K2 PRINCIPAL FUND, L.P. Q1 2023 Filing
Filed May 11, 2023
Portfolio Value
$726.6T
Holdings
244
Report Date
Q1 2023
Filing Type
13F-HR
All Holdings (244 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | DYHTARGET CORP | 167,400 | $27.7T | 3.82% | Call |
| 2 | FCXFREEPORT-MCMORAN INC | 625,000 | $25.6T | 3.52% | Put |
| 3 | TLTISHARES TR | 240,000 | $25.5T | 3.51% | Put |
| 4 | BNSBANK NOVA SCOTIA HALIFAX | 481,800 | $24.3T | 3.34% | Call |
| 5 | FRPTFRESHPET INC | 321,300 | $21.3T | 2.93% | Put |
| 6 | SPYSPDR SP 500 ETF TR | 50,000 | $20.5T | 2.82% | Put |
| 7 | HYGISHARES TR | 268,800 | $20.3T | 2.79% | Put |
| 8 | AY 4 07/15/25ATLANTICA SUSTAINABLE INFRA | 19,300 | $19.7T | 2.72% | |
| 9 | XMESPDR SER TR | 365,000 | $19.4T | 2.67% | Put |
| 10 | SPRYARS PHARMACEUTICALS INC | 2,815,890 | $18.3T | 2.52% | Put |
| 11 | DBX 0 03/01/26DROPBOX INC | 15,859 | $14.1T | 1.94% | |
| 12 | SPLK 0.5 09/15/23SPLUNK INC | 13,339 | $13.0T | 1.79% | |
| 13 | SJTSAN JUAN BASIN RTY TR | 1,212,305 | $12.8T | 1.76% | Call |
| 14 | —WISDOMTREE INC | 12,000 | $12.5T | 1.72% | |
| 15 | 07WAMR COOPER GROUP INC | 286,211 | $11.7T | 1.61% | Call |
| 16 | RGLDROYAL GOLD INC | 89,000 | $11.5T | 1.59% | Call |
| 17 | ENV 0.75 08/15/25ENVESTNET INC | 12,500 | $11.3T | 1.55% | |
| 18 | MPCMARATHON PETE CORP | 82,000 | $11.1T | 1.52% | Put |
| 19 | SPOT 0 03/15/26SPOTIFY USA INC | 13,000 | $10.9T | 1.50% | |
| 20 | NTNX 0.25 10/01/27NUTANIX INC | 13,000 | $10.8T | 1.49% | |
| 21 | RCLROYAL CARIBBEAN GROUP | 162,500 | $10.6T | 1.46% | Put |
| 22 | PMTPENNYMAC MTG INVT TR | 839,533 | $10.4T | 1.42% | |
| 23 | TOLTOLL BROTHERS INC | 166,600 | $10.0T | 1.38% | Put |
| 24 | DOCU 0 01/15/24DOCUSIGN INC | 10,230 | $9.8T | 1.35% | |
| 25 | IAU*ISHARES GOLD TR | 245,000 | $9.2T | 1.26% | Call |
| 26 | TRIP 0.25 04/01/26TRIPADVISOR INC | 10,500 | $8.7T | 1.20% | |
| 27 | SAVE 1 05/15/26SPIRIT AIRLS INC | 10,491 | $8.5T | 1.17% | |
| 28 | JNJJOHNSON JOHNSON | 54,389 | $8.4T | 1.16% | Call |
| 29 | DASHDOORDASH INC | 129,200 | $8.2T | 1.13% | Call |
| 30 | INN 1.5 02/15/26SUMMIT HOTEL PPTYS | 9,375 | $8.0T | 1.10% | |
| 31 | GQ9SPDR GOLD TR | 40,000 | $7.3T | 1.01% | Put |
| 32 | YRIYAMANA GOLD INC | 1,212,401 | $7.1T | 0.98% | |
| 33 | RNG 0 03/01/25RINGCENTRAL INC | 7,799 | $6.9T | 0.95% | |
| 34 | FT2FIRST HORIZON CORPORATION | 382,798 | $6.8T | 0.94% | Put |
| 35 | SRGSERITAGE GROWTH PPTYS | 860,562 | $6.8T | 0.93% | Call |
| 36 | USOUNITED STS OIL FD LP | 100,000 | $6.6T | 0.91% | Call |
| 37 | HTZHERTZ GLOBAL HLDGS INC | 381,635 | $6.2T | 0.86% | Call |
| 38 | —ACUITYADS HLDGS INC | 2,791,184 | $6.0T | 0.82% | Call |
| 39 | ACIALBERTSONS COS INC | 280,699 | $5.8T | 0.80% | |
| 40 | SSRMCN 2.5 04/01/39SSR MINING IN | 5,000 | $5.5T | 0.75% | |
| 41 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR | 6,300 | $5.4T | 0.74% | |
| 42 | PFSIPENNYMAC FINL SVCS INC NEW | 88,000 | $5.2T | 0.72% | Call |
| 43 | TWOTWO HBRS INVT CORP | 339,759 | $5.0T | 0.69% | |
| 44 | ATVIEURACTIVISION BLIZZARD INC | 56,352 | $4.8T | 0.66% | Call |
| 45 | SLVISHARES SILVER TR | 215,000 | $4.8T | 0.65% | Put |
| 46 | PTONPELOTON INTERACTIVE INC | 402,400 | $4.6T | 0.63% | Call |
| 47 | GMEDGLOBUS MED INC | 79,647 | $4.5T | 0.62% | Call |
| 48 | AYX 0.5 08/01/24ALTERYX INC | 4,815 | $4.5T | 0.62% | |
