RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2019 Filing

Filed May 15, 2019

Portfolio Value

$1.5T

Holdings

234

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (234 positions)

#	Stock	Shares	Value	% Portfolio
1	NADNUVEEN QUALITY MUNCP INCOME	4,154,927	$56.4B	3.72%
2	XEVVXEATON VANCE LTD DUR INCOME F	4,348,169	$55.0B	3.62%
3	XEMDXWESTERN ASSET EMRG MKT DEBT	3,998,083	$54.5B	3.59%
4	HIOWESTERN ASSET HIGH INCM OPP	10,653,537	$51.5B	3.39%
5	XNEAXNUVEEN AMT FREE QLTY MUN INC	3,447,084	$46.1B	3.03%
6	HFROHIGHLAND FLOATNG RATE OPPRT	3,111,994	$43.2B	2.85%
7	XJQCXNUVEEN CR STRATEGIES INCM FD	5,532,166	$42.8B	2.82%
8	VVRINVESCO SR INCOME TR	9,008,791	$37.8B	2.49%
9	—VOYA PRIME RATE TR	7,771,555	$37.1B	2.45%
10	BTZBLACKROCK CR ALLCTN INC TR	2,943,523	$36.5B	2.41%
11	GHYPGIM GLOBAL HIGH YIELD FD IN	2,570,211	$35.8B	2.36%
12	EHIWESTERN ASSET GLB HI INCOME	3,746,649	$35.2B	2.32%
13	—INVESCO DYNAMIC CR OPP FD	2,951,788	$32.0B	2.11%
14	BRWTEMPLETON GLOBAL INCOME FD	5,054,399	$31.8B	2.10%
15	BWGBRANDYWINEGBL GLBAL INM OPRT	2,699,495	$30.0B	1.98%
16	TRYBARINGS BDC INC	2,616,468	$25.7B	1.69%
17	WIWWESTERN AST INFL LKD OPP & I	2,013,529	$21.6B	1.42%
18	ISDPGIM HIGH YIELD BOND FUND IN	1,469,411	$20.8B	1.37%
19	DSUBLACKROCK DEBT STRAT FD INC	1,847,419	$19.8B	1.31%
20	NACNUVEEN CA QUALTY MUN INCOME	1,361,421	$18.8B	1.24%
21	—GOLDMAN SACHS MLP ENERGY REN	2,042,861	$16.9B	1.11%
22	JLSNUVEEN MTG OPPORTUNITY TERM	720,967	$16.7B	1.10%
23	JFRNUVEEN FLOATING RATE INCOME	1,617,481	$15.6B	1.03%
24	BITBLACKROCK MULTI-SECTOR INC T	888,373	$14.7B	0.97%
25	XEADXWELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD	1,856,356	$14.6B	0.96%
26	—ALLIANZGI NFJ DIVID INT & PR	1,206,442	$14.6B	0.96%
27	PMOPUTNAM MUN OPPORTUNITIES TR	1,184,776	$14.5B	0.96%
28	NHSNEUBERGER BERMAN HGH YLD FD	1,268,675	$14.3B	0.94%
29	EFTEATON VANCE FLTING RATE INC	1,052,569	$13.9B	0.91%
30	HYIWESTERN ASSET HGH YLD DFNDFD	936,260	$13.8B	0.91%
31	FSICUSDFS KKR CAPITAL CORP	2,277,385	$13.8B	0.91%
32	HYTBLACKROCK CORPOR HI YLD FD I	1,265,352	$13.0B	0.86%
33	—TORTOISE MIDSTRM ENERGY FD I	918,533	$12.9B	0.85%
34	AVKADVENT CLAYMORE CV SECS & IN	865,196	$12.8B	0.84%
35	NVGNUVEEN AMT FREE MUN CR INC F	834,232	$12.6B	0.83%
36	VMOINVESCO MUN OPPORTUNITY TR	1,030,012	$12.3B	0.81%
37	XEFRXEATON VANCE SR FLTNG RTE TR	937,942	$12.2B	0.80%
38	XAWFXALLIANCEBERNSTEIN GBL HGH IN	1,015,739	$11.8B	0.78%
39	GLOCLOUGH GLOBAL OPPORTUNITIES	1,171,751	$11.3B	0.75%
40	—DELAWARE ENHANCED GBL DIV &	1,157,877	$11.2B	0.74%
41	CLMCORNERSTONE STRATEGIC VALUE	896,747	$10.9B	0.72%
42	FTFFRANKLIN LTD DURATION INC TR	1,132,074	$10.9B	0.72%
43	HIXWESTERN ASSET HIGH INCM FD I	1,555,481	$10.1B	0.66%
44	NRKNUVEEN NEW YORK AMT QLT MUNI	769,180	$9.8B	0.64%
45	SPYSPDR S&P 500 ETF TR TR UNIT	34,521	$9.8B	0.64%
46	VLTINVESCO HIGH INCOME TR II	647,444	$9.3B	0.61%
47	FDDFIRST TR HIGH INCOME L/S FD	624,498	$9.1B	0.60%
