Nantahala Capital Management, LLC Q4 2022 Filing
Filed February 14, 2023
Portfolio Value
$1542.9T
Holdings
110
Report Date
Q4 2022
Filing Type
13F-HR
All Holdings (110 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 2,391,076 | $416.9T | 27.02% | Put |
| 2 | ESTAESTABLISHMENT LABS HLDGS INC | 1,915,023 | $125.7T | 8.15% | Call |
| 3 | QUREUNIQURE NV | 3,887,939 | $88.1T | 5.71% | Call |
| 4 | IMAIMAX CORP | 4,988,189 | $73.1T | 4.74% | Call |
| 5 | —APOLLO ENDOSURGERY INC | 6,056,627 | $60.4T | 3.91% | Call |
| 6 | CASHPATHWARD FINANCIAL INC | 1,301,198 | $56.0T | 3.63% | |
| 7 | TAUSDTRAVELCENTERS OF AMERICA INC | 1,031,394 | $46.2T | 2.99% | |
| 8 | KROSKEROS THERAPEUTICS INC | 833,993 | $40.0T | 2.60% | Call |
| 9 | LXFRLUXFER HLDGS PLC | 2,452,319 | $33.6T | 2.18% | |
| 10 | PTONPELOTON INTERACTIVE INC | 3,763,784 | $29.9T | 1.94% | Call |
| 11 | RDVTRED VIOLET INC | 1,275,088 | $29.4T | 1.90% | |
| 12 | SNDXSYNDAX PHARMACEUTICALS INC | 975,705 | $24.8T | 1.61% | |
| 13 | IMTXIMMATICS N.V | 2,748,527 | $23.9T | 1.55% | |
| 14 | RMRRMR GROUP INC | 846,167 | $23.9T | 1.55% | |
| 15 | TNLTRAVEL PLUS LEISURE CO | 628,479 | $22.9T | 1.48% | |
| 16 | MLKNMILLERKNOLL INC | 1,001,425 | $21.0T | 1.36% | |
| 17 | CDXSCODEXIS INC | 4,487,782 | $20.9T | 1.36% | |
| 18 | PAYAUSDPAYA HOLDINGS INC | 2,472,352 | $19.4T | 1.26% | |
| 19 | DHXDHI GROUP INC | 3,661,976 | $19.4T | 1.26% | |
| 20 | RHRH | 68,797 | $18.4T | 1.19% | Call |
| 21 | GDENGOLDEN ENTMT INC | 456,109 | $17.1T | 1.11% | |
| 22 | HGVHILTON GRAND VACATIONS INC | 413,200 | $15.9T | 1.03% | |
| 23 | ALTGALTA EQUIPMENT GROUP INC | 1,188,985 | $15.7T | 1.02% | |
| 24 | AUTLAUTOLUS THERAPEUTICS PLC | 7,782,018 | $14.8T | 0.96% | |
| 25 | CBAYUSDCYMABAY THERAPEUTICS INC | 2,250,559 | $14.1T | 0.91% | |
| 26 | VMDVIEMED HEALTHCARE INC | 1,770,000 | $13.4T | 0.87% | |
| 27 | HLFHERBALIFE NUTRITION LTD | 867,700 | $12.9T | 0.84% | Call |
| 28 | MAXMEDIAALPHA INC | 1,283,240 | $12.8T | 0.83% | |
| 29 | DRIOEURDARIOHEALTH CORP | 2,466,757 | $10.6T | 0.68% | |
| 30 | —AMRYT PHARMA PLC | 1,437,458 | $10.5T | 0.68% | |
| 31 | CNCEEURCONCERT PHARMACEUTICALS INC | 1,732,388 | $10.1T | 0.66% | |
| 32 | RDNWRUMBLEON INC | 1,489,391 | $9.6T | 0.62% | |
| 33 | DXPEDXP ENTERPRISES INC | 338,090 | $9.3T | 0.60% | |
| 34 | AURAAURA BIOSCIENCES INC | 798,751 | $8.4T | 0.54% | |
| 35 | BVSBIOVENTUS INC | 3,168,574 | $8.3T | 0.54% | |
| 36 | RDIREADING INTL INC | 2,907,774 | $8.1T | 0.52% | |
| 37 | PAYOPAYONEER GLOBAL INC | 1,084,831 | $7.7T | 0.50% | |
| 38 | LYRALYRA THERAPEUTICS INC | 2,220,830 | $7.0T | 0.45% | |
| 39 | PRDOPERDOCEO ED CORP | 500,000 | $7.0T | 0.45% | Put |
| 40 | TSHATAYSHA GENE THERAPIES INC | 2,999,765 | $6.8T | 0.44% | |
| 41 | ZMZOOM VIDEO COMMUNICATIONS IN | 100,000 | $6.8T | 0.44% | Call |
| 42 | —FORTRESS BIOTECH INC | 7,968,056 | $5.2T | 0.34% | |
| 43 | VTYXVENTYX BIOSCIENCES INC | 158,033 | $5.2T | 0.34% | |
| 44 | PWPPERELLA WEINBERG PARTNERS | 239,819 | $4.9T | 0.32% | |
| 45 | RNGRINGCENTRAL INC | 137,622 | $4.9T | 0.32% | |
| 46 | IDYAIDEAYA BIOSCIENCES INC | 253,480 | $4.6T | 0.30% | |
| 47 | ABEOABEONA THERAPEUTICS INC | 272,731 | $4.2T | 0.27% | |
| 48 | —POINT BIOPHARMA GLOBAL INC | 572,191 | $4.2T | 0.27% | |
