K2 PRINCIPAL FUND, L.P. Q4 2018 Filing

Filed February 13, 2019

Portfolio Value

$659.3B

Holdings

253

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (253 positions)

#StockSharesValue% PortfolioType
1
GOOGALPHABET INC
16,201$16.8B2.54%Put
2
GOOGLALPHABET INC
12,500$13.1B1.98%Put
3
VANTAGE ENERGY ACQUISITION
1,135,018$11.4B1.73%
4
FEDERAL STR ACQUISITION CORP
1,095,285$11.1B1.68%
5
INTEGRATED DEVICE TECHNOLOGY
7,015$10.8B1.64%
6
SPGSIMON PPTY GROUP INC NEW
62,600$10.5B1.59%Put
7
SPARTAN ENERGY ACQUISITON CO
1,033,900$10.3B1.57%
8
AEROJET ROCKETDYNE HLDGS INC
6,500$9.5B1.45%
9
PURE ACQUISITION CORP
903,746$9.3B1.41%
10
FAR PT ACQUISITION CORP
916,597$9.2B1.40%
11
XLKSELECT SECTOR SPDR TR
142,500$8.8B1.34%Put
12
AAPLAPPLE INC
53,000$8.4B1.27%Put
13
CM SEVEN STAR ACQUISITION CO
820,287$8.3B1.26%
14
CF FIN ACQUISITION CORP
800,000$8.0B1.21%
15
BPYPNBROOKFIELD PROPERTY REIT INC
483,892$7.8B1.18%
16
DFB HEALTHCARE ACQUISTION CO
755,853$7.6B1.16%
17
FINTECH ACQUISITION CORP III
750,000$7.5B1.14%
18
DELLDELL TECHNOLOGIES INC
148,306$7.2B1.10%Put
19
DUN & BRADSTREET CORP DEL NE
49,862$7.1B1.08%Put
20
RSGREPUBLIC SVCS INC
93,000$6.7B1.02%Put
21
IWMISHARES TR
50,000$6.7B1.02%Call
22
XOPUSDSPDR SERIES TRUST
247,700$6.6B1.00%Put
23
SABAN CAP ACQUISITION CORP
650,952$6.6B1.00%
24
CONSTELLATION ALPHA CAP CORP
638,903$6.5B0.99%
25
HAYMAKER ACQUISITION CORP
602,310$6.4B0.96%
26
VECTREN CORP
88,140$6.3B0.96%
27
ATHENAHEALTH INC
44,345$5.8B0.89%
28
COLLIER CREEK HOLDINGS
578,074$5.8B0.88%
29
PENSARE ACQUISITION CORP
566,754$5.7B0.87%
30
STATE BK FINL CORP
264,127$5.7B0.86%
31
SMHVANECK VECTORS ETF TR
64,900$5.7B0.86%Put
32
ZILLOW GROUP INC
5,500$5.4B0.82%
33
PANDORA MEDIA INC
662,600$5.4B0.81%
34
MCHPMICROCHIP TECHNOLOGY INC
73,512$5.3B0.80%Put
35
CHASERG TECHNLGY ACQUISITN C
525,000$5.2B0.80%
36
LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN
326,226$5.2B0.79%
37
VALEVALE S A
390,000$5.1B0.78%Put
38
MEGALITH FINL ACQUISITION CO
494,050$5.0B0.76%
39
AMCI ACQUISITION CORP
500,000$5.0B0.75%
40
LEGACY ACQUISITION CORP
488,020$5.0B0.75%
41
RHT1EURRED HAT INC
27,500$4.8B0.73%
42
UTXZUNITED TECHNOLOGIES CORP
45,053$4.8B0.73%Put
43
EAELECTRONIC ARTS INC
60,000$4.7B0.72%Call
44
TRINITY MERGER CORP
449,899$4.6B0.70%
45
TKK SYMPHONY ACQUISITION COR
455,759$4.6B0.70%
46
GORES HOLDINGS III INC
455,546$4.6B0.69%
47
SIRIEURSIRIUS XM HLDGS INC
796,500$4.5B0.69%Put
