RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2017 Filing
Filed May 15, 2017
Portfolio Value
$1.4T
Holdings
141
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (141 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | XEMDXWESTERN ASSET EMRG MKT DEBT | 4,171,753 | $64.7B | 4.49% | |
| 2 | RABROOKFIELD REAL ASSETS INCOM | 2,640,719 | $60.2B | 4.17% | |
| 3 | GLOCLOUGH GLOBAL OPPORTUNITIES | 5,585,656 | $57.5B | 3.99% | |
| 4 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 3,825,310 | $51.1B | 3.55% | |
| 5 | XEVVXEATON VANCE LTD DUR INCOME F | 3,194,804 | $44.2B | 3.07% | |
| 6 | HIOWESTERN ASSET HIGH INCM OPP | 8,717,911 | $43.9B | 3.05% | |
| 7 | BTZBLACKROCK CR ALLCTN INC TR | 3,141,676 | $41.3B | 2.87% | |
| 8 | USALIBERTY ALL STAR EQUITY FD | 6,925,510 | $37.8B | 2.62% | |
| 9 | HYTBLACKROCK CORPOR HI YLD FD I | 3,268,860 | $35.7B | 2.48% | |
| 10 | XJQCXNUVEEN CR STRATEGIES INCM FD | 4,077,548 | $35.4B | 2.46% | |
| 11 | NADNUVEEN QUALITY MUNCP INCOME | 2,084,889 | $28.5B | 1.98% | |
| 12 | BRWTEMPLETON GLOBAL INCOME FD | 3,988,980 | $26.5B | 1.84% | |
| 13 | —LEGG MASON BW GLB INC OPP FD | 2,023,863 | $25.9B | 1.79% | |
| 14 | RVTROYCE VALUE TR INC | 1,751,362 | $24.5B | 1.70% | |
| 15 | —INVESCO DYNAMIC CR OPP FD | 1,986,250 | $24.3B | 1.69% | |
| 16 | DSUBLACKROCK DEBT STRAT FD INC | 2,094,358 | $24.1B | 1.67% | |
| 17 | XBOEXBLACKROCK GLOBAL OPP EQTY TR | 1,889,852 | $23.4B | 1.63% | |
| 18 | —PRUDENTIAL GLB SHT DUR HG YL | 1,546,458 | $23.0B | 1.60% | |
| 19 | VVRINVESCO SR INCOME TR | 4,649,403 | $21.5B | 1.49% | |
| 20 | XGLQXCLOUGH GLOBAL EQUITY FD | 1,679,435 | $21.2B | 1.47% | |
| 21 | ERCWELLS FARGO MULTI SECTOR INC | 1,482,352 | $19.8B | 1.37% | |
| 22 | TYTRI CONTL CORP | 793,366 | $18.3B | 1.27% | |
| 23 | VWOVANGUARD INTL EQUITY INDEX F | 450,975 | $17.9B | 1.24% | |
| 24 | EHIWESTERN ASSET GLB HI INCOME | 1,772,505 | $17.9B | 1.24% | |
| 25 | ADXADAMS DIVERSIFIED EQUITY FD | 1,294,915 | $17.8B | 1.24% | |
| 26 | WIWWESTERN ASSET CLYM INFL OPP | 1,555,387 | $17.4B | 1.21% | |
| 27 | AVKADVENT CLAYMORE CV SECS & IN | 1,043,205 | $16.3B | 1.13% | |
| 28 | BITBLACKROCK MULTI-SECTOR INC T | 938,926 | $16.3B | 1.13% | |
| 29 | PRFUSDPOWERSHARES ETF TRUST | 155,495 | $15.9B | 1.11% | |
| 30 | —PIMCO DYNMIC CREDIT AND MRT | 700,196 | $15.0B | 1.04% | |