48	JGHNUVEEN GLOBAL HIGH INCOME FD	600,198	$9.1B	0.60%
49	BTTBLACKROCK MUN 2030 TAR TERM	399,534	$8.9B	0.59%
50	MYIBLACKROCK MUNIYIELD QLTY FD	683,169	$8.8B	0.58%
51	EIMEATON VANCE MUN BD FD	702,819	$8.7B	0.57%
52	ARDCARES DYNAMIC CR ALLOCATION F	582,107	$8.6B	0.57%
53	—ALLIANCE CALIF MUN INCOME FD	584,013	$8.6B	0.57%
54	—ALLIANZGI CON INCM 2024 TARG	955,749	$8.6B	0.57%
55	—GARRISON CAP INC COM	1,189,066	$8.5B	0.56%
56	XFRAXBLACKROCK FLOAT RATE OME STR	681,219	$8.5B	0.56%
57	BGTBLACKROCK FLOATING RATE INCO	687,173	$8.4B	0.55%
58	KYNKAYNE ANDERSN MLP MIDS INVT	520,664	$8.3B	0.55%
59	MSDMORGAN STANLEY EMER MKTS DEB	901,223	$8.1B	0.53%
60	AEFABERDEEN EMRG MRKTS EQT INM	1,090,233	$7.9B	0.52%
61	FCTFIRST TR SR FLG RTE INCM FD	658,037	$7.8B	0.51%
62	FUNDSPROTT FOCUS TR INC	1,115,271	$7.6B	0.50%
63	XBFZXBLACKROCK CALIF MUN INCOME T	591,551	$7.6B	0.50%
64	XEVMXEATON VANCE CALIF MUN BD FD	676,854	$7.1B	0.47%
65	BLWBLACKROCK LTD DURATION INC T	475,181	$7.0B	0.46%
66	PRFINVESCO EXCHANGE TRADED FD T FTSE RAFI 1000	61,419	$7.0B	0.46%
67	TEITEMPLETON EMERG MKTS INCOME	668,568	$6.8B	0.45%
68	EVFEATON VANCE SR INCOME TR	1,095,165	$6.7B	0.44%
69	—BLACKROCK MUNIYIELD CALI QLT	488,489	$6.6B	0.43%
70	TLIWESTERN ASSET CORPORATE LN F	644,279	$6.1B	0.40%
71	MHIPIONEER MUN HIGH INCOME TR	469,503	$5.6B	0.37%
72	MUCBLACKROCK MUNIHLDNGS CALI QL	420,866	$5.6B	0.37%
73	AFBALLIANCEBERNSTEIN NATL MUNI	430,309	$5.6B	0.37%
74	JMTNUVEEN MTG OPPTY TERM FD 2	245,169	$5.5B	0.36%
75	—NUVEEN INTER DURATION MN TMF	419,263	$5.5B	0.36%
76	—NEUBERGER BRMAN CLIFRN MUNI	417,975	$5.4B	0.36%
77	XNCMXNUVEEN CALIFORNIA AMT QLT MU	349,786	$4.9B	0.32%
78	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.8B	0.32%
79	—VIRTUS TOTAL RETURN FUND INC	463,710	$4.7B	0.31%
80	XPHDXPIONEER FLOATING RATE TR	415,513	$4.3B	0.28%
81	CRFCORNERSTONE TOTAL RTRN FD IN	355,460	$4.3B	0.28%
82	—ONE MADISON CORP	398,073	$4.1B	0.27%
83	—APOLLO SR FLOATING RATE FD I	274,383	$4.1B	0.27%
84	—LAZARD WORLD DIVID & INCOME	408,678	$4.0B	0.27%
85	PXHINVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG	187,653	$4.0B	0.26%
86	—PENSARE ACQUISITION CORP	389,994	$4.0B	0.26%
87	NEANUVEEN SR INCOME FD	688,605	$4.0B	0.26%
88	—BLACKROCK NY MUNI INC QLTY T	304,532	$3.9B	0.26%
89	—EATON VANCE TAX MNGD BUY WRI	416,486	$3.9B	0.25%
90	SPESPECIAL OPPORTUNITIES FD INC	274,230	$3.7B	0.24%
91	BYMBLACKROCK MUNICIPL INC QLTY	263,978	$3.5B	0.23%
92	—EAGLE GRWTH & INCOME OPPTY F	227,990	$3.5B	0.23%
93	GDOWESTERN ASSET GLOBAL CP DEFI	211,119	$3.5B	0.23%
94	—NUVEEN INT DUR QUAL MUN TRM	256,527	$3.4B	0.22%
95	—NEUBERGER BRMAN NY MUNI FD I	260,180	$3.2B	0.21%
96	—DREYFUS STRATEGIC MUNS INC	402,731	$3.2B	0.21%
97	—TKK SYMPHONY ACQUISITION COR	300,000	$3.1B	0.20%
98	—LEISURE ACQUISITION CORP	306,594	$3.1B	0.20%
99	—DD3 ACQUISITION CORP	300,000	$3.0B	0.20%
100	—GRAF INDL CORP	300,000	$3.0B	0.20%

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