48
TIBERIUS ACQUISITION CORP
445,820$4.5B0.69%
49
DAYCERIDIAN HCM HLDG INC
125,759$4.3B0.66%Put
50
TRCOTRIBUNE MEDIA CO
94,200$4.3B0.65%
51
CITRIX SYS INC
3,000$4.3B0.65%
52
DISCKUSDDISCOVERY INC
183,515$4.2B0.64%
53
SILICON LABORATORIES INC
4,000$4.2B0.64%
54
OPES ACQUISITION CORP
419,877$4.2B0.63%
55
FANGDIAMONDBACK ENERGY INC
44,844$4.2B0.63%
56
ATVIEURACTIVISION BLIZZARD INC
88,500$4.1B0.63%Call
57
HEIHEICO CORP NEW
64,925$4.1B0.62%
58
ARYA SCIENCES ACQUISITION CO
391,875$4.1B0.61%
59
FORUM MERGER II CORP
399,600$4.0B0.61%
60
CHURCHILL CAP CORP
400,000$4.0B0.61%
61
ALBERTON ACQUISITION CORP
400,000$4.0B0.61%
62
ASPEN INSURANCE HOLDINGS LTD
94,326$4.0B0.60%
63
TENZING ACQUISITION CORP
375,000$3.8B0.57%
64
ONE MADISON CORP
376,321$3.8B0.57%
65
PATTERN ENERGY GROUP INC
3,775$3.7B0.57%
66
IMPERVA INC
65,206$3.6B0.55%
67
UNION ACQUISITION CORP
336,381$3.6B0.54%
68
LEO HOLDINGS CORP
348,704$3.6B0.54%
69
ENCANA CORP
611,854$3.5B0.54%Call
70
CHARDAN HEALTHCARE ACQUISITI
350,000$3.5B0.53%
71
HAYMAKER ACQUISITION CORP
345,000$3.5B0.52%
72
MODERN MEDIA ACQUISITION
332,415$3.4B0.51%
73
TWENTY FIRST CENTY FOX INC
69,704$3.4B0.51%
74
GUARANTY BANCORP DEL
158,980$3.3B0.50%
75
CLWCLEARWATER PAPER CORP
135,000$3.3B0.50%Put
76
SUXSYNNEX CORP
40,682$3.3B0.50%Put
77
LF CAP ACQUISITION CORP
316,905$3.2B0.49%
78
MERCMERCER INTL INC
300,873$3.1B0.48%
79
SOCIAL CAP HEDOSOPHIA HLDGS
306,503$3.1B0.46%
80
NEW FRONTIER CORP
300,000$3.0B0.46%
81
TRAVELPORT WORLDWIDE LTD
193,371$3.0B0.46%
82
DD3 ACQUISITION CORP
300,000$3.0B0.46%
83
LEISURE ACQUISITION CORP
294,007$3.0B0.45%
84
WPMWHEATON PRECIOUS METALS CORP
150,000$2.9B0.44%Call
85
MAGNOLIA OIL & GAS CORP
948,057$2.9B0.44%
86
THUNDER BRIDGE ACQUISITION L
281,500$2.9B0.43%
87
INVESTMENT TECHNOLOGY GRP NE
93,655$2.8B0.43%
88
HORTONWORKS INC
194,892$2.8B0.43%
89
PLATINUM EAGLE ACQUISITIN CO
262,335$2.7B0.42%
90
VMWEURVMWARE INC
20,000$2.7B0.42%Put
91
UNVREURUNIVAR INC
151,417$2.7B0.41%Call
92
MB FINANCIAL INC NEW
67,655$2.7B0.41%
93
SENTINEL ENERGY SVCS INC
260,311$2.7B0.41%
94
GRAF INDL CORP
264,354$2.6B0.40%
95
BLACKBERRY LTD
2,500$2.5B0.39%
96
KBL MERGER CORP IV
249,788$2.5B0.39%
97
BIG ROCK PARTNERS ACQUISI CO
240,000$2.5B0.38%
98
MSFTMICROSOFT CORP
24,500$2.5B0.38%Put
99
TPG PACE HLDGS CORP
247,700$2.5B0.38%
100
LGF/BEURLIONS GATE ENTMNT CORP
165,209$2.5B0.37%
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