K2 PRINCIPAL FUND, L.P. Q1 2024 Filing

Filed May 14, 2024

Portfolio Value

$579.0T

Holdings

218

Report Date

Q1 2024

Filing Type

13F-HR

All Holdings (218 positions)

#StockSharesValue% PortfolioType
1
TLTISHARES TR
307,000$29.0T5.02%Put
2
SPRYARS PHARMACEUTICALS INC
2,390,331$24.4T4.22%Call
3
IAU*ISHARES GOLD TR
450,000$18.9T3.27%Put
414,000$17.2T2.97%
5
AY 4 07/15/25ATLANTICA SUSTAINABLE INFRA
17,300$16.7T2.88%
6
MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN
18,250$15.5T2.69%
7
DBX 0 03/01/26DROPBOX INC
15,859$15.1T2.61%
8
SRGSERITAGE GROWTH PPTYS
1,472,705$14.2T2.45%Call
9
MSTR 0 02/15/27MICROSTRATEGY INC
10,200$14.0T2.42%
10
GQ9SPDR GOLD TR
60,500$12.4T2.15%Put
11
ENV 0.75 08/15/25ENVESTNET INC
12,500$12.4T2.13%
12
TRIP 0.25 04/01/26TRIPADVISOR INC
11,500$10.8T1.86%
13
TROWPRICE T ROWE GROUP INC
85,000$10.4T1.79%Put
148,500$10.3T1.77%
15
VOOVANGUARD INDEX FDS
20,000$9.6T1.66%Call
16
PTON 0 02/15/26PELOTON INTERACTIVE INC
11,000$9.3T1.61%
1710,000$8.8T1.52%
18
XLCSELECT SECTOR SPDR TR
100,000$8.2T1.41%Put
19
IBITISHARES BITCOIN TR
200,000$8.1T1.40%
20
MLMMARTIN MARIETTA MATLS INC
13,000$8.0T1.38%Call
21
SAVE 1 05/15/26SPIRIT AIRLS INC
16,393$7.9T1.37%
22
W 1.125 11/01/24WAYFAIR INC
8,000$7.9T1.36%
23
WT 3.25 06/15/26WISDOMTREE INC
7,344$7.5T1.29%
24
EVBG 0.125 12/15/24EVERBRIDGE INC
7,700$7.5T1.29%
25
AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC
7,000$7.4T1.28%
26
RNG 0 03/01/25RINGCENTRAL INC
7,799$7.4T1.27%
27
INTCINTEL CORP
160,000$7.1T1.22%Call
28
07WAMR COOPER GROUP INC
90,473$7.1T1.22%
29
XMESPDR SER TR
109,250$6.6T1.14%Put
30
RWT 5.625 07/15/24REDWOOD TRUST INC
6,572$6.6T1.13%
31
TXNMPNM RES INC
169,521$6.4T1.10%Call
32
PXDEURPIONEER NAT RES CO
24,138$6.3T1.09%
33
VSTVISTRA CORP
90,355$6.3T1.09%Call
346,000$5.7T0.99%
35
FNVFRANCO NEV CORP
46,200$5.5T0.95%Call
36
BL 0 03/15/26BLACKLINE INC
6,000$5.4T0.94%
37
SMHVANECK ETF TRUST
22,500$5.1T0.87%Call
38
MDUMDU RES GROUP INC
200,000$5.0T0.87%Call
39
ACIALBERTSONS COS INC
222,700$4.8T0.82%
40
TTGT 0 12/15/26TECHTARGET INC
5,000$4.8T0.82%
41
W 1 08/15/26WAYFAIR INC
5,000$4.6T0.80%
42
CORZ 12 01/23/29CORE SCIENTIFIC INC NEW
5,000$4.5T0.77%
434,271$4.5T0.77%
44
UNGUNITED STS NAT GAS FD LP
300,000$4.4T0.75%Call
45
BITOPROSHARES TR
130,128$4.2T0.73%
46
SANMSANMINA CORPORATION
60,000$3.7T0.64%Call
47
TFPMTRIPLE FLAG PRECIOUS METAL
181,737$3.6T0.61%
48
FCXFREEPORT-MCMORAN INC
75,000$3.5T0.61%Call
49
BBUBROOKFIELD BUSINESS PARTNERS
156,353$3.5T0.60%