| 31 | TEITEMPLETON EMERG MKTS INCOME | 1,306,601 | $14.7B | 1.02% | |
| 32 | EDDMORGAN STANLEY EM MKTS DM DE | 1,898,351 | $14.4B | 1.00% | |
| 33 | —ALLIANZGI NFJ DIVID INT & PR | 1,078,407 | $13.9B | 0.96% | |
| 34 | ARDCARES DYNAMIC CR ALLOCATION F | 862,851 | $13.8B | 0.96% | |
| 35 | ARCCARES CAP CORP | 786,362 | $13.7B | 0.95% | |
| 36 | BGBBLACKSTONE GSO STRATEGIC CR | 826,617 | $13.1B | 0.91% | |
| 37 | HYIWESTERN ASSET HGH YLD DFNDFD | 839,688 | $12.9B | 0.89% | |
| 38 | JLSNUVEEN MTG OPPORTUNITY TERM | 499,250 | $12.4B | 0.86% | |
| 39 | JPCNUVEEN PFD INCOME OPPRTNY FD | 1,219,386 | $12.0B | 0.83% | |
| 40 | STEWBOULDER GROWTH & INCOME FD I | 1,151,180 | $10.7B | 0.74% | |
| 41 | IGRCBRE CLARION GLOBAL REAL EST | 1,427,335 | $10.7B | 0.74% | |
| 42 | NVGNUVEEN AMT FREE MUN CR INC F | 728,823 | $10.7B | 0.74% | |
| 43 | GAMGENERAL AMERN INVS INC | 307,487 | $10.3B | 0.71% | |
| 44 | FUNDSPROTT FOCUS TR INC | 1,336,120 | $9.9B | 0.69% | |
| 45 | CEFCENTRAL FD CDA LTD | 737,465 | $9.5B | 0.66% | |
| 46 | —POWERSHARES ETF TR II | 475,245 | $9.4B | 0.65% | |
| 47 | NXDTNEXPOINT CR STRATEGIES FD | 408,598 | $9.4B | 0.65% | |
| 48 | FDDFIRST TR HIGH INCOME L/S FD | 555,365 | $9.3B | 0.64% | |
| 49 | JGHNUVEEN GLOBAL HIGH INCOME FD | 560,578 | $9.2B | 0.64% | |
| 50 | —ALPINE TOTAL DYNAMIC DIVID F | 1,100,111 | $9.1B | 0.63% | |
| 51 | —GARRISON CAP INC | 918,538 | $9.0B | 0.62% | |
| 52 | —ADVENT CLAY CONV SEC INC FD | 1,451,392 | $8.9B | 0.62% | |
| 53 | XMUIXBLACKROCK MUNI INTER DR FD I | 603,195 | $8.4B | 0.58% | |
| 54 | —ABERDEEN ASIA PACIFIC INCOM | 1,662,845 | $8.3B | 0.58% | |
| 55 | —DEUTSCHE HIGH INCOME OPPORT | 549,523 | $8.1B | 0.56% | |
| 56 | —ALLIANZGI DIVERS INC & CNV F | 392,394 | $8.0B | 0.55% | |
| 57 | XLGIXLAZARD GLB TTL RET&INCM FD I | 530,765 | $8.0B | 0.55% | |
| 58 | MMTMFS MULTIMARKET INCOME TR | 1,293,339 | $7.9B | 0.55% | |
| 59 | RMTROYCE MICRO-CAP TR INC | 928,547 | $7.8B | 0.54% | |
| 60 | VEAVANGUARD TAX MANAGED INTL FD | 195,120 | $7.7B | 0.53% | |
| 61 | XNROXNEUBERGER BERMAN RE ES SEC F | 1,333,617 | $7.1B | 0.49% | |
| 62 | MCRMFS CHARTER INCOME TR | 817,951 | $7.0B | 0.49% | |
| 63 | AFBALLIANCEBERNSTEIN NATL MUNI | 489,304 | $6.5B | 0.45% | |
| 64 | BLWBLACKROCK LTD DURATION INC T | 414,653 | $6.5B | 0.45% | |
| 65 | —ALPINE GLOBAL DYNAMIC DIVD F | 656,854 | $6.4B | 0.44% | |
