K2 PRINCIPAL FUND, L.P. Q4 2020 Filing
Filed February 12, 2021
Portfolio Value
$1.1T
Holdings
283
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (283 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | ZBHZIMMER BIOMET HOLDINGS INC | 5,500 | $847.0M | 0.07% | |
| 202 | —SOCIAL CAPITAL HEDOSOPHA HLD | 241,273 | $789.0M | 0.07% | Call |
| 203 | GRA1EURGRACE W R & CO DEL NEW | 14,100 | $773.0M | 0.07% | Call |
| 204 | —US ECOLOGY INC | 111,720 | $770.0M | 0.07% | Call |
| 205 | —BROOGE ENERGY LTD | 1,230,040 | $763.0M | 0.07% | Call |
| 206 | XLESELECT SECTOR SPDR TR | 20,000 | $758.0M | 0.07% | Put |
| 207 | —SOCIAL CAPITAL HEDOSOPHA HLD | 55,016 | $753.0M | 0.07% | |
| 208 | —LONGVIEW ACQUISITION CORP | 112,700 | $743.0M | 0.07% | Call |
| 209 | —FG NEW AMER ACQUISITION CORP | 421,300 | $611.0M | 0.05% | Call |
| 210 | —CONDOR HOSPITALITY TR INC | 151,257 | $596.0M | 0.05% | |
| 211 | —TRIDENT ACQUISITIONS CORP | 256,206 | $587.0M | 0.05% | Call |
| 212 | —LONGEVITY ACQUISITION CORP | 373,627 | $583.0M | 0.05% | Call |
| 213 | PTONPELOTON INTERACTIVE INC | 3,500 | $531.0M | 0.05% | Put |
| 214 | —PTK ACQUISITION CORP | 458,342 | $527.0M | 0.05% | Call |
| 215 | —SC HEALTH CORP | 388,250 | $524.0M | 0.05% | Call |
| 216 | —GREENVISION ACQUISITION CORP | 50,000 | $516.0M | 0.05% | |
| 217 | —PROPERTY SOLUTIONS ACQUISITI | 50,000 | $500.0M | 0.04% | |
| 218 | —PROPERTY SOLUTIONS ACQUISITI | 474,572 | $498.0M | 0.04% | Call |
| 219 | —GX ACQUISITION CORP | 171,165 | $493.0M | 0.04% | Call |
| 220 | —COLLECTORS UNIVERSE INC | 6,442 | $486.0M | 0.04% | |
| 221 | GPROGOPRO INC | 57,400 | $475.0M | 0.04% | Call |
| 222 | PCGPG&E CORP | 38,121 | $475.0M | 0.04% | |
| 223 | —THUNDER BRDG ACQUISTION II L | 124,933 | $462.0M | 0.04% | Call |
| 224 | MFAUSDMFA FINL INC | 117,334 | $456.0M | 0.04% | |
| 225 | —BARCLAYS BANK PLC | 26,750 | $449.0M | 0.04% | |
| 226 | RCREADY CAPITAL CORP | 35,532 | $442.0M | 0.04% | |
| 227 | —ROTH CH ACQUISITION I CO | 94,798 | $417.0M | 0.04% | Call |
| 228 | CBAYUSDCYMABAY THERAPEUTICS INC | 71,862 | $412.0M | 0.04% | |
| 229 | —FALCON CAPITAL ACQUISITN COR | 190,280 | $409.0M | 0.04% | Call |
| 230 | —ANDINA ACQUISITION CORP III | 506,450 | $403.0M | 0.04% | Call |
| 231 | SSRMSSR MNG INC | 20,000 | $402.0M | 0.04% | Call |
| 232 | AVYAUSDAVAYA HLDGS CORP | 20,000 | $383.0M | 0.03% | Call |
| 233 | DUSTUSDDIREXION SHS ETF TR | 18,200 | $362.0M | 0.03% | |
| 234 | —SCVX CORP | 212,427 | $361.0M | 0.03% | Call |
| 235 | MMSIMERIT MED SYS INC | 6,472 | $359.0M | 0.03% | |
| 236 | —DPCM CAP INC | 154,954 | $333.0M | 0.03% | Call |
| 237 | HPPHUDSON PAC PPTYS INC | 13,500 | $324.0M | 0.03% | Call |
| 238 | —NEXTGEN ACQUISITION CORP | 32,106 | $323.0M | 0.03% | |
| 239 | PBIPITNEY BOWES INC | 52,049 | $321.0M | 0.03% | |
| 240 | —FTAC OLYMPUS ACQUISITION COR | 166,666 | $317.0M | 0.03% | Call |
