RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2016 Filing

Filed August 15, 2016

Portfolio Value

$1.5T

Holdings

149

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (149 positions)

#	Stock	Shares	Value	% Portfolio
1	—PIMCO DYNAMIC CR INCOME FD	5,386,080	$103.0B	6.67%
2	—AMERICAN CAP LTD	3,613,161	$57.2B	3.70%
3	GLOCLOUGH GLOBAL OPPORTUNITIES	4,781,018	$44.6B	2.89%
4	BTZBLACKROCK CR ALLCTN INC TR	3,152,162	$41.0B	2.66%
5	—ALLIANCEBERNSTEIN INCOME FUN	4,849,714	$39.4B	2.55%
6	XJQCXNUVEEN CR STRATEGIES INCM FD	4,201,465	$33.9B	2.20%
7	USALIBERTY ALL STAR EQUITY FD	6,520,662	$32.7B	2.12%
8	XEVVXEATON VANCE LTD DUR INCOME F	2,304,941	$31.0B	2.00%
9	SPYSPDR S&P 500 ETF TR	145,259	$30.4B	1.97%
10	RVTROYCE VALUE TR INC	2,506,105	$29.5B	1.91%
11	HYTBLACKROCK CORPOR HI YLD FD I	2,714,645	$28.3B	1.83%
12	STEWBOULDER GROWTH & INCOME FD I	3,309,134	$26.9B	1.74%
13	VWOVANGUARD INTL EQUITY INDEX F	751,375	$26.5B	1.71%
14	VVRINVESCO SR INCOME TR	6,004,146	$25.1B	1.62%
15	BRWTEMPLETON GLOBAL INCOME FD	3,590,920	$22.8B	1.48%
16	—BLACKROCK DEBT STRAT FD INC	6,460,146	$22.8B	1.48%
17	TYTRI CONTL CORP	1,090,903	$22.4B	1.45%
18	ADXADAMS DIVERSIFIED EQUITY FD	1,739,841	$22.0B	1.43%
19	PRFUSDPOWERSHARES ETF TRUST	240,668	$21.8B	1.41%
20	BGBBLACKSTONE GSO STRATEGIC CR	1,483,978	$21.4B	1.38%
21	XGLQXCLOUGH GLOBAL EQUITY FD	1,990,827	$21.3B	1.38%
22	—INVESCO DYNAMIC CR OPP FD	1,931,945	$21.3B	1.38%
23	CHICALAMOS CONV OPP AND INC FD	2,108,502	$20.7B	1.34%
24	BITBLACKROCK MULTI-SECTOR INC T	1,208,325	$20.0B	1.29%
25	ERCWELLS FARGO MULTI SECTOR INC	1,428,840	$18.1B	1.17%
26	—ALPINE TOTAL DYNAMIC DIVID F	2,406,260	$17.5B	1.13%
27	VEAVANGUARD TAX MANAGED INTL FD	482,753	$17.1B	1.10%
28	—WESTERN ASSET EMRG MKT INCM	1,432,144	$15.5B	1.00%
29	—ABERDEEN ASIA PACIFIC INCOM	3,092,759	$15.5B	1.00%
30	—PRUDENTIAL GLB SHT DUR HG YL	1,012,525	$15.2B	0.98%
31	EDDMORGAN STANLEY EM MKTS DM DE	1,972,781	$15.1B	0.98%
32	AVKADVENT CLAYMORE CV SECS & IN	1,070,256	$14.9B	0.97%
33	TEITEMPLETON EMERG MKTS INCOME	1,423,816	$14.9B	0.96%
34	FDDFIRST TR HIGH INCOME L/S FD	972,219	$14.4B	0.93%
35	MMTMFS MULTIMARKET INCOME TR	2,335,415	$14.1B	0.91%
36	ARDCARES DYNAMIC CR ALLOCATION F	960,649	$13.2B	0.85%
37	XEMDXWESTERN ASSET EMRG MKT DEBT	855,715	$13.2B	0.85%
38	—LEGG MASON BW GLB INC OPP FD	1,010,767	$13.1B	0.85%
39	—FIFTH STR SR FLOATNG RATE CO	1,618,615	$12.9B	0.83%
40	HIOWESTERN ASSET HIGH INCM OPP	2,614,571	$12.8B	0.83%
41	XNROXNEUBERGER BERMAN RE ES SEC F	2,125,028	$12.1B	0.78%
42	MCRMFS CHARTER INCOME TR	1,414,638	$12.0B	0.78%
43	FTFFRANKLIN LTD DURATION INC TR	1,025,261	$11.9B	0.77%
44	GAMGENERAL AMERN INVS INC	378,646	$11.7B	0.76%
45	JLSNUVEEN MTG OPPORTUNITY TERM	474,931	$11.0B	0.71%
46	—BROOKFIELD MTG OPP INC FD IN	728,473	$10.8B	0.70%
47	JGHNUVEEN GLOBAL HIGH INCOME FD	740,790	$10.7B	0.69%
