NorthRock Partners, LLC Q4 2018 Filing
Filed February 13, 2019
Portfolio Value
$335.4B
Holdings
99
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (99 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 282,662 | $71.1B | 21.19% | |
| 2 | IWDISHARES TR | 340,123 | $37.8B | 11.26% | |
| 3 | IWFISHARES TR | 278,002 | $36.4B | 10.86% | |
| 4 | —INVESCO EXCH TRD SLF IDX FD | 1,422,715 | $30.0B | 8.94% | |
| 5 | IWSISHARES TR | 222,271 | $17.0B | 5.06% | |
| 6 | EMOCLEARBRIDGE MLP AND MIDSTRM | 1,628,127 | $17.0B | 5.06% | |
| 7 | IWPISHARES TR | 144,420 | $16.4B | 4.90% | |
| 8 | IJTISHARES TR | 88,042 | $14.2B | 4.23% | |
| 9 | IJSISHARES TR | 105,326 | $13.9B | 4.15% | |
| 10 | DYHTARGET CORP | 105,519 | $7.2B | 2.15% | |
| 11 | EFGISHARES TR | 103,235 | $7.1B | 2.13% | |
| 12 | A4SAMERIPRISE FINL INC | 58,329 | $6.1B | 1.81% | |
| 13 | FSICUSDFS KKR CAPITAL CORP | 1,118,809 | $5.8B | 1.73% | |
| 14 | MBBISHARES TR | 46,305 | $4.8B | 1.44% | |
| 15 | MSFTMICROSOFT CORP | 40,510 | $4.1B | 1.23% | |
| 16 | EFVISHARES TR | 86,680 | $3.9B | 1.17% | |
| 17 | UNHUNITEDHEALTH GROUP INC | 10,456 | $2.6B | 0.78% | |
| 18 | ABTABBOTT LABS | 34,930 | $2.5B | 0.75% | |
| 19 | AAPLAPPLE INC | 12,685 | $2.0B | 0.60% | |
| 20 | AXGNAXOGEN INC | 86,468 | $1.8B | 0.52% | |
| 21 | BRK/BBERKSHIRE HATHAWAY INC DEL | 8,217 | $1.7B | 0.50% | |
| 22 | AMZNAMAZON COM INC | 939 | $1.4B | 0.42% | |
| 23 | MMM3M CO | 6,585 | $1.3B | 0.37% | |
| 24 | BABOEING CO | 3,614 | $1.2B | 0.35% | |
| 25 | HONHONEYWELL INTL INC | 7,339 | $969.0M | 0.29% | |
| 26 | CVXCHEVRON CORP NEW | 8,259 | $905.0M | 0.27% | |
| 27 | DGSWISDOMTREE TR | 19,926 | $834.0M | 0.25% | |
| 28 | NEWREURNEW RELIC INC | 9,954 | $806.0M | 0.24% | |
| 29 | GOOGLALPHABET INC | 710 | $738.0M | 0.22% | |
| 30 | VONVVANGUARD SCOTTSDALE FDS | 7,055 | $685.0M | 0.20% | |
| 31 | —CALIFORNIA RES CORP | 40,000 | $682.0M | 0.20% | |
| 32 | XOMEXXON MOBIL CORP | 9,854 | $671.0M | 0.20% | |
| 33 | IJRISHARES TR | 9,164 | $651.0M | 0.19% | |
| 34 | —LRAD CORP | 256,081 | $646.0M | 0.19% | |
| 35 | CSCOCISCO SYS INC | 14,323 | $622.0M | 0.19% | |
| 36 | HWKNHAWKINS INC | 14,720 | $603.0M | 0.18% | |
| 37 | MDYSPDR S&P MIDCAP 400 ETF TR | 1,909 | $588.0M | 0.18% | |
| 38 | SUSAISHARES TR | 5,625 | $581.0M | 0.17% | |
| 39 | —PROVIDENCE SVC CORP | 9,653 | $580.0M | 0.17% | |
| 40 | CELGCELGENE CORP | 8,992 | $579.0M | 0.17% | |
| 41 | OTTROTTER TAIL CORP | 11,632 | $577.0M | 0.17% | |
| 42 | SBUXSTARBUCKS CORP | 8,955 | $576.0M | 0.17% | |
| 43 | ATDALLEGHENY TECHNOLOGIES INC | 25,331 | $551.0M | 0.16% | |
| 44 | TTS1EURTILE SHOP HLDGS INC | 92,088 | $504.0M | 0.15% | |
| 45 | VCELVERICEL CORP | 27,874 | $485.0M | 0.14% | |
| 46 | TAT&T INC | 16,999 | $484.0M | 0.14% | |
| 47 | PGPROCTER AND GAMBLE CO | 4,953 | $453.0M | 0.14% | |
| 48 | BPBP PLC | 11,696 | $443.0M | 0.13% | |
| 49 | VEAVANGUARD TAX MANAGED INTL FD | 11,141 | $413.0M | 0.12% | |
