MAI Capital Management Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$5.2T
Holdings
800
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (800 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVViShares S&P 500 Index | 873,656 | $376.4B | 7.25% | |
| 2 | MSFTMicrosoft Corporation | 760,315 | $214.3B | 4.13% | Put |
| 3 | SPYSPDR S&P 500 ETF | 441,309 | $189.4B | 3.65% | |
| 4 | AAPLApple Inc | 1,165,717 | $164.9B | 3.18% | Put |
| 5 | AMZNAmazon.com | 40,380 | $132.7B | 2.55% | Put |
| 6 | METAFacebook | 306,642 | $104.1B | 2.00% | Call |
| 7 | HDHome Depot, Inc. | 300,457 | $98.6B | 1.90% | |
| 8 | —Alphabet Inc Class C | 35,423 | $94.4B | 1.82% | |
| 9 | MDYSPDR S&P Mid Cap 400 ETF | 192,201 | $92.4B | 1.78% | |
| 10 | IJHiShares S&P Mid Cap Index | 327,566 | $86.2B | 1.66% | |
| 11 | VVisa Inc Cl A | 349,926 | $77.9B | 1.50% | |
| 12 | —Alphabet Inc Class A | 28,526 | $76.3B | 1.47% | |
| 13 | AQLTiShares Core MSCI EAFE | 961,640 | $71.4B | 1.37% | |
| 14 | IJRiShares S&P Small Cap Index | 639,979 | $69.9B | 1.35% | |
| 15 | VTIVanguard Tot Stock Mrkt ETF | 304,172 | $67.5B | 1.30% | |
| 16 | IWMiShares Russell 2000 Index | 301,497 | $66.0B | 1.27% | |
| 17 | IVEiShares S&P Barra Value Index | 422,693 | $61.5B | 1.18% | |
| 18 | —Epam Systems Inc | 102,027 | $58.2B | 1.12% | |
| 19 | JPMJPMorgan Chase & Co. | 352,236 | $57.7B | 1.11% | |
| 20 | IEMGiShares Core MSCI Emerging Mkt | 920,854 | $56.9B | 1.09% | |
| 21 | NDQInvesco QQQ Trust | 155,558 | $55.7B | 1.07% | Put |
| 22 | IWFiShares Russell 1000 Growth In | 195,079 | $53.5B | 1.03% | |
| 23 | JNJJohnson & Johnson | 301,372 | $48.7B | 0.94% | |
| 24 | IJKiShares S&P Mid Cap 400 Growth | 613,202 | $48.6B | 0.93% | |
| 25 | PYPLPayPal Holdings, Inc | 180,714 | $47.0B | 0.91% | |
| 26 | ADBEAdobe Inc | 81,662 | $47.0B | 0.91% | Put |
| 27 | SHWSherwin Williams Company | 165,249 | $46.2B | 0.89% | |
| 28 | IVWiShares S&P 500 Growth | 564,268 | $41.7B | 0.80% | |
| 29 | VIGVanguard Dividend Appreciation | 266,874 | $41.0B | 0.79% | |
| 30 | QCOMQualcomm Incorporated | 303,816 | $39.2B | 0.75% | Put |
| 31 | ABTAbbott Laboratories | 325,431 | $38.4B | 0.74% | |
| 32 | UNHUnitedHealth Group Inc | 96,528 | $37.7B | 0.73% | Put |
| 33 | VEAVanguard FTSE Developed Mkts E | 714,359 | $36.1B | 0.69% | |
| 34 | DISDisney, Walt Co. | 205,628 | $34.8B | 0.67% | Put |
| 35 | LMTLockheed Martin | 96,967 | $33.5B | 0.64% | |
| 36 | SDYSPDR S&P Dividend ETF | 282,739 | $33.2B | 0.64% | |
| 37 | IWNiShares Russell 2000 Value Ind | 201,611 | $32.3B | 0.62% | |
| 38 | CMCSAComcast Corp. Cl A | 573,661 | $32.1B | 0.62% | |
| 39 | PEPPepsiCo, Inc. | 208,293 | $31.3B | 0.60% | |
| 40 | BABoeing Company | 140,304 | $30.9B | 0.59% | Call |
| 41 | HONHoneywell International, Inc. | 144,730 | $30.7B | 0.59% | |
| 42 | CSCOCisco Systems | 564,316 | $30.7B | 0.59% | |
| 43 | IJJiShares S&P Mid Cap 400 Value | 292,219 | $30.1B | 0.58% | |
| 44 | VWOVanguard FTSE Emerging Mkts ET | 595,516 | $29.8B | 0.57% | |
| 45 | ACNAccenture PLC Cl A | 91,399 | $29.2B | 0.56% | Put |
| 46 | IWDiShares Russell 1000 Value Ind | 185,347 | $29.0B | 0.56% | |
| 47 | TSMTaiwan Semiconductor Manufactu | 253,148 | $28.3B | 0.54% | |