50
GRABGRAB HOLDINGS LIMITED
1,004,373$3.2T0.54%
51
WT 5.75 08/15/28WISDOMTREE INC
2,700$3.2T0.54%
52
HESHESS CORP
20,149$3.1T0.53%
53
ERFGBPENERPLUS CORP
155,105$3.0T0.53%
54
KGCKINROSS GOLD CORP
484,559$3.0T0.51%Call
55
GDXJVANECK ETF TRUST
75,000$2.9T0.50%Put
56
SWN1EURSOUTHWESTERN ENERGY CO
378,401$2.9T0.50%
57
LARCN 1.75 01/15/27LITHIUM AMERICAS ARGENTINA C
3,500$2.8T0.48%
58
MSOSADVISORSHARES TR
275,000$2.8T0.48%Call
59
MGRCMCGRATH RENTCORP
21,311$2.6T0.45%
60
NLOPNET LEASE OFFICE PROPERTIES
109,205$2.6T0.45%
61
DELLDELL TECHNOLOGIES INC
22,500$2.6T0.44%Put
62
DJTTRUMP MEDIA TECHNOLOGY GRO
187,600$2.6T0.44%Put
63
CCIXCHURCHILL CAPITAL CORP VII
236,940$2.5T0.44%
64
TFIITFI INTL INC
15,682$2.5T0.43%
65
RGLDROYAL GOLD INC
20,000$2.4T0.42%Call
66
LITE 0.5 06/15/28LUMENTUM HLDGS INC
3,000$2.3T0.40%
67
STLDSTEEL DYNAMICS INC
15,600$2.3T0.40%
68
EAGLE BULK SHIPPING INC
36,206$2.3T0.39%
69
ZEOZEO ENERGY CORP
395,293$2.3T0.39%
70
FINNOVATE ACQUISITION CORP
200,000$2.2T0.39%
71
GENERATION ASIA I ACQUISITIO
200,000$2.2T0.38%
72
CAPITALWORKS EMNG MKTS ACQST
195,320$2.1T0.37%
73
MOUNTAIN CO I ACQUISITN CO
180,680$2.1T0.36%
74
AIVAPARTMENT INVT MGMT CO
253,284$2.1T0.36%
75
TARGET GLOBAL ACQUISI I CORP
177,098$2.0T0.34%
76
AGCN 0.375 01/15/27FIRST MAJESTIC SILVER CORP
2,500$2.0T0.34%
77
AVGOBROADCOM INC
1,450$1.9T0.33%
78
VALUENCE MERGER CORP I
147,549$1.7T0.29%
79
SNOWSNOWFLAKE INC
10,000$1.6T0.28%Put
80
TREE 0.5 07/15/25LENDINGTREE INC
1,725$1.6T0.28%
81
IVCAFINVESTCORP INDIA ACQUISTN CO
138,336$1.5T0.27%
82
IBACIB ACQUISITION CORP
150,000$1.5T0.26%
83
PARPAR TECHNOLOGY CORP
32,764$1.5T0.26%
84
AQUCAQUARON ACQUISITION CORP
132,209$1.4T0.25%
85
CURRINFINT ACQUISITION CORP
120,936$1.4T0.24%
86
DHID R HORTON INC
8,400$1.4T0.24%
87
PHMPULTE GROUP INC
11,000$1.3T0.23%
88
PLUTONIAN ACQUISITION CORP
123,655$1.3T0.23%
89
CPECALLON PETE CO DEL
35,428$1.3T0.22%
90
HUDSON ACQUISITION I CORP
117,027$1.2T0.21%
91
IGTAINCEPTION GROWTH ACQUSTN LTD
106,686$1.2T0.20%
92
TMT ACQUISITION CORP
108,285$1.2T0.20%
93
CLFCLEVELAND-CLIFFS INC NEW
50,000$1.1T0.20%Call
94
MRVLMARVELL TECHNOLOGY INC
16,000$1.1T0.20%
95
FORTUNE RISE ACQUISITION COR
99,999$1.1T0.19%
96
BRZEBRAZE INC
25,000$1.1T0.19%Put
97
AIEVFEUTUNE LIGHT ACQUISITION CO
100,624$1.1T0.19%
98
NEW PROVIDENCE ACQSITN CORP
99,915$1.1T0.19%
99
ETRNUSDEQUITRANS MIDSTREAM CORP
85,566$1.1T0.18%
100
DP CAP ACQUISITION CORP I
96,746$1.1T0.18%
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