NorthRock Partners, LLC Q1 2021 Filing
Filed May 11, 2021
Portfolio Value
$1.1T
Holdings
234
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (234 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 520,049 | $206.1B | 18.75% | |
| 2 | SPYVSPDR SER TR | 2,774,542 | $105.2B | 9.57% | |
| 3 | SPYGSPDR SER TR | 1,221,626 | $68.9B | 6.27% | |
| 4 | MDYVSPDR SER TR | 959,498 | $62.8B | 5.71% | |
| 5 | SLYVSPDR SER TR | 724,066 | $59.4B | 5.40% | |
| 6 | AAPLAPPLE INC | 401,573 | $49.1B | 4.46% | |
| 7 | MDLZMONDELEZ INTL INC | 825,701 | $48.3B | 4.40% | |
| 8 | DYHTARGET CORP | 229,189 | $45.4B | 4.13% | |
| 9 | SLYGSPDR SER TR | 520,839 | $44.7B | 4.07% | |
| 10 | MDYGSPDR SER TR | 566,235 | $42.5B | 3.87% | |
| 11 | IWFISHARES TR | 126,589 | $30.8B | 2.80% | |
| 12 | 4I1PHILIP MORRIS INTL INC | 313,023 | $27.8B | 2.53% | |
| 13 | MOALTRIA GROUP INC | 309,613 | $15.8B | 1.44% | |
| 14 | JPSTJ P MORGAN EXCHANGE-TRADED F | 256,645 | $13.0B | 1.18% | |
| 15 | VTIVANGUARD INDEX FDS | 56,853 | $11.8B | 1.07% | |
| 16 | A4SAMERIPRISE FINL INC | 47,480 | $11.0B | 1.00% | |
| 17 | IWPISHARES TR | 105,350 | $10.8B | 0.98% | |
| 18 | EFVISHARES TR | 192,030 | $9.8B | 0.89% | |
| 19 | OBDCOWL ROCK CAPITAL CORPORATION | 678,474 | $9.3B | 0.85% | |
| 20 | MSFTMICROSOFT CORP | 32,910 | $7.8B | 0.71% | |
| 21 | ABBVABBVIE INC | 65,194 | $7.1B | 0.64% | |
| 22 | VIGVANGUARD SPECIALIZED FUNDS | 47,702 | $7.0B | 0.64% | |
| 23 | IWDISHARES TR | 38,735 | $5.9B | 0.53% | |
| 24 | INTCINTEL CORP | 87,495 | $5.6B | 0.51% | |
| 25 | FSKFS KKR CAP CORP | 278,637 | $5.5B | 0.50% | |
| 26 | KHCKRAFT HEINZ CO | 135,523 | $5.4B | 0.49% | |
| 27 | DEMWISDOMTREE TR | 121,408 | $4.9B | 0.45% | |
| 28 | IJTISHARES TR | 38,100 | $4.9B | 0.44% | |
| 29 | JNJJOHNSON & JOHNSON | 29,261 | $4.8B | 0.44% | |
| 30 | EFGISHARES TR | 46,808 | $4.7B | 0.43% | |
| 31 | AMZNAMAZON COM INC | 1,495 | $4.6B | 0.42% | |
| 32 | GOOGLALPHABET INC | 2,087 | $4.3B | 0.39% | |
| 33 | BRK/BBERKSHIRE HATHAWAY INC DEL | 15,551 | $4.0B | 0.36% | |
| 34 | NDQINVESCO QQQ TR | 12,227 | $3.9B | 0.35% | |
| 35 | JPMJPMORGAN CHASE & CO | 24,706 | $3.8B | 0.34% | |
| 36 | VXFVANGUARD INDEX FDS | 20,094 | $3.6B | 0.32% | |
| 37 | TSLATESLA INC | 4,922 | $3.3B | 0.30% | |
| 38 | PGPROCTER AND GAMBLE CO | 23,797 | $3.2B | 0.29% | |
| 39 | IBMINTERNATIONAL BUSINESS MACHS | 23,260 | $3.1B | 0.28% | |
| 40 | BABOEING CO | 10,872 | $2.8B | 0.25% | |
| 41 | ATDALLEGHENY TECHNOLOGIES INC | 128,796 | $2.7B | 0.25% | |
| 42 | ABTABBOTT LABS | 22,093 | $2.6B | 0.24% | |
| 43 | VUGVANGUARD INDEX FDS | 9,321 | $2.4B | 0.22% | |
| 44 | DISDISNEY WALT CO | 12,982 | $2.4B | 0.22% | |
| 45 | SDYSPDR SER TR | 18,869 | $2.2B | 0.20% | |
| 46 | BACVERIZON COMMUNICATIONS INC | 38,242 | $2.2B | 0.20% | |
| 47 | —AKERS BIOSCIENCES INC | 337,600 | $2.2B | 0.20% | |
| 48 | MCDMCDONALDS CORP | 9,519 | $2.1B | 0.19% | |
| 49 | PEPPEPSICO INC | 14,247 | $2.0B | 0.18% | |
