K2 PRINCIPAL FUND, L.P. Q4 2020 Filing
Filed February 12, 2021
Portfolio Value
$1.1T
Holdings
283
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (283 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | RNGRINGCENTRAL INC | 234,400 | $88.8B | 7.79% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 200,000 | $74.8B | 6.55% | Put |
| 3 | PFSIPENNYMAC FINL SVCS INC NEW | 1,036,046 | $68.0B | 5.96% | Put |
| 4 | TLTISHARES TR | 236,700 | $37.3B | 3.27% | Put |
| 5 | PLNTPLANET FITNESS INC | 476,200 | $37.0B | 3.24% | Put |
| 6 | —CI FINL CORP | 1,967,717 | $24.4B | 2.14% | |
| 7 | GQ9SPDR GOLD TR | 100,000 | $17.8B | 1.56% | Put |
| 8 | WYWEYERHAEUSER CO MTN BE | 515,800 | $17.3B | 1.52% | Call |
| 9 | LVSLAS VEGAS SANDS CORP | 240,200 | $14.3B | 1.25% | Call |
| 10 | —BUNGE LIMITED | 209,227 | $13.7B | 1.20% | Call |
| 11 | —CHURCHILL CAPITAL CORP IV | 1,319,898 | $13.2B | 1.16% | |
| 12 | —VIVEON HEALTH ACQUISITION CO | 1,250,000 | $12.8B | 1.13% | |
| 13 | SMHVANECK VECTORS ETF TR | 57,500 | $12.6B | 1.10% | Put |
| 14 | PFPTPROOFPOINT INC | 90,600 | $12.4B | 1.08% | Call |
| 15 | XPOXPO LOGISTICS INC | 97,000 | $11.6B | 1.01% | Call |
| 16 | QCOMQUALCOMM INC | 75,000 | $11.4B | 1.00% | Call |
| 17 | —NATURAL ORDER ACQUISITION CO | 1,009,066 | $10.9B | 0.96% | |
| 18 | —GS ACQUISITION HLDGS CORP II | 987,985 | $10.8B | 0.94% | |
| 19 | —SILICON LABORATORIES INC | 7,651 | $10.6B | 0.93% | |
| 20 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 7,437 | $10.5B | 0.92% | |
| 21 | IMGIAMGOLD CORP | 2,245,100 | $10.5B | 0.92% | |
| 22 | —SEVEN OAKS ACQUISITION CORP | 992,252 | $10.3B | 0.90% | |
| 23 | —COLONY STARWOOD HOMES | 7,500 | $10.0B | 0.88% | |
| 24 | —CC NEUBERGER PRIN HLDGS II | 898,000 | $9.7B | 0.85% | |
| 25 | —CREE INC | 5,150 | $9.3B | 0.82% | |
| 26 | SSRMCN 2.5 04/01/39SSR MNG INC | 6,822 | $9.3B | 0.82% | |
| 27 | CWBSPDR SER TR | 108,200 | $9.0B | 0.79% | Put |
| 28 | —SYNAPTICS INC | 6,000 | $8.3B | 0.72% | |
| 29 | —GLOBIS ACQUISITION CORP | 800,000 | $8.2B | 0.72% | |
| 30 | LPXLOUISIANA PAC CORP | 205,800 | $7.7B | 0.67% | |
| 31 | HHC*HOWARD HUGHES CORP | 93,887 | $7.4B | 0.65% | Call |
| 32 | AVYA 2.25 06/15/23AVAYA HLDGS CORP | 6,950 | $7.3B | 0.64% | |
| 33 | —HEALTHCARE SERVICES ACQU COR | 700,000 | $7.2B | 0.63% | |
| 34 | —PRICELINE GRP INC | 6,000 | $7.0B | 0.61% | |
| 35 | —FOLEY TRASIMENE ACQUISTN COR | 621,867 | $7.0B | 0.61% | |
| 36 | —SOCIAL CAPITAL HEDOSOPHA HLD | 557,345 | $6.9B | 0.60% | |
| 37 | MGMMGM RESORTS INTERNATIONAL | 205,000 | $6.5B | 0.57% | Call |
| 38 | —FTAC OLYMPUS ACQUISITION COR | 626,413 | $6.5B | 0.57% | |
| 39 | BLDPBALLARD PWR SYS INC NEW | 275,000 | $6.4B | 0.56% | Put |
| 40 | —DPCM CAP INC | 614,862 | $6.4B | 0.56% | |
| 41 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 5,575 | $6.4B | 0.56% | |
| 42 | —TUSCAN HLDGS CORP II | 569,781 | $6.3B | 0.55% | |
| 43 | —AEROJET ROCKETDYNE HLDGS INC | 3,062 | $6.2B | 0.54% | |
| 44 | —FG NEW AMER ACQUISITION CORP | 582,770 | $6.2B | 0.54% | |
| 45 | —ZILLOW GROUP INC | 3,640 | $6.2B | 0.54% | |
| 46 | XLBSELECT SECTOR SPDR TR | 85,000 | $6.2B | 0.54% | Put |
| 47 | —GORES HLDGS V INC | 589,039 | $6.1B | 0.54% | |
| 48 | —VESPER HEALTHCARE ACQSTN COR | 521,621 | $5.9B | 0.52% | |
