MAI Capital Management Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$5.2T
Holdings
800
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (800 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | BKNGBooking Holdings Inc | 4,569 | $10.8B | 0.21% | |
| 102 | MRKMerck & Co | 139,856 | $10.5B | 0.20% | |
| 103 | GSLCGS Activebeta Large Cap ETF | 122,114 | $10.5B | 0.20% | |
| 104 | RSPHInvesco S&P 500 Healthcare | 34,261 | $10.2B | 0.20% | |
| 105 | —JPM MXEF due 12-20-23 15 buff | 10,970,000 | $10.1B | 0.19% | |
| 106 | VTWGVanguard Russell 1000 ETF | 50,419 | $10.1B | 0.19% | |
| 107 | WQTMWisdomtree Midcap Dividend | 240,680 | $10.0B | 0.19% | |
| 108 | EEMiShares MSCI Emerg Mkts Indx F | 197,612 | $10.0B | 0.19% | |
| 109 | —GS SPX 8-11-22 20 buff | 8,340,000 | $9.6B | 0.18% | |
| 110 | —BNS MID 10-15-21 20 buff | 7,615,000 | $9.5B | 0.18% | |
| 111 | ORCLOracle Corp | 102,700 | $8.9B | 0.17% | |
| 112 | PFEPfizer Inc | 205,364 | $8.8B | 0.17% | |
| 113 | TYLTyler Technologies Inc | 18,039 | $8.3B | 0.16% | Put |
| 114 | EPDEnterprise Products Ptnrs | 371,380 | $8.0B | 0.15% | |
| 115 | IWBiShares Russell 1000 | 33,169 | $8.0B | 0.15% | |
| 116 | DHRDanaher Corp. | 25,832 | $7.9B | 0.15% | |
| 117 | FDDFirst Trust Capital Strength E | 104,550 | $7.8B | 0.15% | |
| 118 | —Farfetch Ltd Class A | 208,297 | $7.8B | 0.15% | |
| 119 | TSLATesla Inc. | 9,999 | $7.8B | 0.15% | Put |
| 120 | ERIEErie Indemnity Co | 43,035 | $7.7B | 0.15% | |
| 121 | SCHMSchwab US Mid-Cap ETF | 94,183 | $7.2B | 0.14% | |
| 122 | UPSUnited Parcel Service Inc. | 39,260 | $7.1B | 0.14% | |
| 123 | CVXChevron Corporation | 68,644 | $7.0B | 0.13% | |
| 124 | IJTiShares S&P Small Cap 600 Grow | 53,262 | $6.9B | 0.13% | |
| 125 | SCHVSchwab US Large Cap Value | 102,293 | $6.9B | 0.13% | |
| 126 | IJSiShares S&P Small Cap 600 Valu | 67,504 | $6.8B | 0.13% | |
| 127 | KOCoca-Cola Co. | 128,205 | $6.7B | 0.13% | |
| 128 | INTCIntel Corp | 124,792 | $6.6B | 0.13% | |
| 129 | —iShares MSCI US Momentum Fctr | 37,714 | $6.6B | 0.13% | |
| 130 | SCHASchwab US Small-Cap ETF | 63,067 | $6.3B | 0.12% | |
| 131 | —RBC SPX 2-24-23 15 buff | 5,500,000 | $6.3B | 0.12% | |
| 132 | SCHGSchwab US Large Cap Growth | 41,028 | $6.1B | 0.12% | |
| 133 | —BNS MXEF 10-15-21 20 buff | 4,955,000 | $6.1B | 0.12% | |
| 134 | NOWServiceNow Inc | 9,622 | $6.0B | 0.12% | |
| 135 | DLSWisdomTree Int'l Small Cap Div | 78,764 | $5.8B | 0.11% | |
| 136 | AMDAdvanced Micro Devices Inc. | 56,569 | $5.8B | 0.11% | |
| 137 | VMCVulcan Materials | 34,364 | $5.8B | 0.11% | |
| 138 | NFLXNetflix Inc. | 9,503 | $5.8B | 0.11% | |
| 139 | AMJEURJPMorgan Alerian MLP Index | 310,537 | $5.6B | 0.11% | |
| 140 | FRELFidelity MSCI Real Estate ETF | 184,678 | $5.6B | 0.11% | |
| 141 | EWKiShares MSCI USA Min Volatilit | 75,851 | $5.6B | 0.11% | |
| 142 | AXPAmerican Express | 33,069 | $5.5B | 0.11% | |
| 143 | XLNXEURXilinx Inc | 35,561 | $5.4B | 0.10% | |
| 144 | BRK-BBerkshire Htwy Cla100 Shs 1 Wh | 1,300 | $5.3B | 0.10% | |
| 145 | VOOVanguard Index Fds S&P 500 | 12,304 | $4.9B | 0.09% | |
| 146 | AQLTiShares Select Dividend ETF | 41,292 | $4.7B | 0.09% | |
| 147 | —RBC RTY 10-15-21 20 buff | 3,730,000 | $4.7B | 0.09% | |
| 148 | WEPMagellan Midstream Ptnrs LP | 102,216 | $4.7B | 0.09% | |
