Nantahala Capital Management, LLC Q3 2022 Filing
Filed November 10, 2022
Portfolio Value
$1.5T
Holdings
107
Report Date
Q3 2022
Filing Type
13F-HR
All Holdings (107 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 2,010,370 | $331.6B | 21.46% | Put |
| 2 | ESTAESTABLISHMENT LABS HLDGS INC | 1,884,430 | $102.9B | 6.66% | |
| 3 | COSTCOSTCO WHSL CORP NEW | 177,840 | $84.0B | 5.44% | Put |
| 4 | QUREUNIQURE NV | 3,901,929 | $73.2B | 4.74% | Call |
| 5 | IMAIMAX CORP | 4,894,636 | $69.1B | 4.47% | Call |
| 6 | TNLTRAVEL PLUS LEISURE CO | 1,845,413 | $63.0B | 4.07% | Call |
| 7 | TAUSDTRAVELCENTERS OF AMERICA INC | 1,097,201 | $59.2B | 3.83% | |
| 8 | CASHPATHWARD FINANCIAL INC | 1,327,968 | $43.8B | 2.83% | |
| 9 | LXFRLUXFER HLDGS PLC | 2,337,605 | $33.9B | 2.19% | |
| 10 | SNDXSYNDAX PHARMACEUTICALS INC | 1,405,428 | $33.8B | 2.19% | Call |
| 11 | KROSKEROS THERAPEUTICS INC | 887,592 | $33.4B | 2.16% | Call |
| 12 | —APOLLO ENDOSURGERY INC | 5,973,906 | $32.9B | 2.13% | Call |
| 13 | LNWOLIGHT & WONDER INC | 695,155 | $29.8B | 1.93% | |
| 14 | CDXSCODEXIS INC | 4,554,009 | $27.6B | 1.79% | Call |
| 15 | DXPEDXP ENTERPRISES INC | 1,161,280 | $27.5B | 1.78% | |
| 16 | IMTXIMMATICS N.V | 2,713,968 | $27.1B | 1.76% | |
| 17 | PTONPELOTON INTERACTIVE INC | 3,684,942 | $25.5B | 1.65% | Call |
| 18 | DRIDARDEN RESTAURANTS INC | 200,000 | $25.3B | 1.63% | Put |
| 19 | MLKNMILLERKNOLL INC | 1,562,174 | $24.4B | 1.58% | |
| 20 | RHRH | 95,669 | $23.5B | 1.52% | Call |
| 21 | RDVTRED VIOLET INC | 1,279,254 | $22.2B | 1.43% | |
| 22 | DHXDHI GROUP INC | 4,091,744 | $22.0B | 1.42% | |
| 23 | RMRRMR GROUP INC | 911,305 | $21.6B | 1.40% | |
| 24 | PAYAUSDPAYA HOLDINGS INC | 2,937,353 | $17.9B | 1.16% | |
| 25 | HLFHERBALIFE NUTRITION LTD | 867,700 | $17.3B | 1.12% | Call |
| 26 | GDENGOLDEN ENTMT INC | 481,965 | $16.8B | 1.09% | |
| 27 | ALTGALTA EQUIPMENT GROUP INC | 1,314,421 | $14.5B | 0.94% | |
| 28 | MAXMEDIAALPHA INC | 1,558,508 | $13.6B | 0.88% | |
| 29 | CNCEEURCONCERT PHARMACEUTICALS INC | 1,787,159 | $12.0B | 0.77% | |
| 30 | AUTLAUTOLUS THERAPEUTICS PLC | 5,286,088 | $11.3B | 0.73% | Call |
| 31 | LYRALYRA THERAPEUTICS INC | 2,245,830 | $11.3B | 0.73% | |
| 32 | VMDVIEMED HEALTHCARE INC | 1,790,505 | $10.7B | 0.70% | |
| 33 | DRIOEURDARIOHEALTH CORP | 2,195,373 | $10.2B | 0.66% | |
| 34 | —AMRYT PHARMA PLC | 1,437,458 | $9.9B | 0.64% | |
| 35 | RDIREADING INTL INC | 2,916,575 | $9.6B | 0.62% | |
| 36 | CBAYUSDCYMABAY THERAPEUTICS INC | 2,474,659 | $8.7B | 0.56% | |
| 37 | —ARYA SCIENCES ACQUISITN CORP | 759,572 | $7.5B | 0.48% | |
| 38 | —AKUMIN INC | 4,255,572 | $7.3B | 0.47% | |
| 39 | —FORTRESS BIOTECH INC | 8,263,052 | $7.1B | 0.46% | |
| 40 | AURAAURA BIOSCIENCES INC | 383,764 | $7.0B | 0.45% | |
| 41 | RNGRINGCENTRAL INC | 167,622 | $6.7B | 0.43% | |
| 42 | SPRYSILVERBACK THERAPEUTICS INC | 1,249,863 | $6.6B | 0.43% | |
| 43 | PRDOPERDOCEO ED CORP | 500,000 | $5.2B | 0.33% | Put |
| 44 | ONTFON24 INC | 538,906 | $4.7B | 0.31% | |
| 45 | —APTOSE BIOSCIENCES INC | 6,888,822 | $4.1B | 0.27% | |
| 46 | VTYXVENTYX BIOSCIENCES INC | 116,633 | $4.1B | 0.26% | |
| 47 | RDNWRUMBLEON INC | 236,975 | $4.0B | 0.26% | |
| 48 | SSKNSTRATA SKIN SCIENCES INC | 4,393,685 | $3.8B | 0.25% | |