48	—VOYA PRIME RATE TR	2,051,811	$10.5B	0.68%
49	—ZWEIG TOTAL RETURN FD INC	857,544	$10.3B	0.67%
50	CEFCENTRAL FD CDA LTD	737,465	$10.3B	0.66%
51	NXDTNEXPOINT CR STRATEGIES FD	478,453	$10.2B	0.66%
52	HYIWESTERN ASSET HGH YLD DFNDFD	668,312	$10.0B	0.65%
53	—BABSON CAP GLB SHT DURHGH YL	549,240	$9.8B	0.63%
54	XEVGXEATON VANCE SH TM DR DIVR IN	712,148	$9.6B	0.62%
55	—ALLIANZGI EQUITY & CONV INCO	511,347	$9.4B	0.61%
56	—ZWEIG FD	726,581	$9.1B	0.59%
57	—ADVENT CLAY CONV SEC INC FD	1,589,806	$8.8B	0.57%
58	—MVC CAPITAL INC	1,084,480	$8.7B	0.56%
59	—POWERSHARES ETF TR II	521,245	$8.5B	0.55%
60	XAWFXALLIANCEBERNSTEIN GBL HGH IN	677,921	$8.3B	0.54%
61	—RYDEX ETF TRUST	54,099	$8.0B	0.52%
62	FUNDSPROTT FOCUS TR INC	1,214,348	$7.8B	0.50%
63	XSCDXLMP CAP & INCOME FD INC	589,097	$7.7B	0.50%
64	—DEUTSCHE MULTI-MKT INCOME TR	944,101	$7.7B	0.50%
65	XBOEXBLACKROCK GLOBAL OPP EQTY TR	646,722	$7.7B	0.50%
66	BGXBLACKSTONE GSO LNG SHRT CR I	512,381	$7.4B	0.48%
67	EMOCLEARBRIDGE ENERGY MLP TR FD	572,712	$7.3B	0.47%
68	—WESTERN ASSET MGD HI INCM FD	1,506,618	$7.1B	0.46%
69	—NUVEEN LG/SHT COMMODITY TOTR	477,026	$7.1B	0.46%
70	GDOWESTERN ASSET GLOBAL CP DEFI	410,071	$7.0B	0.45%
71	NEANUVEEN SR INCOME FD	1,127,977	$6.8B	0.44%
72	—DEUTSCHE HIGH INCOME OPPORT	499,065	$6.8B	0.44%
73	—BROOKFIELD GLOBL LISTED INFR	506,755	$6.7B	0.43%
74	XFEBFIRST TR ABERDEEN GLBL OPP F	570,514	$6.5B	0.42%
75	MSDMORGAN STANLEY EMER MKTS DEB	676,287	$6.3B	0.41%
76	NHSNEUBERGER BERMAN HGH YLD FD	560,713	$6.1B	0.40%
77	EVFEATON VANCE SR INCOME TR	1,018,138	$6.1B	0.40%
78	—APOLLO TACTICAL INCOME FD IN	418,049	$6.0B	0.39%
79	WIWWESTERN ASSET CLYM INFL OPP	540,457	$6.0B	0.39%
80	—ALLIANZGI DIVERS INC & CNV F	330,691	$5.9B	0.38%
81	GDXVANECK VECTORS ETF TR	209,517	$5.8B	0.38%
82	IGRCBRE CLARION GLOBAL REAL EST	701,194	$5.8B	0.37%
83	CIKCREDIT SUISSE ASSET MGMT INC	1,774,389	$5.2B	0.34%
84	—GSV CAP CORP	1,035,465	$5.2B	0.34%
85	—VIRTUS TOTAL RETURN FD	1,108,099	$5.1B	0.33%
86	GLVCLOUGH GLOBAL ALLOCATION FD	437,245	$5.1B	0.33%
87	—ADVENT CLAYMORE ENH GRW & IN	621,755	$5.1B	0.33%
88	—PRUDENTIAL SHT DURATION HG Y	321,101	$5.1B	0.33%
89	VGIVIRTUS GLOBAL MULTI-SEC INC	331,859	$5.0B	0.33%
90	—AVENUE INCOME CR STRATEGIES	408,089	$4.9B	0.32%
91	XFRAXBLACKROCK FLOAT RATE OME STR	347,586	$4.6B	0.30%
92	XXHYBXXNEW AMER HIGH INCOME FD INC	528,238	$4.5B	0.29%
93	—IVY HIGH INC OPPORTUNITIES F	326,978	$4.5B	0.29%
94	—WESTERN ASSET WORLDWIDE INCO	400,773	$4.4B	0.28%
95	—FULL CIRCLE CAP CORP	1,613,992	$4.4B	0.28%
96	—DEUTSCHE HIGH INCOME TR	487,764	$4.3B	0.28%
97	—MORGAN STANLEY TRUSTS	230,385	$4.2B	0.27%
98	JFRNUVEEN FLOATING RATE INCOME	407,697	$4.2B	0.27%
99	—OHA INVT CORP	2,007,954	$3.9B	0.25%
100	GDLGDL FUND	386,464	$3.8B	0.25%

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