K2 PRINCIPAL FUND, L.P. Q4 2025 Filing

Filed February 13, 2026

Portfolio Value

$1.2B

Holdings

385

Report Date

Q4 2025

Filing Type

13F-HR

All Holdings (385 positions)

#StockSharesValue% PortfolioType
1
GQ9SPDR GOLD TR
107,200$42.5M3.42%Call
2
LITE 0.5 06/15/28LUMENTUM HLDGS INC
14,000$39.8M3.20%
3
SPYSPDR SP 500 ETF TR
58,200$39.7M3.20%Call
4
SPHR 3.5 12/01/28SPHERE ENTERTAINMENT CO
8,500$23.4M1.89%
5
AAUC 8.75 09/07/28ALLIED GOLD CORP
15,650$23.3M1.88%
6
PARPAR TECHNOLOGY CORP
603,580$21.9M1.76%Put
7
GDXVANECK ETF TRUST
235,000$20.2M1.62%Put
8
FCXFREEPORT-MCMORAN INC
385,800$19.6M1.58%Put
9
APLD 2.75 06/01/30APPLIED DIGITAL CORP
7,000$18.8M1.52%
10
SLVISHARES SILVER TR
275,200$17.7M1.43%Put
11
AGCN 0.125 01/15/31FIRST MAJESTIC
14,500$16.1M1.30%
12
PTON 0 02/15/26PELOTON INTERACTIVE INC
15,679$15.6M1.25%
13
ASTS 2.375 10/15/32AST SPACEMOBILE INC
11,500$15.2M1.22%
14
BMTABRITISH AMERN TOB PLC
265,735$15.0M1.21%Call
1516,750$15.0M1.21%
16
VAC 0 01/15/26MARRIOTT VACATIONS WORLDWIDE
15,000$15.0M1.21%
17
TRIP 0.25 04/01/26TRIPADVISOR INC
14,000$13.8M1.11%
18
JBLU 0.5 04/01/26JETBLUE AIRWAYS CORP
13,824$13.6M1.10%
19
SPCE 2.5 02/01/27VIRGIN GALACTIC
16,500$13.5M1.09%
20
GMEGAMESTOP CORP NEW
651,500$13.1M1.05%Put
21
SEI 0.25 10/01/31SOLARIS ENERGY INFRAS INC
12,000$13.0M1.05%
22
MSTR 0 12/01/29STRATEGY INC
15,000$12.4M1.00%
23
NDQINVESCO QQQ TR
20,000$12.3M0.99%Put
24
PAR 1.5 10/15/27PAR TECHNOLOGY CORP
12,500$12.2M0.99%
25
CENX 2.75 05/01/28CENTURY ALUM CO
5,750$12.1M0.98%
26
GME 0 04/01/30GAMESTOP CORP
12,000$11.9M0.96%
27
GDXJVANECK ETF TRUST
104,000$11.8M0.95%Put
2812,500$11.6M0.94%
2910,000$11.3M0.91%
30
HOTUCN 6 12/31/26AMER HOTEL INC PROP REIT
11,779$11.1M0.90%
31
AAOI 2.75 01/15/30APPLIED OPTOELECTRONICS INC
9,000$10.4M0.84%
32
UBER 0.875 12/01/28 2028UBER TECHNOLOGIES INC
8,000$10.4M0.84%
33
MARA 0 03/01/30MARA HOLDINGS INC
12,500$9.9M0.80%
34
XIFR 2.5 06/15/26NEXTERA ENGY PTR
10,000$9.9M0.80%
3510,000$9.8M0.79%
36
UPST 0.25 08/15/26UPSTART HLDGS INC
10,000$9.6M0.77%
37
VZLACN 5 01/15/31VIZSLA SILVER CORP
7,210$9.5M0.76%
38
COIN 0.25 04/01/30COINBASE GLOBAL INC
9,000$9.2M0.74%
39
BBCN 3 02/15/29BLACKBERRY LTD
7,000$8.8M0.71%
4011,909$8.6M0.69%
41
WT 3.25 06/15/26WISDOMTREE INC
7,344$8.5M0.68%
42
SOLSSOLSTICE ADVANCED MATLS INC
169,810$8.2M0.66%Put
43
REAL 1 03/01/28THE REALREAL INC
8,500$8.0M0.65%
44
SEDG 2.25 07/01/29SOLAREDGE TECHNOLOGIES INC
6,750$7.9M0.63%
45
DBX 0 03/01/26DROPBOX INC
7,859$7.8M0.63%
46
IBITISHARES BITCOIN TRUST ETF
152,322$7.6M0.61%Put
47
MARA 0 06/01/31MARA HOLDINGS INC
9,000$7.5M0.61%
48