| 49 | IDYAIDEAYA BIOSCIENCES INC | 253,480 | $3.8B | 0.24% | |
| 50 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 3,785,000 | $3.8B | 0.24% | |
| 51 | TSHATAYSHA GENE THERAPIES INC | 1,610,822 | $3.2B | 0.21% | |
| 52 | PWPPERELLA WEINBERG PARTNERS | 505,293 | $3.2B | 0.21% | |
| 53 | RILYB. RILEY FINANCIAL INC | 68,296 | $3.0B | 0.20% | |
| 54 | TELATELA BIO INC | 349,002 | $3.0B | 0.19% | |
| 55 | —CIDARA THERAPEUTICS INC | 4,559,201 | $2.9B | 0.19% | |
| 56 | —ARYA SCIENCES ACQU CORP IV | 285,730 | $2.8B | 0.18% | |
| 57 | SMLRSEMLER SCIENTIFIC INC | 72,397 | $2.7B | 0.18% | |
| 58 | IMTXIMMATICS N.V | 987,432 | $2.7B | 0.17% | |
| 59 | BVSBIOVENTUS INC | 378,839 | $2.7B | 0.17% | |
| 60 | —CURIS INC | 3,420,510 | $2.4B | 0.16% | |
| 61 | 1T7TRICIDA INC | 229,610 | $2.4B | 0.16% | |
| 62 | SRLSCULLY ROYALTY LTD | 318,493 | $2.4B | 0.15% | |
| 63 | PAYOPAYONEER GLOBAL INC | 385,366 | $2.3B | 0.15% | |
| 64 | RZLTREZOLUTE INC | 718,736 | $2.0B | 0.13% | |
| 65 | —THE AARONS COMPANY INC | 201,467 | $2.0B | 0.13% | |
| 66 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 3,710,778 | $2.0B | 0.13% | |
| 67 | —AVALO THERAPEUTICS INC | 547,814 | $1.8B | 0.12% | |
| 68 | VRMUSDVROOM INC | 1,500,000 | $1.7B | 0.11% | Call |
| 69 | NPCENEUROPACE INC | 443,502 | $1.7B | 0.11% | |
| 70 | MACKEURMERRIMACK PHARMACEUTICALS IN | 429,596 | $1.6B | 0.10% | |
| 71 | IDWMIDW MEDIA HLDGS INC | 1,039,830 | $1.6B | 0.10% | |
| 72 | —POINT BIOPHARMA GLOBAL INC | 197,783 | $1.5B | 0.10% | |
| 73 | ANEBANEBULO PHARMACEUTICALS INC | 511,073 | $1.4B | 0.09% | |
| 74 | NAUTNAUTILUS BIOTECHNOLOGY INC | 655,338 | $1.4B | 0.09% | |
| 75 | GYRECATALYST BIOSCIENCES INC | 2,554,735 | $1.3B | 0.08% | |
| 76 | STIMNEURONETICS INC | 380,325 | $1.2B | 0.08% | |
| 77 | AGSPLAYAGS INC | 222,518 | $1.2B | 0.08% | |
| 78 | SLNOSOLENO THERAPEUTICS INC | 604,179 | $1.0B | 0.07% | |
| 79 | —ANGION BIOMEDICA CORP | 1,066,012 | $981.0M | 0.06% | |
| 80 | —ACER THERAPEUTICS INC | 696,538 | $968.0M | 0.06% | |
| 81 | ALECALECTOR INC | 85,514 | $809.0M | 0.05% | |
| 82 | —HELIOGEN INC | 433,909 | $807.0M | 0.05% | |
| 83 | LQDALIQUIDIA CORPORATION | 146,792 | $799.0M | 0.05% | |
| 84 | SGRPSPAR GROUP INC | 538,427 | $781.0M | 0.05% | |
| 85 | —IMAC HLDGS INC | 1,229,665 | $466.0M | 0.03% | |
| 86 | HYPRHYPERFINE INC | 544,930 | $448.0M | 0.03% | |
| 87 | LUCDLUCID DIAGNOSTICS INC | 286,432 | $438.0M | 0.03% | |
| 88 | —GEMINI THERAPEUTICS INC | 257,672 | $423.0M | 0.03% | |
| 89 | UNCYUNICYCIVE THERAPEUTICS INC | 710,542 | $419.0M | 0.03% | |
| 90 | XGNEXAGEN INC | 150,535 | $408.0M | 0.03% | |
| 91 | IDNINTELLICHECK INC | 124,594 | $314.0M | 0.02% | |
| 92 | ZVOIZOVIO INC | 1,961,635 | $281.0M | 0.02% | |
| 93 | TACTTRANSACT TECHNOLOGIES INC | 65,738 | $240.0M | 0.02% | |
| 94 | CUECUE BIOPHARMA INC | 93,297 | $208.0M | 0.01% | |
| 95 | —SHIFT TECHNOLOGIES INC | 200,000 | $140.0M | 0.01% | |
| 96 | —CYREN LTD | 141,615 | $139.0M | 0.01% | |
| 97 | RFLRAFAEL HLDGS INC | 72,678 | $131.0M | 0.01% | |
| 98 | —WEJO GROUP LIMITED | 118,175 | $129.0M | 0.01% | |
| 99 | —SITIO ROYALTIES CORP | 582,350 | $99.0M | 0.01% | |
| 100 | —KINTARA THERAPEUTICS INC | 594,813 | $64.0M | 0.00% |
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