| 48 | COSTCostco Wholesale Corp | 62,271 | $28.0B | 0.54% | Put |
| 49 | BACVerizon Communications | 489,023 | $26.4B | 0.51% | |
| 50 | NEENextEra Energy | 333,755 | $26.2B | 0.50% | |
| 51 | BACBank of America Corp | 599,374 | $25.4B | 0.49% | Call |
| 52 | ATVIEURActivision Blizzard Inc | 326,950 | $25.3B | 0.49% | Call |
| 53 | LLYLilly, Eli Co | 107,909 | $24.9B | 0.48% | |
| 54 | SYKStryker Corp. | 93,854 | $24.8B | 0.48% | |
| 55 | ABBVAbbVie Inc. | 229,196 | $24.7B | 0.48% | |
| 56 | MAMastercard | 70,572 | $24.5B | 0.47% | |
| 57 | RTXRaytheon Technologies Corp | 279,331 | $24.0B | 0.46% | |
| 58 | ROKURoku Inc | 76,458 | $24.0B | 0.46% | |
| 59 | AMATApplied Materials | 185,340 | $23.9B | 0.46% | Call |
| 60 | MCDMcDonalds Corp | 97,476 | $23.5B | 0.45% | |
| 61 | BRK/BBerkshire Hathaway Class B | 84,945 | $23.2B | 0.45% | |
| 62 | CVSCVS Health Corp. | 271,244 | $23.0B | 0.44% | |
| 63 | AVGOBroadcom Inc | 47,277 | $22.9B | 0.44% | Put |
| 64 | EFAiShares MSCI EAFE Index | 287,816 | $22.5B | 0.43% | |
| 65 | ETNEaton Corporation | 149,371 | $22.3B | 0.43% | |
| 66 | PANWPalo Alto Networks Inc. | 45,935 | $22.0B | 0.42% | |
| 67 | PGProcter & Gamble | 155,088 | $21.7B | 0.42% | |
| 68 | AMTAmerican Tower | 78,909 | $20.9B | 0.40% | |
| 69 | SBUXStarbucks Corp | 189,758 | $20.9B | 0.40% | |
| 70 | OTISOtis Worldwide Corp | 247,976 | $20.4B | 0.39% | |
| 71 | SCHXSchwab US Large Cap ETF | 192,816 | $20.1B | 0.39% | |
| 72 | —Global X US Infrastructure Dev | 788,497 | $20.0B | 0.39% | |
| 73 | NVDANvidia Corp. | 94,605 | $19.6B | 0.38% | Put |
| 74 | BSXBoston Scientific Corp | 450,276 | $19.5B | 0.38% | |
| 75 | ADSKAutodesk | 65,812 | $18.8B | 0.36% | |
| 76 | CBChubb Ltd | 107,537 | $18.7B | 0.36% | |
| 77 | CHTRCharter Communications Inc | 25,440 | $18.5B | 0.36% | |
| 78 | NKENike Inc. | 124,820 | $18.1B | 0.35% | Put |
| 79 | IWOiShares Russell 2000 Growth In | 60,894 | $17.9B | 0.34% | |
| 80 | DEODiageo PLC ADR | 90,699 | $17.5B | 0.34% | |
| 81 | MDTMedtronic Plc | 134,268 | $16.8B | 0.32% | |
| 82 | DPZDomino's Pizza Inc | 34,145 | $16.3B | 0.31% | |
| 83 | TXNTexas Instruments | 83,588 | $16.1B | 0.31% | |
| 84 | AMGNAmgen Inc | 73,503 | $15.6B | 0.30% | |
| 85 | IWRiShares Russell Mid Cap Index | 198,199 | $15.5B | 0.30% | |
| 86 | DYHTarget | 67,056 | $15.3B | 0.30% | |
| 87 | MTCHMatch Group Inc NEW | 92,713 | $14.6B | 0.28% | |
| 88 | MDLZMondelez Intl Inc Com | 249,081 | $14.5B | 0.28% | |
| 89 | APDAir Products & Chemicals Inc | 55,373 | $14.2B | 0.27% | |
| 90 | SCZiShares MSCI EAFE Small Cap In | 188,347 | $14.0B | 0.27% | |
| 91 | TA T & T Corp New | 515,828 | $13.9B | 0.27% | |
| 92 | LOWLowe's Cos. | 65,637 | $13.3B | 0.26% | |
| 93 | VGTVanguard Information Technolog | 32,765 | $13.1B | 0.25% | |
| 94 | FWONALiberty Media Corp Delaware C | 249,093 | $12.8B | 0.25% | |
| 95 | BMYBristol-Myers Squibb | 213,013 | $12.6B | 0.24% | |
| 96 | TRVCCitigroup | 161,659 | $11.3B | 0.22% | |
| 97 | WMTWalmart Inc | 81,027 | $11.3B | 0.22% | |
| 98 | UNPUnion Pacific Corp | 57,143 | $11.2B | 0.22% | |
| 99 | —RBC SPX 10-15-21 20 buff | 8,865,000 | $11.1B | 0.21% | |
| 100 | ORealty Income Corp. | 171,507 | $11.1B | 0.21% |
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