| 50 | VOOVANGUARD INDEX FDS | 5,368 | $2.0B | 0.18% | |
| 51 | —FS KKR CAP CORP II | 98,708 | $1.9B | 0.18% | |
| 52 | TAT&T INC | 63,008 | $1.9B | 0.17% | |
| 53 | HONHONEYWELL INTL INC | 8,785 | $1.9B | 0.17% | |
| 54 | SLYSPDR SER TR | 20,259 | $1.9B | 0.17% | |
| 55 | IYY*ISHARES TR | 17,598 | $1.8B | 0.16% | |
| 56 | MRKMERCK & CO. INC | 22,607 | $1.7B | 0.16% | |
| 57 | VEUVANGUARD INTL EQUITY INDEX F | 28,151 | $1.7B | 0.16% | |
| 58 | ITWILLINOIS TOOL WKS INC | 7,722 | $1.7B | 0.16% | |
| 59 | MDYSPDR S&P MIDCAP 400 ETF TR | 3,452 | $1.6B | 0.15% | |
| 60 | ARCCARES CAPITAL CORP | 86,234 | $1.6B | 0.15% | |
| 61 | BMOBANK MONTREAL QUE | 17,381 | $1.5B | 0.14% | |
| 62 | BAXBAXTER INTL INC | 17,070 | $1.4B | 0.13% | |
| 63 | EWEDWARDS LIFESCIENCES CORP | 17,183 | $1.4B | 0.13% | |
| 64 | SCHKSCHWAB STRATEGIC TR | 36,180 | $1.4B | 0.13% | |
| 65 | HWKNHAWKINS INC | 42,331 | $1.4B | 0.13% | |
| 66 | SBUXSTARBUCKS CORP | 12,376 | $1.4B | 0.12% | |
| 67 | PFEPFIZER INC | 36,901 | $1.3B | 0.12% | |
| 68 | BACBK OF AMERICA CORP | 34,482 | $1.3B | 0.12% | |
| 69 | SOSOUTHERN CO | 21,430 | $1.3B | 0.12% | |
| 70 | UNHUNITEDHEALTH GROUP INC | 3,529 | $1.3B | 0.12% | |
| 71 | MMM3M CO | 6,673 | $1.3B | 0.12% | |
| 72 | —PETROS PHARMACEUTICALS INC | 337,531 | $1.3B | 0.11% | |
| 73 | AQLTISHARES TR | 11,021 | $1.3B | 0.11% | |
| 74 | GOOGALPHABET INC | 572 | $1.2B | 0.11% | |
| 75 | IVVISHARES TR | 2,775 | $1.1B | 0.10% | |
| 76 | CSCOCISCO SYS INC | 20,222 | $1.0B | 0.10% | |
| 77 | CENTACENTRAL GARDEN & PET CO | 20,000 | $1.0B | 0.09% | |
| 78 | VONVVANGUARD SCOTTSDALE FDS | 15,202 | $1.0B | 0.09% | |
| 79 | IYHISHARES TR | 3,847 | $971.0M | 0.09% | |
| 80 | IJRISHARES TR | 8,847 | $960.0M | 0.09% | |
| 81 | AQLTISHARES TR | 12,882 | $928.0M | 0.08% | |
| 82 | NFLXNETFLIX INC | 1,718 | $896.0M | 0.08% | |
| 83 | HDHOME DEPOT INC | 2,917 | $890.0M | 0.08% | |
| 84 | KELKELLOGG CO | 13,902 | $880.0M | 0.08% | |
| 85 | RTXRAYTHEON TECHNOLOGIES CORP | 11,394 | $880.0M | 0.08% | |
| 86 | IWSISHARES TR | 7,931 | $867.0M | 0.08% | |
| 87 | WBAWALGREENS BOOTS ALLIANCE INC | 15,645 | $859.0M | 0.08% | |
| 88 | XOMEXXON MOBIL CORP | 15,251 | $851.0M | 0.08% | |
| 89 | IJSISHARES TR | 8,339 | $840.0M | 0.08% | |
| 90 | NVDANVIDIA CORPORATION | 1,547 | $826.0M | 0.08% | |
| 91 | PYPLPAYPAL HLDGS INC | 3,359 | $816.0M | 0.07% | |
| 92 | KOCOCA COLA CO | 14,848 | $783.0M | 0.07% | |
| 93 | HDVISHARES TR | 8,175 | $776.0M | 0.07% | |
| 94 | WRAPWRAP TECHNOLOGIES INC | 139,242 | $774.0M | 0.07% | |
| 95 | SUSAISHARES TR | 8,801 | $773.0M | 0.07% | |
| 96 | NKENIKE INC | 5,795 | $770.0M | 0.07% | |
| 97 | SCHXSCHWAB STRATEGIC TR | 7,804 | $749.0M | 0.07% | |
| 98 | AONAON PLC | 3,139 | $722.0M | 0.07% | |
| 99 | CVXCHEVRON CORP NEW | 6,839 | $717.0M | 0.07% | |
| 100 | LOWLOWES COS INC | 3,699 | $704.0M | 0.06% |
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