG Y	1,026,024	$14.4B	1.13%
31	RABROOKFIELD REAL ASSETS INCOM	597,078	$13.6B	1.07%
32	HYIWESTERN ASSET HGH YLD DFNDFD	910,427	$13.3B	1.05%
33	VWOVANGUARD INTL EQUITY INDEX F	306,859	$12.9B	1.02%
34	EDDMORGAN STANLEY EM MKTS DM DE	1,872,658	$12.5B	0.99%
35	—ALLIANZGI CON INCM 2024 TARG	1,243,096	$11.5B	0.91%
36	VLTINVESCO HIGH INCOME TR II	849,343	$11.5B	0.90%
37	PRFUSDPOWERSHARES ETF TRUST	100,632	$11.3B	0.89%
38	JLSNUVEEN MTG OPPORTUNITY TERM	439,820	$10.3B	0.81%
39	MSDMORGAN STANLEY EMER MKTS DEB	1,179,724	$10.3B	0.81%
40	—GARRISON CAP INC	1,251,570	$10.2B	0.80%
41	XWIAXWESTERN ASST INFLTN LKD INM	855,178	$9.8B	0.77%
42	FUNDSPROTT FOCUS TR INC	1,178,558	$9.2B	0.73%
43	JMTNUVEEN MTG OPPTY TERM FD 2	396,311	$9.0B	0.71%
44	JGHNUVEEN GLOBAL HIGH INCOME FD	573,221	$8.9B	0.70%
45	—EAGLE GRWTH & INCOME OPPTY F	535,344	$8.2B	0.65%
46	UTGREAVES UTIL INCOME FD	277,404	$8.0B	0.63%
47	NACNUVEEN CA QUALTY MUN INCOME	596,966	$8.0B	0.63%
48	XEADXWELLS FARGO INCOME OPPORTUNI	937,570	$7.5B	0.59%
49	ARDCARES DYNAMIC CR ALLOCATION F	442,503	$7.1B	0.56%
50	EVFEATON VANCE SR INCOME TR	1,079,850	$6.9B	0.54%
51	—VIRTUS TOTAL RETURN FUND INC	621,519	$6.8B	0.54%
52	—MORGAN STANLEY EMER MKTS FD	406,186	$6.6B	0.52%
53	—NUVEEN INT DUR QUAL MUN TRM	522,097	$6.6B	0.52%
54	HIXWESTERN ASSET HIGH INCM FD I	1,002,125	$6.4B	0.51%
55	XMUIXBLACKROCK MUNI INTER DR FD I	481,578	$6.4B	0.50%
56	—POWERSHARES ETF TR II	307,565	$6.4B	0.50%
57	NHSNEUBERGER BERMAN HGH YLD FD	559,900	$6.1B	0.48%
58	TYTRI CONTL CORP	225,002	$6.0B	0.47%
59	BLWBLACKROCK LTD DURATION INC T	391,655	$5.8B	0.46%
60	—DEUTSCHE MULTI-MKT INCOME TR	645,132	$5.7B	0.45%
61	CEFCENTRAL FD CDA LTD	437,244	$5.5B	0.43%
62	VEAVANGUARD TAX MANAGED INTL FD	126,277	$5.4B	0.43%
63	MCRMFS CHARTER INCOME TR	631,304	$5.0B	0.39%
64	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.9B	0.38%
65	—AMERICAN CAP SR FLOATING LTD	375,674	$4.6B	0.36%
66	—ADVENT CLAY CONV SEC INC FD	810,003	$4.5B	0.36%
67	XAWFXALLIANCEBERNSTEIN GBL HGH IN	382,331	$4.4B	0.35%
68	—FIRST TR SR FLOATING RATE 20	472,151	$4.4B	0.35%
69	AFBALLIANCEBERNSTEIN NATL MUNI	346,084	$4.4B	0.34%
70	—NUVEEN INTER DURATION MN TMF	341,046	$4.2B	0.33%
71	AVKADVENT CLAYMORE CV SECS & IN	273,051	$4.2B	0.33%
72	MCNMADISON CVRED CALL & EQ STR	554,341	$4.1B	0.33%
73	—ADVENT CLAYMORE ENH GRW & IN	510,904	$4.0B	0.31%
74	—NUVEEN EMERGING MKTS DEBT 20	446,647	$3.9B	0.31%
75	—PENSARE ACQUISITION CORP	389,994	$3.9B	0.30%
76	—ALLIANCE CALIF MUN INCOME FD	281,354	$3.7B	0.29%
77	—ONE MADISON CORP	359,396	$3.5B	0.27%
78	—OHA INVT CORP	2,132,087	$3.3B	0.26%
79	BTTBLACKROCK MUN 2030 TAR TERM	149,759	$3.2B	0.25%
80	TYGEURTORTOISE ENERGY INFRA CORP	119,394	$3.2B	0.25%
81	—HENNESSY CAP ACQUSTON CORP I	310,904	$3.2B	0.25%
82	GAMGENERAL AMERN INVS INC	89,020	$3.1B	0.24%
83	—CM SEVEN STAR ACQUISITION CO	300,000	$3.0B	0.23%
84	—DELAWARE INVTS DIV & INCOME	252,093	$2.9B	0.23%
85	—NUVEEN CONNECTICUT QLTY MUN	239,235	$2.8B	0.22%
86	GUTGABELLI UTIL TR	464,091	$2.7B	0.22%
87	IFNINDIA FD INC	107,450	$2.6B	0.21%
88	—CUSHING RENAISSANCE FD	140,826	$2.5B	0.20%
89	—ABERDEEN ASIA PACIFIC INCOM	558,031	$2.4B	0.19%
90	—OPES ACQUISITION CORP	244,677	$2.4B	0.19%
91	GDXVANECK VECTORS ETF TR	105,594	$2.4B	0.19%
92	—MODERN MEDIA ACQUISITION	228,000	$2.3B	0.18%
93	XGLQXCLOUGH GLOBAL EQUITY FD	158,397	$2.3B	0.18%
94	—TWELVE SEAS INVESTMENT COMPA	225,000	$2.3B	0.18%
95	—KBL MERGER CORP IV	220,375	$2.2B	0.17%
96	—LEISURE ACQUISITION CORP	225,156	$2.2B	0.17%
97	—HAYMAKER ACQUISITION CORP	219,604	$2.1B	0.17%
98	—STELLAR ACQUISITION III INC	200,000	$2.1B	0.16%
99	FLCFLAHERTY & CRUMRINE TOTAL RE	106,151	$2.1B	0.16%
100	GDOWESTERN ASSET GLOBAL CP DEFI	116,261	$1.9B	0.15%

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