RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2020 Filing
Filed May 18, 2020
Portfolio Value
$1.5T
Holdings
272
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (272 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | NADNUVEEN QUALITY MUNCP INCOME | 5,499,636 | $75.6B | 5.06% | |
| 2 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 4,184,226 | $56.7B | 3.80% | |
| 3 | WIWWESTERN AST INFL LKD OPP & I | 4,903,585 | $46.9B | 3.14% | |
| 4 | XEVVXEATON VANCE LTD DUR INCOME F | 3,726,767 | $39.4B | 2.64% | |
| 5 | HIOWESTERN ASSET HIGH INCM OPP | 8,081,584 | $34.0B | 2.28% | |
| 6 | EIMEATON VANCE MUN BD FD | 2,704,527 | $33.8B | 2.26% | |
| 7 | EHIWESTERN ASSET GLB HI INCOME | 4,249,413 | $31.8B | 2.13% | |
| 8 | BWGBRANDYWINEGBL GLBAL INM OPRT | 2,986,012 | $31.5B | 2.11% | |
| 9 | TRYBARINGS BDC INC | 3,946,404 | $29.5B | 1.98% | |
| 10 | GHYPGIM GLOBAL HIGH YIELD FD INC | 2,482,017 | $27.5B | 1.84% | |
| 11 | NVGNUVEEN AMT FREE MUN CR INC F | 1,865,500 | $27.4B | 1.83% | |
| 12 | —VOYA PRIME RATE TR | 7,165,176 | $26.6B | 1.78% | |
| 13 | DSUBLACKROCK DEBT STRAT FD INC | 3,096,596 | $26.2B | 1.75% | |
| 14 | HFROHIGHLAND INCOME FUNDHIGHLAND INCOME | 2,932,617 | $25.0B | 1.68% | |
| 15 | MYIBLACKROCK MUNIYIELD QLTY FD | 1,897,474 | $24.3B | 1.62% | |
| 16 | XJQCXNUVEEN CR STRATEGIES INCM FD | 4,169,593 | $23.6B | 1.58% | |
| 17 | NACNUVEEN CA QUALTY MUN INCOME | 1,600,463 | $21.9B | 1.47% | |
| 18 | BRWTEMPLETON GLOBAL INCOME FD | 3,996,268 | $21.4B | 1.43% | |
| 19 | —INVESCO DYNAMIC CR OPP FD | 2,223,331 | $17.7B | 1.19% | |
| 20 | —NEW MTN FIN | 21,000,000 | $17.2B | 1.15% | |
| 21 | DPGDUFF & PHELPS UTIL CORP BD T | 2,028,860 | $17.0B | 1.14% | |
| 22 | VGMINVESCO TR INVT GRADE MUNS | 1,397,539 | $16.9B | 1.13% | |
| 23 | GBDCGOLUB CAP BDC INC | 1,330,677 | $16.7B | 1.12% | |
| 24 | XEMDXWESTERN ASSET EMRG MKT DEBT | 1,555,312 | $16.4B | 1.10% | |
| 25 | BTZBLACKROCK CR ALLCTN INC TR | 1,299,457 | $15.2B | 1.02% | |
| 26 | VVRINVESCO SR INCOME TR | 4,491,902 | $14.5B | 0.97% | |
| 27 | ISDPGIM HIGH YIELD BOND FUND INC | 1,245,838 | $14.4B | 0.97% | |
| 28 | XAODXABERDEEN TOTAL DYNAMIC DIVD | 2,153,026 | $14.2B | 0.95% | |
| 29 | MUCBLACKROCK MUNIHLDNGS CALI QL | 1,006,234 | $13.4B | 0.90% | |
| 30 | —BLACKROCK TCP CAPITAL | 15,000,000 | $13.2B | 0.89% | |
| 31 | ARCCARES CAP CORP | 1,211,881 | $13.1B | 0.88% | |
