K2 PRINCIPAL FUND, L.P. Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$1.2T
Holdings
297
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (297 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —CI FINL CORP | 5,170,134 | $108.3B | 8.79% | Call |
| 2 | PFSIPENNYMAC FINL SVCS INC NEW | 1,113,397 | $68.1B | 5.53% | Call |
| 3 | —BUNGE LIMITED | 741,673 | $60.3B | 4.90% | Put |
| 4 | PTONPELOTON INTERACTIVE INC | 534,000 | $46.5B | 3.78% | Put |
| 5 | EDVVANGUARD WORLD FD | 200,000 | $27.1B | 2.20% | Put |
| 6 | GQ9SPDR GOLD TR | 155,000 | $25.5B | 2.07% | Put |
| 7 | PMTPENNYMAC MTG INVT TR | 1,200,315 | $23.6B | 1.92% | |
| 8 | SKINTHE BEAUTY HEALTH COMPANY | 903,433 | $23.5B | 1.91% | Call |
| 9 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 10,437 | $18.9B | 1.54% | |
| 10 | HHC*HOWARD HUGHES CORP | 208,813 | $18.3B | 1.49% | |
| 11 | VOOVANGUARD INDEX FDS | 45,000 | $17.7B | 1.44% | Put |
| 12 | INMDINMODE LTD | 106,908 | $17.0B | 1.38% | Call |
| 13 | SNAPSNAP INC | 215,000 | $15.9B | 1.29% | Call |
| 14 | —PORTAGE FINTECH ACQUISITN CO | 1,600,000 | $15.9B | 1.29% | |
| 15 | WFGWEST FRASER TIMBER CO LTD | 145,600 | $15.5B | 1.26% | Call |
| 16 | —GOPRO INC | 11,000 | $12.5B | 1.01% | |
| 17 | BHCBAUSCH HEALTH COS INC | 444,800 | $12.4B | 1.01% | Call |
| 18 | MERCMERCER INTL INC | 1,060,000 | $12.3B | 1.00% | Call |
| 19 | LUV 1.25 05/01/25SOUTHWEST AIRLS CO | 7,838 | $11.7B | 0.95% | |
| 20 | —THE BEAUTY HEALTH COMPANY | 784,234 | $11.4B | 0.92% | |
| 21 | SLXVANECK ETF TRUST | 200,000 | $11.0B | 0.90% | Put |
| 22 | —TWITTER INC | 8,300 | $10.5B | 0.85% | |
| 23 | —GORES METROPOULOS II INC | 1,022,688 | $10.1B | 0.82% | |
| 24 | —CHW ACQUISITION CORPORATION | 990,000 | $10.1B | 0.82% | |
| 25 | —CREE INC | 7,150 | $10.0B | 0.82% | |
| 26 | AVYA 2.25 06/15/23AVAYA HLDGS CORP | 9,450 | $9.9B | 0.80% | |
| 27 | —IRONWOOD PHARMACEUTICALS INC | 9,000 | $9.8B | 0.80% | |
| 28 | RMBS 1.375 02/01/23RAMBUS INC DEL | 7,500 | $9.5B | 0.77% | |
| 29 | —KNOWLES CORP | 8,863 | $9.2B | 0.74% | |
| 30 | GMED 1 06/01/23NUVASIVE INC | 9,000 | $9.2B | 0.74% | |
| 31 | KSUEURKANSAS CITY SOUTHERN | 33,510 | $9.1B | 0.74% | |
| 32 | SPLK 0.5 09/15/23SPLUNK INC | 7,719 | $9.0B | 0.73% | |
| 33 | —MARRIOTT VACATIONS WORLDWIDE | 7,252 | $8.6B | 0.70% | |
| 34 | FWONK 1 01/30/23LIBERTY MEDIA CORP DEL | 6,000 | $8.5B | 0.69% | |
| 35 | —WISDOMTREE INVTS INC | 7,250 | $8.5B | 0.69% | |
| 36 | —ATLAS AIR WORLDWIDE HLDGS IN | 7,151 | $8.4B | 0.68% | |
| 37 | MRKMERCK CO INC | 110,000 | $8.3B | 0.67% | Call |
| 38 | —IHS MARKIT LTD | 70,779 | $8.3B | 0.67% | |
| 39 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 5,575 | $8.1B | 0.66% | |
| 40 | CVECENOVUS ENERGY INC | 800,000 | $8.0B | 0.65% | Call |
| 41 | KBR 2.5 11/01/23KBR INC | 5,000 | $8.0B | 0.65% | |
| 42 | —JUPITER ACQUISITION CORP | 805,000 | $7.9B | 0.64% | |
| 43 | WGO 1.5 04/01/25WINNEBAGO INDS INC | 6,000 | $7.9B | 0.64% | |
| 44 | SSRMCN 2.5 04/01/39SSR MNG INC | 6,822 | $7.9B | 0.64% | |
| 45 | PD 1.25 07/01/25PAGERDUTY INC | 6,000 | $7.5B | 0.61% | |
| 46 | —MAGELLAN HEALTH INC | 75,000 | $7.1B | 0.58% | |
| 47 | WTWWILLIS TOWERS WATSON PLC LTD | 30,302 | $7.0B | 0.57% | |
| 48 | MNRUSDMONMOUTH REAL ESTATE INVT CO | 359,792 | $6.7B | 0.54% | |