| 66 | —BARINGTON HILCO ACQUISITION | 622,740 | $6.4B | 0.44% | |
| 67 | —ZWEIG FD | 552,761 | $6.1B | 0.43% | |
| 68 | EVFEATON VANCE SR INCOME TR | 897,820 | $6.1B | 0.42% | |
| 69 | BGXBLACKSTONE GSO LNG SHRT CR I | 369,236 | $5.9B | 0.41% | |
| 70 | —ALLIANZGI EQUITY & CONV INCO | 305,055 | $5.9B | 0.41% | |
| 71 | XWIAXWESTERN ASSET CLYM INFL SEC | 511,001 | $5.9B | 0.41% | |
| 72 | MSDMORGAN STANLEY EMER MKTS DEB | 627,542 | $5.9B | 0.41% | |
| 73 | NHSNEUBERGER BERMAN HGH YLD FD | 487,712 | $5.8B | 0.40% | |
| 74 | —ADVENT CLAYMORE ENH GRW & IN | 673,955 | $5.7B | 0.39% | |
| 75 | —DEUTSCHE MULTI-MKT INCOME TR | 641,309 | $5.6B | 0.39% | |
| 76 | XFEBFIRST TR ABERDEEN GLBL OPP F | 469,179 | $5.5B | 0.38% | |
| 77 | —NUVEEN INT DUR QUAL MUN TRM | 413,672 | $5.3B | 0.37% | |
| 78 | XSCDXLMP CAP & INCOME FD INC | 375,348 | $5.3B | 0.37% | |
| 79 | NZFNUVEEN MUNICIPAL CREDIT INC | 368,594 | $5.3B | 0.37% | |
| 80 | —MANAGED DURATION INVT GRD FU | 389,645 | $5.1B | 0.36% | |
| 81 | —DELAWARE ENHANCED GBL DIV & | 465,210 | $5.1B | 0.35% | |
| 82 | XEADXWELLS FARGO INCOME OPPORTUNI | 602,340 | $5.1B | 0.35% | |
| 83 | —SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.9B | 0.34% | |
| 84 | GDXVANECK VECTORS ETF TR | 209,517 | $4.8B | 0.33% | |
| 85 | XEVGXEATON VANCE SH TM DR DIVR IN | 327,299 | $4.6B | 0.32% | |
| 86 | BCXBLACKROCK RES & COMM STRAT T | 520,148 | $4.5B | 0.31% | |
| 87 | —GREAT ELM CAP CORP | 166,870 | $4.2B | 0.29% | |
| 88 | —MORGAN STANLEY TRUSTS | 230,385 | $4.1B | 0.29% | |
| 89 | —LAZARD WORLD DIVID & INCOME | 356,230 | $3.8B | 0.26% | |
| 90 | GDLGDL FUND | 385,272 | $3.8B | 0.26% | |
| 91 | PPTPUTNAM PREMIER INCOME TR | 710,418 | $3.7B | 0.26% | |
| 92 | VLTINVESCO HIGH INCOME TR II | 254,870 | $3.7B | 0.26% | |
| 93 | FTFFRANKLIN LTD DURATION INC TR | 299,828 | $3.6B | 0.25% | |
| 94 | —OHA INVT CORP | 2,264,826 | $3.5B | 0.24% | |
| 95 | VKQINVESCO MUN TR | 270,076 | $3.4B | 0.23% | |
| 96 | —VOYA PRIME RATE TR | 623,986 | $3.4B | 0.23% | |
| 97 | JMTNUVEEN MTG OPPTY TERM FD 2 | 138,035 | $3.3B | 0.23% | |
| 98 | SPESPECIAL OPPORTUNITIES FD INC | 219,877 | $3.2B | 0.22% | |
| 99 | EIMEATON VANCE MUN BD FD | 255,880 | $3.2B | 0.22% | |
| 100 | XBGYXBLACKROCK INTL GRWTH & INC T | 508,791 | $2.9B | 0.20% |
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