OPEN 0.25 08/15/26OPENDOOR TECHNOL
7,550$7.4M0.59%
49
LYV 3.125 01/15/29LIVE NATION ENTERTAINMENT IN
5,000$7.3M0.59%
50
PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR
7,473$7.2M0.58%
51
WT 3.25 08/15/29WISDOMTREE INC
6,000$7.2M0.58%
52
DBX 0 03/01/28DROPBOX INC
7,000$7.1M0.57%
53
RYAMRAYONIER ADVANCED MATLS INC
1,199,024$7.1M0.57%Call
54
GLXYLP 2.5 12/01/29GALAXY DIG HO LP
5,500$7.0M0.56%
55
MSTR 0 03/01/30MICROSTRATEGY
8,000$6.9M0.56%
566,000$6.8M0.55%
57
CORZ 0 06/15/31CORE SCIENTIFIC INC NEW
6,400$6.7M0.54%
58
METAMETA PLATFORMS INC
10,000$6.6M0.53%Put
59
AEIS 2.5 09/15/28ADVANCED ENERGY INDS
4,000$6.6M0.53%
60
TE 5.25 12/01/30T1 ENERGY INC
5,000$6.4M0.51%
61
OPENOPENDOOR TECHNOLOGIES INC
1,059,157$6.2M0.50%Put
62
ON 0 05/01/27ON SEMICONDUCTOR CORP
5,000$6.0M0.48%
63
BL 0 03/15/26BLACKLINE INC
6,000$5.9M0.48%
64
FRPT 3 04/01/28FRESHPET INC
5,000$5.9M0.47%
656,000$5.8M0.47%
66
XPOFXPONENTIAL FITNESS INC
694,974$5.7M0.46%
67
RUN 4 03/01/30SUNRUN INC
4,000$5.7M0.46%
68
MARA 1 12/01/26MARA HOLDINGS INC
6,000$5.6M0.45%
69
BKSY 8.25 08/01/33BLACKSKY TECHNOLOGY INC
5,000$5.3M0.43%
70
PLTRPALANTIR TECHNOLOGIES INC
30,000$5.3M0.43%Put
71
DCHAMERICAN AXLE MFG HLDGS IN
829,192$5.3M0.43%
72
CLSK 0 06/15/30CLEANSPARK INC
5,000$5.2M0.42%
73
SUNCSUNOCOCORP LLC
105,090$5.2M0.42%
74
MSTRSTRATEGY INC
4,000$5.1M0.41%
75
ENPH 0 03/01/26ENPHASE ENERGY INC
5,100$5.1M0.41%
76
IIPR 5.5 05/25/26 *IIP OP PRTNRSHP
5,082$5.0M0.41%
775,000$5.0M0.40%
78
FSLRFIRST SOLAR INC
18,750$4.9M0.39%
795,000$4.9M0.39%
80
MA-COM TECH
4,000$4.9M0.39%
81
SPCE 9.8 12/31/28 QIBVIRGIN GALACTIC
5,993$4.8M0.39%
82
SUNSUNOCO LP/SUNOCO FIN CORP
90,000$4.7M0.38%Put
83
LARCN 1.75 01/15/27LITHIUM ARGENTINA AG
5,095$4.6M0.37%
84
BTDR 5.25 12/01/29BITDEER TECHNO
4,000$4.5M0.37%
85
BBARRICK MNG CORP
101,145$4.4M0.35%
86
ABVXABIVAX SA
32,500$4.4M0.35%Call
87
ARRY 2.875 07/01/31ARRAY TECHNOLOGIES INC
3,000$4.4M0.35%
88
EDRCN 0.25 01/15/31 144AENDEAVOUR SILVER
4,000$4.3M0.35%
89
BIPBROOKFIELD INFRAST PARTNERS
124,900$4.3M0.35%
90
BRR 0 12/05/28PROCAP FINANCIAL INC
5,000$4.3M0.35%
91
IAUCN 8 02/22/27I-80 GOLD CORP
4,000$4.2M0.34%
92
NGDNEW GOLD INC CDA
481,563$4.2M0.34%
93
GOOGALPHABET INC
13,354$4.2M0.34%
94
EXAS 2 03/01/30EXACT SCIENCES CORP
3,000$4.2M0.33%
95
ELEELEMENTAL RTY CORP
177,356$4.1M0.33%
96
CCIICOHEN CIRCLE ACQUISIT CORP I
399,200$4.1M0.33%
97
GFRGREENFIRE RES LTD NEW
845,285$4.0M0.32%
98
PRO 2.25 09/15/27PROS HOLDINGS INC
4,000$4.0M0.32%
99
NLOPNET LEASE OFFICE PROPERTIES
154,500$4.0M0.32%
100
VOOVANGUARD INDEX FDS
6,300$4.0M0.32%Call
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