| 241 | AYXEURALTERYX INC | 2,500 | $304.0M | 0.03% | |
| 242 | —VIVOS THERAPEUTICS INC | 51,394 | $304.0M | 0.03% | |
| 243 | RKTROCKET COS INC | 15,000 | $303.0M | 0.03% | Call |
| 244 | —SC HEALTH CORP | 27,300 | $280.0M | 0.02% | |
| 245 | —NAVSIGHT HLDGS INC | 218,668 | $280.0M | 0.02% | Call |
| 246 | —HPX CORP | 261,783 | $280.0M | 0.02% | Call |
| 247 | —YUNHONG INTL | 26,991 | $268.0M | 0.02% | |
| 248 | ARKKARK ETF TR | 2,000 | $249.0M | 0.02% | Put |
| 249 | —CF FINANCE ACQUISITION CORP | 99,948 | $241.0M | 0.02% | Call |
| 250 | —YUNHONG INTL | 308,499 | $228.0M | 0.02% | Call |
| 251 | —BIOTELEMETRY INC | 3,054 | $220.0M | 0.02% | |
| 252 | GNFTYGENFIT S A | 44,818 | $215.0M | 0.02% | |
| 253 | GOGOGOGO INC | 20,000 | $193.0M | 0.02% | |
| 254 | —SOCIAL CAPITAL HEDOSOPHA HLD | 54,097 | $191.0M | 0.02% | Call |
| 255 | —RED LION HOTELS CORP | 52,964 | $183.0M | 0.02% | |
| 256 | —SEAPORT GLOBAL ACQUISITN COR | 177,300 | $180.0M | 0.02% | Call |
| 257 | —SOCIAL CAP HEDSPIA HLDG CO I | 10,300 | $173.0M | 0.02% | |
| 258 | —HORIZON ACQUISITION CORP | 113,469 | $165.0M | 0.01% | Call |
| 259 | —NORTHERN STAR ACQUISITION CO | 44,527 | $161.0M | 0.01% | Call |
| 260 | —AGBA ACQUISITION LTD | 15,124 | $159.0M | 0.01% | |
| 261 | —NEWBORN ACQUISITION CORP | 103,884 | $144.0M | 0.01% | Call |
| 262 | ALUBALUSSA ENERGY ACQUISITION CO | 116,373 | $143.0M | 0.01% | Call |
| 263 | —TURMERIC ACQUISITION CORP | 12,883 | $132.0M | 0.01% | |
| 264 | —LONGEVITY ACQUISITION CORP | 10,528 | $125.0M | 0.01% | |
| 265 | PHGEBIOMX INC | 152,106 | $122.0M | 0.01% | Call |
| 266 | —EQUITY DISTR ACQUISITION COR | 66,529 | $119.0M | 0.01% | Call |
| 267 | —ROMAN DBDR TECH ACQUISITION | 10,000 | $101.0M | 0.01% | |
| 268 | —CHARDAN HEALTHCR ACQSTN 2 CO | 91,084 | $90.0M | 0.01% | Call |
| 269 | BTCTMETEN EDTECHX ED GROUP LTD | 378,615 | $87.0M | 0.01% | Call |
| 270 | QEPQEP RESOURCES INC | 33,957 | $81.0M | 0.01% | |
| 271 | —MEDICENNA THERAPEUTICS CORP | 10,167 | $60.0M | 0.01% | |
| 272 | —ALBERTON ACQUISITION CORP | 64,634 | $48.0M | 0.00% | Call |
| 273 | —OSPREY TECHNLGY AQUISTION CO | 31,700 | $47.0M | 0.00% | Call |
| 274 | —GREENVISION ACQUISITION CORP | 63,161 | $46.0M | 0.00% | Call |
| 275 | —ALBERTON ACQUISITION CORP | 28,678 | $34.0M | 0.00% | Call |
| 276 | —STARBOARD VALUE ACQUISITN CO | 15,962 | $31.0M | 0.00% | Call |
| 277 | —MOUNTAIN CREST ACQUISITION C | 26,979 | $25.0M | 0.00% | Call |
| 278 | —LONGEVITY ACQUISITION CORP | 21,463 | $24.0M | 0.00% | Call |
| 279 | —CRESCENT ACQUISITION CORP | 14,100 | $21.0M | 0.00% | Call |
| 280 | —ANDINA ACQUISITION CORP III | 50,402 | $19.0M | 0.00% | Call |
| 281 | —NEXTGEN ACQUISITION CORP | 10,702 | $16.0M | 0.00% | Call |
| 282 | —GREENVISION ACQUISITION CORP | 21,724 | $10.0M | 0.00% | Call |
| 283 | BMY-RBRISTOL-MYERS SQUIBB CO | 60,300 | $0 | 0.00% |
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