RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2017 Filing

Filed May 15, 2017

Portfolio Value

$1.4T

Holdings

141

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (141 positions)

#StockSharesValue% PortfolioType
101
GDOWESTERN ASSET GLOBAL CP DEFI
162,856$2.8B0.20%
102
PACHOLDER HIGH YIELD FD INC
350,628$2.7B0.19%
103
XAWFXALLIANCEBERNSTEIN GBL HGH IN
197,700$2.5B0.17%
104
MVC CAPITAL INC
272,906$2.5B0.17%
105
MUCBLACKROCK MUNIHLDNGS CALI QL
164,303$2.3B0.16%
106
KLR ENERGY ACQUISITION CORP
200,000$2.1B0.14%
107
STELLAR ACQUISITION III INC
200,000$2.0B0.14%
108
CIFMFS INTERMEDIATE HIGH INC FD
758,415$2.0B0.14%
109
XCHYXCALAMOS CONV & HIGH INCOME F
165,233$1.9B0.13%
110
XIGDXVOYA GLBL EQTY DIV & PREM OP
245,335$1.8B0.12%
111
FEDERATED PREM INTR MUN INC
127,906$1.7B0.12%
112
FIRST TR STRATEGIC HIGH INC
125,503$1.6B0.11%
113
MATLIN & PARTNERS ACQUISITIO
150,000$1.5B0.10%
114
HUNTER MARITIME ACQUISITION
150,002$1.5B0.10%
115
TRIANGLE CAP CORP
76,796$1.5B0.10%
116
OFSOFS CAP CORP
101,699$1.4B0.10%
117
SWZSWISS HELVETIA FD INC
121,835$1.4B0.10%
118
CROSSROADS CAP INC
585,219$1.3B0.09%
119
FINTECH ACQUISITION CORP II
125,000$1.3B0.09%
120
DEUTSCHE GLOBAL HIGH INCOME
140,895$1.2B0.08%
121
CXHMFS INVT GRADE MUN TR
110,445$1.1B0.07%
122
PGZPRINCIPAL REAL ESTATE INCOME
57,928$1.0B0.07%
123
MCNMADISON CVRED CALL & EQ STR
108,677$873.0M0.06%
124
GTY TECHNOLOGY HOLDINGS INC
80,001$803.0M0.06%
125
EASTERLY ACQUISITION CORP
73,058$728.0M0.05%
126
NUVEEN FLEXIBLE INVT INCOME
24,200$410.0M0.03%
127
AVENUE INCOME CR STRATEGIES
28,408$397.0M0.03%
128
ABERDEEN LATIN AMER EQTY FD
14,986$352.0M0.02%
129
PPTPUTMAN HIGH INCOME SEC FUND
40,009$347.0M0.02%
130
VIRTUS TOTAL RETURN FD
73,870$323.0M0.02%
131
KIOKKR INCOME OPPORTUNITIES FD
16,749$285.0M0.02%
132
CIKCREDIT SUISSE ASSET MGMT INC
82,720$273.0M0.02%
133
MADISON STRTG SECTOR PREM FD
20,921$255.0M0.02%
134
KLR ENERGY ACQUISITION CORP
185,800$219.0M0.02%
135
ABERDEEN EMERGING MKTS SMALL
10,700$140.0M0.01%
136
ABERDEEN INDONESIA FD INC
14,900$107.0M0.01%
137
GCVGABELLI CONV&INCOM SECS FD I
17,429$86.0M0.01%
138
STELLAR ACQUISITION III INC
200,000$68.0M0.00%
139
HUNTER MARITIME ACQUISITION
75,001$60.0M0.00%
140
GTY TECHNOLOGY HOLDINGS INC
26,667$31.0M0.00%
141
EASTERLY ACQUISITION CORP
36,529$13.0M0.00%
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