| 49 | HYGISHARES TR | 75,000 | $6.6B | 0.53% | Put |
| 50 | TLTISHARES TR | 45,000 | $6.5B | 0.53% | Put |
| 51 | —PPD INC | 137,969 | $6.5B | 0.52% | |
| 52 | —REDBALL ACQUISITION CORP | 644,980 | $6.3B | 0.52% | |
| 53 | —B RILEY PRINCIPAL 150 MERGER | 624,012 | $6.1B | 0.49% | |
| 54 | SPWHSPORTSMANS WHSE HLDGS INC | 345,675 | $6.1B | 0.49% | |
| 55 | —AVISTA PUB ACQUISITION CORP | 600,000 | $6.1B | 0.49% | |
| 56 | XLNXEURXILINX INC | 40,000 | $6.0B | 0.49% | |
| 57 | 2XYSCIPLAY CORPORATION | 285,100 | $5.9B | 0.48% | |
| 58 | MDBMONGODB INC | 12,500 | $5.9B | 0.48% | Put |
| 59 | PSTG 0.125 04/15/23PURE STORAGE INC | 5,000 | $5.8B | 0.47% | |
| 60 | —NATURAL ORDER ACQUISITION CO | 585,343 | $5.7B | 0.47% | |
| 61 | PATK 1 02/01/23PATRICK INDS INC | 5,000 | $5.7B | 0.46% | |
| 62 | —10X CAP VENTURE ACQSTN CORP | 552,809 | $5.5B | 0.45% | |
| 63 | NUANEURNUANCE COMMUNICATIONS INC | 99,433 | $5.5B | 0.44% | |
| 64 | IWMISHARES TR | 25,000 | $5.5B | 0.44% | Put |
| 65 | RNGRINGCENTRAL INC | 24,900 | $5.4B | 0.44% | Put |
| 66 | —EXTRACTION OIL GAS INC | 94,646 | $5.3B | 0.43% | |
| 67 | —COLUMBIA PPTY TR INC | 277,497 | $5.3B | 0.43% | |
| 68 | CLDRCLOUDERA INC | 326,789 | $5.2B | 0.42% | |
| 69 | —AEROJET ROCKETDYNE HLDGS INC | 3,062 | $5.2B | 0.42% | |
| 70 | —HEALTHCARE SERVICES ACQU COR | 517,571 | $5.0B | 0.41% | |
| 71 | MXMAGNACHIP SEMICONDUCTOR CORP | 280,000 | $5.0B | 0.40% | Call |
| 72 | BASECOUCHBASE INC | 155,000 | $4.8B | 0.39% | |
| 73 | —II-VI INC | 3,510 | $4.7B | 0.38% | |
| 74 | ANYSPHERE 3D CORP NEW | 759,800 | $4.5B | 0.37% | |
| 75 | —CHP MERGER CORP | 442,226 | $4.4B | 0.36% | |
| 76 | GCMGWGCM GROSVENOR INC | 2,160,999 | $4.3B | 0.35% | |
| 77 | SCSANTANDER CONSUMER USA HLDGS | 102,613 | $4.3B | 0.35% | |
| 78 | —7GC CO HOLDINGS INC | 434,166 | $4.2B | 0.34% | |
| 79 | —LIFESCI ACQUISITION II CORP | 418,727 | $4.2B | 0.34% | |
| 80 | —D AND Z MEDIA ACQUISITION CO | 427,302 | $4.2B | 0.34% | |
| 81 | —HEALTH SCIENCES ACQ CORP 2 | 420,349 | $4.2B | 0.34% | |
| 82 | XECEURCIMAREX ENERGY CO | 47,179 | $4.1B | 0.33% | |
| 83 | —IGNYTE ACQUISITION CORP | 412,651 | $4.0B | 0.33% | |
| 84 | TYGOROTH CH ACQUISITION IV CO | 400,000 | $3.9B | 0.32% | |
| 85 | RKTROCKET COS INC | 244,200 | $3.9B | 0.32% | Put |
| 86 | —B RILEY PRIN 250 MERGER CORP | 399,999 | $3.9B | 0.31% | |
| 87 | WINVUWINVEST ACQUISITION CORP | 375,000 | $3.8B | 0.31% | |
| 88 | —HORIZON ACQUISITION CORP | 378,735 | $3.8B | 0.31% | |
| 89 | TXNMPNM RES INC | 75,951 | $3.8B | 0.31% | |
| 90 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR | 3,300 | $3.7B | 0.30% | |
| 91 | VERVEREIT INC | 81,140 | $3.7B | 0.30% | |
| 92 | ADVMCHFADVERUM BIOTECHNOLOGIES INC | 1,653,874 | $3.6B | 0.29% | |
| 93 | DSEURDRIVE SHACK INC | 1,268,462 | $3.6B | 0.29% | |
| 94 | BKNGBOOKING HOLDINGS INC | 1,500 | $3.6B | 0.29% | Put |
| 95 | —CIIG CAPITAL PARTNERS II INC | 350,000 | $3.5B | 0.29% | |
| 96 | MFS1EURWELBILT INC | 148,818 | $3.5B | 0.28% | |
| 97 | ASPAABRI SPAC I INC | 350,000 | $3.4B | 0.28% | |
| 98 | 07WAMR COOPER GROUP INC | 82,300 | $3.4B | 0.28% | Call |
| 99 | —CHARDAN NEXTECH ACQUISITION | 325,000 | $3.2B | 0.26% | |
| 100 | HRCHILL-ROM HLDGS INC | 21,491 | $3.2B | 0.26% |
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