| 49 | NMRKNEWMARK GROUP INC | 789,497 | $5.8B | 0.50% | |
| 50 | —DYCOM INDS INC | 5,155 | $5.3B | 0.46% | |
| 51 | —ROMAN DBDR TECH ACQUISITION | 500,000 | $5.2B | 0.46% | |
| 52 | EEMISHARES TR | 100,000 | $5.2B | 0.45% | Call |
| 53 | —CF ACQUISITION CORP IV | 500,000 | $5.1B | 0.45% | |
| 54 | —MARRIOTT VACTINS WORLDWID CO | 4,522 | $5.1B | 0.45% | |
| 55 | BHCBAUSCH HEALTH COS INC | 245,000 | $5.1B | 0.45% | Call |
| 56 | —MALLARD ACQUISITION CORP | 481,820 | $5.1B | 0.45% | |
| 57 | SHAKSHAKE SHACK INC | 58,200 | $4.9B | 0.43% | Put |
| 58 | EWJISHARES INC | 70,000 | $4.7B | 0.41% | Put |
| 59 | CSVCARRIAGE SVCS INC | 146,934 | $4.6B | 0.40% | |
| 60 | —GOPRO INC | 4,000 | $4.6B | 0.40% | |
| 61 | LUV 1.25 05/01/25SOUTHWEST AIRLS CO | 3,000 | $4.4B | 0.38% | |
| 62 | VAREURVARIAN MED SYS INC | 24,770 | $4.3B | 0.38% | |
| 63 | —HORIZON ACQUISITION CORPORAT | 400,000 | $4.3B | 0.38% | |
| 64 | NWLNEWELL BRANDS INC | 200,000 | $4.2B | 0.37% | Call |
| 65 | WGO 1.5 04/01/25WINNEBAGO INDS INC | 3,500 | $4.2B | 0.37% | |
| 66 | —CHURCHILL CAPITAL CORP IV | 401,259 | $4.1B | 0.36% | |
| 67 | —LANDCADIA HOLDINGS III INC | 369,650 | $4.1B | 0.36% | |
| 68 | —PARSLEY ENERGY INC | 288,174 | $4.1B | 0.36% | |
| 69 | —CHP MERGER CORP | 397,184 | $4.1B | 0.36% | |
| 70 | —EIDOS THERAPEUTICS INC | 30,093 | $4.0B | 0.35% | |
| 71 | ZZILLOW GROUP INC | 30,504 | $4.0B | 0.35% | |
| 72 | —BMC STK HLDGS INC | 73,420 | $3.9B | 0.35% | |
| 73 | WTWWILLIS TOWERS WATSON PLC LTD | 18,677 | $3.9B | 0.34% | |
| 74 | GCMGWGCM GROSVENOR INC | 2,162,099 | $3.9B | 0.34% | Call |
| 75 | —SEACOR HOLDINGS INC | 3,875 | $3.9B | 0.34% | |
| 76 | MXMAGNACHIP SEMICONDUCTOR CORP | 285,400 | $3.9B | 0.34% | Call |
| 77 | —LF CAP ACQUISITION CORP | 1,925,022 | $3.7B | 0.33% | Call |
| 78 | —CRESCENT ACQUISITION CORP | 352,534 | $3.7B | 0.32% | |
| 79 | EFAISHARES TR | 50,000 | $3.6B | 0.32% | Call |
| 80 | —FORTUNA SILVER MINES INC | 2,079 | $3.6B | 0.32% | |
| 81 | NXPINXP SEMICONDUCTORS N V | 22,500 | $3.6B | 0.31% | Call |
| 82 | TXNMPNM RES INC | 69,676 | $3.4B | 0.30% | |
| 83 | —FIRST MAJESTIC SILVER CORP | 2,280 | $3.4B | 0.29% | |
| 84 | MTNVAIL RESORTS INC | 12,000 | $3.3B | 0.29% | Put |
| 85 | —ATLAS AIR WORLDWIDE HLDGS IN | 3,151 | $3.3B | 0.29% | |
| 86 | —WPX ENERGY INC | 392,778 | $3.2B | 0.28% | |
| 87 | —7GC & CO HOLDINGS INC | 300,000 | $3.2B | 0.28% | |
| 88 | —FRONT YD RESIDENTIAL CORP | 194,627 | $3.2B | 0.28% | |
| 89 | FROGJFROG LTD | 50,000 | $3.1B | 0.28% | Call |
| 90 | —CORNER GROWTH ACQUISITION CO | 300,000 | $3.1B | 0.27% | |
| 91 | —ROTH CH ACQUISITION II CO | 300,000 | $3.1B | 0.27% | |
| 92 | STXSEAGATE TECHNOLOGY PLC | 50,000 | $3.1B | 0.27% | Call |
| 93 | —ALTITUDE ACQUISITION CORP | 299,950 | $3.1B | 0.27% | |
| 94 | —SENIOR CONNECT ACQUISITN COR | 300,000 | $3.1B | 0.27% | |
| 95 | TACTRANSALTA CORP | 316,600 | $3.1B | 0.27% | |
| 96 | —PLURALSIGHT INC | 3,083 | $3.0B | 0.27% | |
| 97 | —CHARDAN HEALTHCR ACQSTN 2 CO | 285,599 | $3.0B | 0.27% | |
| 98 | —HORIZON ACQUISITION CORP | 283,503 | $3.0B | 0.26% | |
| 99 | —SEACOR HOLDINGS INC | 2,960 | $2.9B | 0.26% | |
| 100 | 2JEFOCUS FINL PARTNERS INC | 67,500 | $2.9B | 0.26% | Put |
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