| 49 | —WEBER INC | 500,000 | $4.0T | 0.26% | |
| 50 | TELATELA BIO INC | 349,002 | $4.0T | 0.26% | |
| 51 | FULCFULCRUM THERAPEUTICS INC | 500,000 | $3.6T | 0.24% | |
| 52 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 3,785,000 | $3.6T | 0.23% | |
| 53 | —APTOSE BIOSCIENCES INC | 6,052,867 | $3.5T | 0.23% | |
| 54 | SSKNSTRATA SKIN SCIENCES INC | 4,393,685 | $3.5T | 0.22% | |
| 55 | MEDMEDIFAST INC | 30,000 | $3.5T | 0.22% | |
| 56 | —THE AARONS COMPANY INC | 288,572 | $3.4T | 0.22% | |
| 57 | —CIDARA THERAPEUTICS INC | 4,367,464 | $3.3T | 0.21% | |
| 58 | MDXGMIMEDX GROUP INC | 1,147,524 | $3.2T | 0.21% | |
| 59 | —ACER THERAPEUTICS INC | 1,226,191 | $3.1T | 0.20% | |
| 60 | IRONDISC MEDICINE INC | 162,762 | $3.1T | 0.20% | |
| 61 | DHCDIVERSIFIED HEALTHCARE TR | 4,215,000 | $2.7T | 0.18% | |
| 62 | —AVALO THERAPEUTICS INC | 540,667 | $2.7T | 0.18% | |
| 63 | —OPTINOSE INC | 1,450,000 | $2.7T | 0.17% | |
| 64 | IMTXIMMATICS N.V | 986,101 | $2.5T | 0.16% | |
| 65 | SRLSCULLY ROYALTY LTD | 316,010 | $2.4T | 0.16% | |
| 66 | MACKEURMERRIMACK PHARMACEUTICALS IN | 210,000 | $2.4T | 0.16% | |
| 67 | RILYB. RILEY FINANCIAL INC | 68,296 | $2.3T | 0.15% | |
| 68 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 4,611,302 | $2.1T | 0.13% | |
| 69 | ENVAENOVA INTL INC | 53,250 | $2.0T | 0.13% | |
| 70 | —BM TECHNOLOGIES INC | 307,776 | $1.6T | 0.10% | |
| 71 | —AKUMIN INC | 2,206,960 | $1.6T | 0.10% | |
| 72 | VRMUSDVROOM INC | 1,500,000 | $1.5T | 0.10% | Call |
| 73 | WNCWABASH NATL CORP | 66,700 | $1.5T | 0.10% | Put |
| 74 | RZLTREZOLUTE INC | 718,736 | $1.5T | 0.10% | |
| 75 | ANEBANEBULO PHARMACEUTICALS INC | 511,073 | $1.2T | 0.08% | |
| 76 | SLNOSOLENO THERAPEUTICS INC | 604,179 | $1.2T | 0.08% | |
| 77 | AGSPLAYAGS INC | 222,518 | $1.1T | 0.07% | |
| 78 | CRMTAMERICAS CAR-MART INC | 15,000 | $1.1T | 0.07% | |
| 79 | DSEURDRIVE SHACK INC | 6,500,000 | $1.1T | 0.07% | |
| 80 | LQDALIQUIDIA CORPORATION | 146,792 | $935.1B | 0.06% | |
| 81 | ADCTADC THERAPEUTICS SA | 243,290 | $934.2B | 0.06% | |
| 82 | —ANGION BIOMEDICA CORP | 1,033,145 | $838.5B | 0.05% | |
| 83 | DAKTDAKTRONICS INC | 292,187 | $824.0B | 0.05% | |
| 84 | IDWMIDW MEDIA HLDGS INC | 836,019 | $785.9B | 0.05% | |
| 85 | CVNACARVANA CO | 150,000 | $711.0B | 0.05% | Call |
| 86 | SGRPSPAR GROUP INC | 538,427 | $700.0B | 0.05% | |
| 87 | NPCENEUROPACE INC | 433,582 | $646.0B | 0.04% | |
| 88 | NAUTNAUTILUS BIOTECHNOLOGY INC | 289,845 | $521.7B | 0.03% | |
| 89 | AVTEAEROVATE THERAPEUTICS INC | 15,700 | $460.0B | 0.03% | |
| 90 | HYPRHYPERFINE INC | 544,930 | $457.7B | 0.03% | |
| 91 | —CURIS INC | 796,241 | $437.9B | 0.03% | |
| 92 | DERMJOURNEY MED CORP | 225,996 | $433.9B | 0.03% | |
| 93 | TACTTRANSACT TECHNOLOGIES INC | 65,738 | $415.5B | 0.03% | |
| 94 | LUCDLUCID DIAGNOSTICS INC | 279,537 | $380.2B | 0.02% | |
| 95 | XGNEXAGEN INC | 146,559 | $351.7B | 0.02% | |
| 96 | UNCYUNICYCIVE THERAPEUTICS INC | 647,416 | $349.6B | 0.02% | |
| 97 | CUECUE BIOPHARMA INC | 93,297 | $265.9B | 0.02% | |
| 98 | IDNINTELLICHECK INC | 124,594 | $249.2B | 0.02% | |
| 99 | —IMAC HLDGS INC | 1,174,253 | $234.3B | 0.02% | |
| 100 | GYRECATALYST BIOSCIENCES INC | 438,055 | $231.1B | 0.01% |
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