K2 PRINCIPAL FUND, L.P. Q4 2019 Filing
Filed February 13, 2020
Portfolio Value
$1.2T
Holdings
274
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (274 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SMHVANECK VECTORS ETF TRUST | 299,400 | $42.3B | 3.66% | Put |
| 2 | IGVISHARES TR | 181,000 | $42.2B | 3.65% | Put |
| 3 | LQDISHARES TR | 310,800 | $39.8B | 3.44% | Put |
| 4 | MSFTMICROSOFT CORP | 239,750 | $37.8B | 3.27% | Put |
| 5 | GQ9SPDR GOLD TRUST | 214,000 | $30.6B | 2.65% | Put |
| 6 | MMM3M CO | 169,558 | $29.9B | 2.59% | Call |
| 7 | VVISA INC | 135,942 | $25.5B | 2.21% | Put |
| 8 | MCDMCDONALDS CORP | 124,128 | $24.5B | 2.12% | Put |
| 9 | NVDANVIDIA CORP | 84,000 | $19.8B | 1.71% | Put |
| 10 | AGGISHARES TR | 150,000 | $16.9B | 1.46% | Put |
| 11 | WYWEYERHAEUSER CO | 545,000 | $16.5B | 1.42% | Call |
| 12 | GOOGLALPHABET INC | 11,848 | $15.9B | 1.37% | |
| 13 | PFPTPROOFPOINT INC | 135,500 | $15.6B | 1.35% | Call |
| 14 | QCOMQUALCOMM INC | 160,000 | $14.1B | 1.22% | Call |
| 15 | —BUNGE LIMITED | 236,000 | $13.6B | 1.18% | Call |
| 16 | HYGISHARES TR | 150,000 | $13.2B | 1.14% | Put |
| 17 | AWMSKYWORKS SOLUTIONS INC | 101,100 | $12.2B | 1.06% | Put |
| 18 | —MEDICINES CO | 7,000 | $12.2B | 1.05% | |
| 19 | —MOSAIC ACQUISITION CORP | 1,135,849 | $11.7B | 1.01% | |
| 20 | UFSDOMTAR CORP | 304,200 | $11.6B | 1.01% | Put |
| 21 | XLNXEURXILINX INC | 116,900 | $11.4B | 0.99% | Call |
| 22 | —PURE ACQUISITION CORP | 1,077,250 | $11.2B | 0.97% | |
| 23 | —PATTERN ENERGY GROUP INC | 11,025 | $11.1B | 0.96% | |
| 24 | AYXEURALTERYX INC | 105,000 | $10.5B | 0.91% | Call |
| 25 | —COLONY STARWOOD HOMES | 7,500 | $10.1B | 0.87% | |
| 26 | MXMAGNACHIP SEMICONDUCTOR CORP | 858,690 | $10.0B | 0.86% | Call |
| 27 | —FAR PT ACQUISITION CORP | 916,597 | $9.9B | 0.86% | |
| 28 | —CF FIN ACQUISITION CORP | 895,233 | $9.7B | 0.84% | |
| 29 | MDBMONGODB INC | 70,000 | $9.2B | 0.80% | Put |
| 30 | —BLACKBERRY LTD | 8,763 | $8.9B | 0.77% | |
| 31 | —TUSCAN HOLDINGS CORP | 799,777 | $8.4B | 0.73% | |
| 32 | XLISELECT SECTOR SPDR TR | 100,000 | $8.1B | 0.70% | Put |
| 33 | —APEX TECHNOLOGY ACQUISITN CO | 775,010 | $8.1B | 0.70% | |
| 34 | —FINTECH ACQUISITION CORP III | 750,000 | $8.1B | 0.70% | |
| 35 | 0VVBVIACOMCBS INC | 189,400 | $7.9B | 0.69% | Call |
| 36 | —CYPRESS SEMICONDUCTOR CORP | 4,490 | $7.8B | 0.67% | |
| 37 | WBC1EURWABCO HLDGS INC | 56,417 | $7.6B | 0.66% | |
| 38 | —DOCUSIGN INC | 6,000 | $7.5B | 0.65% | |
| 39 | —INSURANCE ACQUISITION CORP | 700,000 | $7.4B | 0.64% | |
| 40 | —CISION LTD | 738,631 | $7.4B | 0.64% | |
| 41 | CRMSALESFORCE COM INC | 45,000 | $7.3B | 0.63% | Put |
| 42 | —WRIGHT MED GROUP N V | 5,000 | $7.3B | 0.63% | |
| 43 | —COLLIER CREEK HOLDINGS | 678,188 | $7.2B | 0.62% | |
| 44 | —WORKDAY INC | 5,485 | $7.0B | 0.61% | |
| 45 | —TWITTER INC | 7,000 | $6.8B | 0.59% | |
| 46 | —DEXCOM INC | 3,000 | $6.7B | 0.58% | |
| 47 | —SILICON LABORATORIES INC | 5,000 | $6.7B | 0.58% | |
| 48 | —GX ACQUISITION CORP | 637,994 | $6.6B | 0.57% | |
| 49 | BF/ABROWN FORMAN CORP | 102,848 | $6.5B | 0.56% | |
