RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2016 Filing

Filed August 15, 2016

Portfolio Value

$1.5T

Holdings

149

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (149 positions)

#	Stock	Shares	Value	% Portfolio
101	—WESTERN ASSET GLB PTNRS INCO	437,094	$3.7B	0.24%
102	CIFMFS INTERMEDIATE HIGH INC FD	1,490,293	$3.7B	0.24%
103	BLWBLACKROCK LTD DURATION INC T	239,545	$3.7B	0.24%
104	—NUVEEN SHT DUR CR OPP FD	231,649	$3.6B	0.24%
105	—APOLLO SR FLOATING RATE FD I	230,426	$3.6B	0.24%
106	—CLEARBRIDGE AMERN ENERG MLP	415,634	$3.6B	0.23%
107	IWMISHARES TR	30,000	$3.4B	0.22%
108	—BROOKFIELD HIGH INCOME FD IN	475,368	$3.4B	0.22%
109	XCHYXCALAMOS CONV & HIGH INCOME F	313,808	$3.3B	0.22%
110	XPHDXPIONEER FLOATING RATE TR	293,106	$3.3B	0.21%
111	EHIWESTERN ASSET GLB HI INCOME	337,019	$3.3B	0.21%
112	JMTNUVEEN MTG OPPTY TERM FD 2	145,812	$3.3B	0.21%
113	—ABERDEEN EMERGING MKTS SMALL	268,587	$3.2B	0.21%
114	—GARRISON CAP INC	293,839	$3.0B	0.19%
115	—FIRST TR STRATEGIC HIGH INC	243,641	$2.9B	0.19%
116	—PACHOLDER HIGH YIELD FD INC	411,366	$2.9B	0.19%
117	CHWCALAMOS GBL DYN INCOME FUND	382,637	$2.7B	0.17%
118	NEANUVEEN FLTNG RTE INCM OPP FD	252,601	$2.6B	0.17%
119	VLTINVESCO HIGH INCOME TR II	182,186	$2.5B	0.16%
120	—NUVEEN MUN MKT OPPORTUNITY F	160,857	$2.4B	0.16%
121	—NUVEEN GLOBAL EQUITY INCOME	206,386	$2.4B	0.16%
122	SPESPECIAL OPPORTUNITIES FD INC	172,332	$2.4B	0.15%
123	VEMYSTONE HBR EMERG MKTS TL INC	178,074	$2.4B	0.15%
124	TLIWESTERN ASSET CORPORATE LN F	217,228	$2.2B	0.15%
125	CEECENTRAL EUR RUSS & TURK FD I	122,057	$2.2B	0.14%
126	KIOKKR INCOME OPPORTUNITIES FD	147,988	$2.2B	0.14%
127	PPTPUTMAN HIGH INCOME SEC FUND	275,931	$2.1B	0.14%
128	—KLR ENERGY ACQUISITION CORP	200,000	$2.0B	0.13%
129	SARSARATOGA INVT CORP	115,332	$1.9B	0.13%
130	—MADISON STRTG SECTOR PREM FD	165,767	$1.9B	0.12%
131	—DEUTSCHE STRATEGIC INCOME TR	159,352	$1.8B	0.12%
132	IHDVOYA EMERGING MKTS HIGH DIVI	236,924	$1.7B	0.11%
133	—DEUTSCHE GLOBAL HIGH INCOME	205,534	$1.7B	0.11%
134	BCXBLACKROCK RES & COMM STRAT T	204,976	$1.6B	0.10%
135	XEADXWELLS FARGO INCOME OPPORTUNI	197,444	$1.6B	0.10%
136	—ALPINE GLOBAL DYNAMIC DIVD F	173,356	$1.5B	0.09%
137	—NUVEEN BUILD AMER BD OPPTNY	53,894	$1.2B	0.08%
138	—CROSSROADS CAP INC	579,042	$1.2B	0.08%
139	PPTPUTNAM PREMIER INCOME TR	218,600	$1.0B	0.07%
140	RGTROYCE GLOBAL VALUE TR INC	117,716	$895.0M	0.06%
141	—EASTERLY ACQUISITION CORP	73,055	$731.0M	0.05%
142	PIMPUTNAM MASTER INTER INCOME T	157,528	$682.0M	0.04%
143	NVGNUVEEN ENHANCED AMT FREE MUN	38,369	$624.0M	0.04%
144	NZFNUVEEN ENHANCED MUN CREDIT O	39,157	$623.0M	0.04%
145	MCNMADISON CVRED CALL & EQ STR	62,907	$482.0M	0.03%
146	—NUVEEN DIVERSIFIED COMMODTY	46,384	$455.0M	0.03%
147	CETCENTRAL SECS CORP	21,195	$416.0M	0.03%
148	BKTBLACKROCK INCOME TR INC	60,539	$401.0M	0.03%
149	GGZGABELLI GLB SML & MD CP VAL	33,117	$344.0M	0.02%

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