| 32 | —ALLIANZGI NFJ DIVID INT & PR | 1,356,378 | $13.0B | 0.87% | |
| 33 | RQICOHEN & STEERS QUALITY RLTY | 1,351,053 | $12.2B | 0.82% | |
| 34 | XAWFXALLIANCEBERNSTEIN GBL HGH IN | 1,313,394 | $12.2B | 0.81% | |
| 35 | —EATON VANCE FLTG RATE INCOM | 1,045,193 | $12.2B | 0.81% | |
| 36 | NRKNUVEEN NEW YORK AMT QLT MUNI | 964,774 | $12.1B | 0.81% | |
| 37 | PDXPIMCO ENRGY TACTICAL CR OPP | 2,169,354 | $11.6B | 0.78% | |
| 38 | —BLACKROCK CAPITAL | 12,600,000 | $10.6B | 0.71% | |
| 39 | NXDTNEXPOINT STRATEGIC OPORTUNT | 1,257,555 | $10.4B | 0.70% | |
| 40 | MHNBLACKROCK MUNIHLDGS NY QLTY | 800,996 | $10.1B | 0.68% | |
| 41 | XPHDXPIONEER FLOATING RATE TR | 1,313,124 | $10.0B | 0.67% | |
| 42 | PMOPUTNAM MUN OPPORTUNITIES TR | 797,557 | $9.5B | 0.64% | |
| 43 | NQPNUVEEN PENNSYLVANIA QLT MUN | 668,401 | $8.9B | 0.60% | |
| 44 | BYMBLACKROCK MUNICIPL INC QLTY | 665,219 | $8.8B | 0.59% | |
| 45 | VMOINVESCO MUN OPPORTUNITY TR | 745,484 | $8.5B | 0.57% | |
| 46 | FDDFIRST TR HIGH INCOME L/S FD | 687,031 | $8.4B | 0.56% | |
| 47 | EVFEATON VANCE SR INCOME TR | 1,768,225 | $8.2B | 0.55% | |
| 48 | —BLACKROCK NY MUNI INC QLTY T | 651,102 | $8.1B | 0.55% | |
| 49 | —SOURCE CAP INC | 263,148 | $8.1B | 0.54% | |
| 50 | VKQINVESCO MUN TR | 679,913 | $8.0B | 0.53% | |
| 51 | —NUVEEN GEORGIA QLTY MUN INC | 667,231 | $7.9B | 0.53% | |
| 52 | IIMINVESCO VALUE MUN INCOME TR | 560,225 | $7.9B | 0.53% | |
| 53 | MYNCLOUGH GLOBAL OPPORTUNITIES | 1,084,135 | $7.8B | 0.52% | |
| 54 | XEADXWELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD | 1,214,449 | $7.7B | 0.52% | |
| 55 | AFBALLIANCEBERNSTEIN NATL MUNI | 600,719 | $7.7B | 0.51% | |
| 56 | BCXBLACKROCK RES & COMM STRAT T | 1,441,601 | $7.3B | 0.49% | |
| 57 | XIGDXVOYA GLBL EQTY DIV & PREM OP | 1,559,160 | $7.1B | 0.48% | |
| 58 | JGHNUVEEN GLOBAL HIGH IN | 610,577 | $6.8B | 0.46% | |
| 59 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 470,730 | $6.7B | 0.45% | |
| 60 | FCTFIRST TR SR FLG RTE INCM FD | 682,997 | $6.5B | 0.44% | |
| 61 | PEOADAM NAT RES FD INC | 775,232 | $6.4B | 0.43% | |
| 62 | —ALLIANZGI ART INTEL & TECH | 394,363 | $6.3B | 0.42% | |
| 63 | FSC1EUROAKTREE SPECIALTY LENDING CO | 1,938,535 | $6.3B | 0.42% | |
| 64 | EDDMORGAN STANLEY EM MKTS DM DE | 1,190,056 | $6.2B | 0.42% | |
| 65 | XBFZXBLACKROCK CALIF MUN INCOME T | 482,428 | $6.1B | 0.41% | |