| 50 | —GRAF INDL CORP | 631,716 | $6.4B | 0.56% | |
| 51 | —ALLERGAN PLC | 32,500 | $6.2B | 0.54% | |
| 52 | AMDADVANCED MICRO DEVICES INC | 135,000 | $6.2B | 0.54% | Put |
| 53 | AVYA 2.25 06/15/23AVAYA HLDGS CORP | 6,950 | $6.2B | 0.53% | |
| 54 | —CHP MERGER CORP | 600,000 | $6.1B | 0.53% | |
| 55 | —OPES ACQUISITION CORP | 575,000 | $6.0B | 0.52% | |
| 56 | —HAYMAKER ACQUISITION CORP II | 575,000 | $6.0B | 0.52% | |
| 57 | —SRC ENERGY INC | 1,452,867 | $6.0B | 0.52% | |
| 58 | —STABLE RD ACQUISITION CORP | 551,240 | $5.7B | 0.49% | |
| 59 | CUKCARNIVAL PLC | 115,000 | $5.5B | 0.48% | |
| 60 | BPYPNBROOKFIELD PROPERTY REIT INC | 300,000 | $5.5B | 0.48% | |
| 61 | —SCORPIO TANKERS INC | 4,500 | $5.5B | 0.48% | |
| 62 | —AEROJET ROCKETDYNE HLDGS INC | 3,000 | $5.4B | 0.47% | |
| 63 | ZAYOEURZAYO GROUP HLDGS INC | 151,855 | $5.3B | 0.46% | |
| 64 | —NUVASIVE INC | 3,939 | $5.3B | 0.45% | |
| 65 | —AMCI ACQUISITION CORP | 500,000 | $5.2B | 0.45% | |
| 66 | —SC HEALTH CORP | 500,000 | $5.2B | 0.45% | |
| 67 | NFLXNETFLIX INC | 16,000 | $5.2B | 0.45% | Put |
| 68 | WAIREURWESCO AIRCRAFT HLDGS INC | 465,444 | $5.1B | 0.44% | |
| 69 | —FINSERV ACQUISITION CORP | 500,000 | $5.1B | 0.44% | |
| 70 | LBRDALIBERTY BROADBAND CORP | 40,910 | $5.1B | 0.44% | |
| 71 | —OSPREY TECHNLGY AQUISTION CO | 500,000 | $5.1B | 0.44% | |
| 72 | —GORES HOLDINGS III INC | 490,780 | $5.1B | 0.44% | |
| 73 | —TUSCAN HLDGS CORP II | 486,458 | $4.9B | 0.42% | |
| 74 | HDHOME DEPOT INC | 22,049 | $4.8B | 0.42% | Call |
| 75 | DISCKUSDDISCOVERY INC | 148,903 | $4.5B | 0.39% | |
| 76 | HEIHEICO CORP NEW | 50,525 | $4.5B | 0.39% | |
| 77 | —DD3 ACQUISITION CORP | 442,668 | $4.5B | 0.39% | |
| 78 | —ARYA SCIENCES ACQUISITION CO | 391,875 | $4.5B | 0.39% | |
| 79 | USOUNITED STATES OIL FUND LP | 350,000 | $4.5B | 0.39% | Call |
| 80 | —ZILLOW GROUP INC | 4,000 | $4.5B | 0.39% | |
| 81 | —TRINE ACQUISITION CORP | 439,100 | $4.4B | 0.38% | |
| 82 | —HUBSPOT INC | 2,500 | $4.3B | 0.37% | |
| 83 | LGF/BEURLIONS GATE ENTMNT CORP | 432,988 | $4.3B | 0.37% | |
| 84 | —FIRST MAJESTIC SILVER CORP | 3,000 | $4.3B | 0.37% | |
| 85 | —INTERXION HOLDING N.V | 50,765 | $4.3B | 0.37% | |
| 86 | TJXTJX COS INC NEW | 68,410 | $4.2B | 0.36% | Put |
| 87 | —REPLAY ACQUISITION CORP | 398,605 | $4.1B | 0.36% | |
| 88 | SPLKCHFSPLUNK INC | 27,500 | $4.1B | 0.36% | Call |
| 89 | —LANDCADIA HLDGS II INC | 405,046 | $4.1B | 0.35% | |
| 90 | —OAKTREE ACQUISITION CORP | 400,106 | $4.1B | 0.35% | |
| 91 | —PIVOTAL INVT CORP II | 400,000 | $4.1B | 0.35% | |
| 92 | —NETFIN ACQUISITION CORP | 400,000 | $4.1B | 0.35% | |
| 93 | —ALUSSA ENERGY ACQUISITION CO | 400,000 | $4.0B | 0.35% | |
| 94 | DLTRDOLLAR TREE INC | 42,578 | $4.0B | 0.35% | Call |
| 95 | —B RILEY PRINCIPAL MERGER COR | 398,521 | $4.0B | 0.35% | |
| 96 | —GIGCAPITAL2 INC | 400,000 | $4.0B | 0.34% | |
| 97 | —CAESARS ENTMT CORP | 2,000 | $3.8B | 0.33% | |
| 98 | —TUSCAN HLDGS CORP II | 388,115 | $3.8B | 0.33% | |
| 99 | AVAAVISTA CORP | 77,885 | $3.7B | 0.32% | |
| 100 | —SEACOR HOLDINGS INC | 3,745 | $3.7B | 0.32% |
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