| 49 | IWMISHARES TR | 25,000 | $4.5T | 0.61% | Put |
| 50 | FNVFRANCO NEV CORP | 30,000 | $4.4T | 0.60% | Call |
| 51 | W 1.125 11/01/24WAYFAIR INC | 5,000 | $4.3T | 0.60% | |
| 52 | SPLK 1.125 09/15/25SPLUNK INC | 4,415 | $4.3T | 0.59% | |
| 53 | HASHASBRO INC | 76,300 | $4.1T | 0.56% | Call |
| 54 | RWTREDWOOD TRUST INC | 592,301 | $4.0T | 0.55% | Call |
| 55 | SSS1EURLIFE STORAGE INC | 29,782 | $3.9T | 0.54% | |
| 56 | SJR/BEURSHAW COMMUNICATIONS INC | 127,700 | $3.8T | 0.53% | |
| 57 | PTON 0 02/15/26PELOTON INTERACTIVE INC | 5,000 | $3.8T | 0.52% | |
| 58 | VMWEURVMWARE INC | 30,147 | $3.8T | 0.52% | |
| 59 | —NATIONAL INSTRS CORP | 70,461 | $3.7T | 0.51% | |
| 60 | NVROEURNEVRO CORP | 101,600 | $3.7T | 0.51% | Call |
| 61 | AFRMAFFIRM HLDGS INC | 322,200 | $3.6T | 0.50% | Call |
| 62 | CFCF INDS HLDGS INC | 50,000 | $3.6T | 0.50% | Call |
| 63 | MTARCELORMITTAL SA LUXEMBOURG | 120,000 | $3.6T | 0.50% | Put |
| 64 | GL40INDUS REALTY TRUST INC | 53,985 | $3.6T | 0.49% | |
| 65 | —NABORS INDS INC | 3,619 | $3.5T | 0.48% | |
| 66 | RYROYAL BK CDA SUSTAINABL | 35,000 | $3.3T | 0.46% | Call |
| 67 | AYATLANTICA SUSTAINABLE INFR P | 104,100 | $3.1T | 0.42% | Call |
| 68 | CCLCARNIVAL CORP | 300,000 | $3.0T | 0.42% | Put |
| 69 | —ALSET CAPITAL ACQUISITION CO | 264,831 | $2.7T | 0.37% | |
| 70 | AAALCOA CORP | 63,000 | $2.7T | 0.37% | Put |
| 71 | PSXPHILLIPS 66 | 25,000 | $2.5T | 0.35% | Put |
| 72 | SAVESPIRIT AIRLS INC | 140,727 | $2.4T | 0.33% | |
| 73 | GRPHGRAPHITE BIO INC | 969,620 | $2.4T | 0.33% | |
| 74 | AOGOAROGO CAPITAL ACQUISITION CO | 227,423 | $2.4T | 0.33% | |
| 75 | BLBLACKLINE INC | 35,000 | $2.4T | 0.32% | Call |
| 76 | DKNGDRAFTKINGS INC NEW | 121,000 | $2.3T | 0.32% | Call |
| 77 | CLFCLEVELAND-CLIFFS INC NEW | 125,000 | $2.3T | 0.32% | Put |
| 78 | AJRDEURAEROJET ROCKETDYNE HLDGS INC | 39,939 | $2.2T | 0.31% | |
| 79 | HZNPHORIZON THERAPEUTICS PUB L | 20,300 | $2.2T | 0.30% | |
| 80 | LVLNSPDR SER TR | 50,000 | $2.2T | 0.30% | Put |
| 81 | —AVALON ACQUISITION INC | 210,120 | $2.2T | 0.30% | |
| 82 | —SIGNAL HILL ACQUISITION CORP | 209,969 | $2.2T | 0.30% | |
| 83 | —REDWOODS ACQUISITION CORP | 209,786 | $2.2T | 0.30% | |
| 84 | —HUB CYBER SECURITY LTD | 1,665,019 | $2.2T | 0.30% | |
| 85 | PMCBPHARMACYTE BIOTECH INC | 723,271 | $2.1T | 0.28% | |
| 86 | CLRCFCLIMATEROCK | 196,312 | $2.0T | 0.28% | |
| 87 | CCIXCHURCHILL CAPITAL CORP V | 200,000 | $2.0T | 0.28% | |
| 88 | TFPMTRIPLE FLAG PRECIOUS METAL | 99,737 | $2.0T | 0.28% | |
| 89 | OSH 0 03/15/26OAK STR HEALTH INC | 2,000 | $2.0T | 0.27% | |
| 90 | WINGWINGSTOP INC | 9,800 | $1.8T | 0.25% | Put |
| 91 | —EF HUTTON ACQUISITION CORP I | 174,908 | $1.8T | 0.25% | |
| 92 | LYFTLYFT INC | 2,000 | $1.8T | 0.24% | |
| 93 | CGCCANOPY GROWTH CORP | 1,000,000 | $1.8T | 0.24% | Put |
| 94 | —LAMF GLOBAL VENTURES CORP I | 166,027 | $1.7T | 0.24% | |
| 95 | —LIBERTY RES ACQUISITION CORP | 162,339 | $1.7T | 0.23% | |
| 96 | GDSTGOLDENSTONE ACQUISITION LTD | 160,430 | $1.7T | 0.23% | |
| 97 | GMED 1 06/01/23NUVASIVE INC | 1,670 | $1.7T | 0.23% | |
| 98 | AIVAPARTMENT INVT MGMT CO | 213,192 | $1.6T | 0.23% | Call |
| 99 | —HAWKS ACQUISITION CORP | 161,161 | $1.6T | 0.23% | |
| 100 | —ANZU SPECIAL ACQUISITIN CORP | 158,930 | $1.6T | 0.22% |
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