| 66 | AEFABERDEEN EMRG MRKTS EQT INM | 1,179,674 | $6.1B | 0.41% | |
| 67 | —NUVEEN MARYLAND QLT MUN INC | 478,094 | $6.0B | 0.40% | |
| 68 | HIXWESTERN ASSET HIGH INCM FD I | 1,178,625 | $5.9B | 0.40% | |
| 69 | ARDCARES DYNAMIC CR ALLOCATION F | 544,939 | $5.9B | 0.39% | |
| 70 | —NEUBERGER BRMAN NY MUNI FD I | 503,408 | $5.8B | 0.39% | |
| 71 | —INTERPRIVATE ACQUISITION COR | 300,000 | $5.6B | 0.37% | |
| 72 | SWZSWISS HELVETIA FD INC | 789,381 | $5.5B | 0.37% | |
| 73 | DTFDTF TAX-FREE INCOME INC | 387,640 | $5.4B | 0.36% | |
| 74 | GNRUQGREENROSE ACQUISITION CORP | 300,000 | $5.3B | 0.35% | |
| 75 | XEVMXEATON VANCE CALIF MUN BD FD | 474,508 | $5.0B | 0.34% | |
| 76 | —ANDINA ACQUISITION CORP III | 300,000 | $5.0B | 0.33% | |
| 77 | —DMY TECHNOLOGY GROUP INC | 250,000 | $4.9B | 0.33% | |
| 78 | XGLQXCLOUGH GLOBAL EQUITY FD | 545,289 | $4.8B | 0.32% | |
| 79 | —NUVEEN MICHIGAN QLT MUN INC | 351,817 | $4.7B | 0.32% | |
| 80 | EFTEATON VANCE FLTING RATE INC | 457,859 | $4.7B | 0.31% | |
| 81 | TEITEMPLETON EMERG MKTS INCOME | 626,072 | $4.7B | 0.31% | |
| 82 | —WEALTHBRIDGE ACQUISITION LTD | 225,000 | $4.6B | 0.31% | |
| 83 | MYNBLACKROCK MUNIYIELD NY QLTY | 379,338 | $4.6B | 0.31% | |
| 84 | —SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.6B | 0.31% | |
| 85 | —Yunhong International | 200,000 | $4.5B | 0.30% | |
| 86 | —NUVEEN OHIO QLTY MUN INCOME | 305,068 | $4.5B | 0.30% | |
| 87 | VLTINVESCO HIGH INCOME TR II | 415,251 | $4.4B | 0.30% | |
| 88 | RMTROYCE MICRO-CAP TR INC | 784,042 | $4.4B | 0.29% | |
| 89 | —ATLAS TECHNICAL CONSULTANTS | 200,000 | $4.3B | 0.29% | |
| 90 | NZFNUVEEN MUNICIPAL CREDIT INC | 303,735 | $4.3B | 0.29% | |
| 91 | NANNUVEEN NEW YORK QLT MUN INC | 313,748 | $4.1B | 0.28% | |
| 92 | MQTBLACKROCK MUNIY QUALITY FD I | 331,970 | $4.1B | 0.27% | |
| 93 | HGLBHIGHLAND GLOBAL ALLOCATION F | 924,265 | $4.0B | 0.27% | |
| 94 | —TUSCAN HLDGS CORP II | 400,000 | $4.0B | 0.27% | |
| 95 | —DELAWARE ENHANCED GBL DIV & | 524,184 | $3.9B | 0.26% | |
| 96 | —East Stone Acquisition Corporation | 165,000 | $3.9B | 0.26% | |
| 97 | —MERIDA MERGER CORP I | 400,000 | $3.9B | 0.26% | |
| 98 | XFRAXBLACKROCK FLOAT RATE OME STR | 382,671 | $3.8B | 0.26% | |
| 99 | AVKADVENT CONVERTIBLE & INCOME | 359,764 | $3.8B | 0.26% | |
| 100 | —BLACKROCK NY MUNICIPAL BOND | 268,183 | $3.8B | 0.25% |
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