| 50 | ATRCATRICURE INC | 13,260 | $406.0M | 0.12% | |
| 51 | METAFACEBOOK INC | 2,865 | $376.0M | 0.11% | |
| 52 | PFEPFIZER INC | 8,393 | $365.0M | 0.11% | |
| 53 | DISDISNEY WALT CO | 3,238 | $358.0M | 0.11% | |
| 54 | NFLXNETFLIX INC | 1,337 | $357.0M | 0.11% | |
| 55 | BACVERIZON COMMUNICATIONS INC | 6,310 | $355.0M | 0.11% | |
| 56 | SPTMSPDR SERIES TRUST | 11,364 | $352.0M | 0.10% | |
| 57 | PNRPENTAIR PLC | 8,597 | $324.0M | 0.10% | |
| 58 | MCDMCDONALDS CORP | 1,808 | $321.0M | 0.10% | |
| 59 | VOTVANGUARD INDEX FDS | 2,665 | $319.0M | 0.10% | |
| 60 | BRK-BBERKSHIRE HATHAWAY INC DEL | 1 | $306.0M | 0.09% | |
| 61 | VOEVANGUARD INDEX FDS | 3,192 | $305.0M | 0.09% | |
| 62 | EEMISHARES TR | 7,737 | $302.0M | 0.09% | |
| 63 | BBYBEST BUY INC | 5,574 | $295.0M | 0.09% | |
| 64 | EFAISHARES TR | 5,015 | $294.0M | 0.09% | |
| 65 | DIALCOLUMBIA ETF TR I | 15,400 | $291.0M | 0.09% | |
| 66 | USMVISHARES TR | 5,358 | $281.0M | 0.08% | |
| 67 | MRKMERCK & CO INC | 3,562 | $277.0M | 0.08% | |
| 68 | CVSCVS HEALTH CORP | 4,219 | $276.0M | 0.08% | |
| 69 | MDTMEDTRONIC PLC | 3,334 | $275.0M | 0.08% | |
| 70 | GOOGALPHABET INC | 260 | $270.0M | 0.08% | |
| 71 | VNQVANGUARD INDEX FDS | 3,571 | $269.0M | 0.08% | |
| 72 | VBKVANGUARD INDEX FDS | 1,760 | $265.0M | 0.08% | |
| 73 | TCMDTACTILE SYS TECHNOLOGY INC | 5,708 | $260.0M | 0.08% | |
| 74 | —NEUROTROPE INC | 71,500 | $255.0M | 0.08% | |
| 75 | RTN1USDRAYTHEON CO | 1,618 | $250.0M | 0.07% | |
| 76 | AFLAFLAC INC | 5,493 | $250.0M | 0.07% | |
| 77 | XELXCEL ENERGY INC | 4,977 | $247.0M | 0.07% | |
| 78 | VBRVANGUARD INDEX FDS | 2,174 | $247.0M | 0.07% | |
| 79 | VWOVANGUARD INTL EQUITY INDEX F | 6,476 | $245.0M | 0.07% | |
| 80 | IVWISHARES TR | 1,565 | $236.0M | 0.07% | |
| 81 | NEENEXTERA ENERGY INC | 1,361 | $234.0M | 0.07% | |
| 82 | BMYBRISTOL MYERS SQUIBB CO | 4,480 | $232.0M | 0.07% | |
| 83 | GISGENERAL MLS INC | 5,881 | $229.0M | 0.07% | |
| 84 | SPSCSPS COMM INC | 2,695 | $223.0M | 0.07% | |
| 85 | IWMISHARES TR | 1,647 | $221.0M | 0.07% | |
| 86 | INTCINTEL CORP | 4,611 | $217.0M | 0.06% | |
| 87 | VYMVANGUARD WHITEHALL FDS INC | 2,797 | $216.0M | 0.06% | |
| 88 | CMCSACOMCAST CORP NEW | 6,252 | $213.0M | 0.06% | |
| 89 | VTIVANGUARD INDEX FDS | 1,636 | $208.0M | 0.06% | |
| 90 | JPMJPMORGAN CHASE & CO | 2,168 | $202.0M | 0.06% | |
| 91 | DOCUDOCUSIGN INC | 5,000 | $200.0M | 0.06% | |
| 92 | GEGENERAL ELECTRIC CO | 25,384 | $191.0M | 0.06% | |
| 93 | AMLPUSDALPS ETF TR | 20,900 | $182.0M | 0.05% | |
| 94 | —FLEXION THERAPEUTICS INC | 14,557 | $173.0M | 0.05% | |
| 95 | OPRXOPTIMIZERX CORP | 12,900 | $142.0M | 0.04% | |
| 96 | XVMMXDELAWARE INV MN MUN INC FD I | 11,557 | $137.0M | 0.04% | |
| 97 | WRAPWRAP TECHNOLOGIES INC | 25,000 | $79.0M | 0.02% | |
| 98 | —GENIUS BRANDS INTL INC | 19,000 | $41.0M | 0.01% | |
| 99 | —CHRISTOPHER & BANKS CORP | 40,900 | $19.0M | 0.01% |