| 149 | —UBS E-TRACS Alerian MLP Infras | 296,372 | $4.6B | 0.09% | |
| 150 | —iShares MSCI USA Quality Facto | 33,828 | $4.5B | 0.09% | |
| 151 | CDNSCadence Design Systems | 29,090 | $4.4B | 0.08% | Put |
| 152 | IWPiShares Russell Mid Cap Growth | 38,810 | $4.3B | 0.08% | |
| 153 | IBMInt'l Business Machines Corp. | 31,277 | $4.3B | 0.08% | |
| 154 | BLKCHFBlackrock Inc | 5,102 | $4.3B | 0.08% | |
| 155 | —MS MXEA 10-15-21 20 buff | 3,270,000 | $4.2B | 0.08% | |
| 156 | ITOTIShares Core S&P Total US Stoc | 41,887 | $4.1B | 0.08% | |
| 157 | DEDeere & Co | 12,241 | $4.1B | 0.08% | |
| 158 | BXBlackstone Group Inc | 34,594 | $4.0B | 0.08% | |
| 159 | BABAAlibaba Group Holding Limited | 26,760 | $4.0B | 0.08% | |
| 160 | VGKVanguard Europe ETF | 60,048 | $3.9B | 0.08% | |
| 161 | XLKSPDR Technology Index | 26,166 | $3.9B | 0.08% | |
| 162 | IWSiShares Russell Mid Cap Value | 33,922 | $3.8B | 0.07% | |
| 163 | XOMExxon Mobil Corp | 64,336 | $3.8B | 0.07% | |
| 164 | SCHFSchwab International Equity | 95,639 | $3.7B | 0.07% | |
| 165 | METMetlife Inc. | 59,062 | $3.6B | 0.07% | |
| 166 | —C MXEA 2-23-23 15 buff | 3,255,000 | $3.6B | 0.07% | |
| 167 | NSRGYNestle SA ADR | 29,505 | $3.5B | 0.07% | |
| 168 | BDXBecton Dickinson & Company | 14,019 | $3.4B | 0.07% | |
| 169 | CRMSalesforce.com | 12,615 | $3.4B | 0.07% | |
| 170 | KMIKinder Morgan, Inc. | 198,603 | $3.3B | 0.06% | |
| 171 | DBEFDeutsche X Tracks MSCI EAFE | 86,828 | $3.3B | 0.06% | |
| 172 | —Adamas Pharmaceuticals Inc | 667,546 | $3.3B | 0.06% | |
| 173 | KMBKimberly-Clark | 24,595 | $3.3B | 0.06% | |
| 174 | —C SPX 2-7-22 20 buff | 2,715,000 | $3.2B | 0.06% | |
| 175 | ETEnergy Transfer LP | 331,494 | $3.2B | 0.06% | |
| 176 | WFCWells Fargo & Company | 68,291 | $3.2B | 0.06% | |
| 177 | ADMArcher Daniels Midland Co. | 52,243 | $3.1B | 0.06% | |
| 178 | FVDFirst Tr Value Line Dividend I | 79,826 | $3.1B | 0.06% | |
| 179 | GSGoldman Sachs Group, Inc. | 8,244 | $3.1B | 0.06% | |
| 180 | MMM3M Company | 17,573 | $3.1B | 0.06% | |
| 181 | TIGOMillicom International Cellula | 85,021 | $3.1B | 0.06% | |
| 182 | INTUIntuit | 5,441 | $2.9B | 0.06% | |
| 183 | SHOPShopify Inc | 2,137 | $2.9B | 0.06% | |
| 184 | —Dimensional US Core Equity 2 E | 108,645 | $2.9B | 0.06% | |
| 185 | SCHESchwab Emerging Mkts ETF | 94,649 | $2.9B | 0.06% | |
| 186 | CCICrown Castle International Cor | 16,530 | $2.9B | 0.06% | |
| 187 | VEUVanguard FTSE All-World Ex-US | 45,412 | $2.8B | 0.05% | |
| 188 | —GS SPX due 12-20-23 15 Buff | 2,760,000 | $2.8B | 0.05% | |
| 189 | XLFSPDR Financial Index | 73,632 | $2.8B | 0.05% | |
| 190 | DOCUDocuSign Inc. | 10,710 | $2.8B | 0.05% | |
| 191 | TROWT. Rowe Price Associates Inc | 14,002 | $2.8B | 0.05% | |
| 192 | CBOECBO Global Mkts Inc | 22,081 | $2.7B | 0.05% | |
| 193 | LVMUYLVMH ADR | 18,951 | $2.7B | 0.05% | |
| 194 | RMEResMed Inc | 10,272 | $2.7B | 0.05% | |
| 195 | XIFRNextera Energy Partners Lp | 35,203 | $2.7B | 0.05% | |
| 196 | —JPM MXEF 6-8-22 20 buff | 2,225,000 | $2.7B | 0.05% | |
| 197 | VUGVanguard Growth ETF | 8,983 | $2.6B | 0.05% | |
| 198 | CRLCharles River Laboratories Int | 6,261 | $2.6B | 0.05% | |
| 199 | AAXJiShares Tr MSCI AC Asia Ex Jap | 30,308 | $2.6B | 0.05% | |
| 200 | ROPRoper Industries | 5,672 | $2.5B | 0.05% |