K2 PRINCIPAL FUND, L.P. Q1 2021 Filing
Filed May 14, 2021
Portfolio Value
$1.3T
Holdings
276
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (276 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | TLTISHARES TR | 1,192,200 | $161.5B | 12.76% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 290,000 | $114.9B | 9.08% | Put |
| 3 | TSLATESLA INC | 55,000 | $36.7B | 2.90% | Put |
| 4 | PFSIPENNYMAC FINL SVCS INC NEW | 433,289 | $29.0B | 2.29% | |
| 5 | GQ9SPDR GOLD TR | 140,000 | $22.4B | 1.77% | Put |
| 6 | IGVISHARES TR | 60,000 | $20.5B | 1.62% | Put |
| 7 | SMHVANECK VECTORS ETF TR | 78,000 | $19.0B | 1.50% | Put |
| 8 | RNGRINGCENTRAL INC | 63,400 | $18.9B | 1.49% | Put |
| 9 | VOOVANGUARD INDEX FDS | 50,000 | $18.2B | 1.44% | Call |
| 10 | PTONPELOTON INTERACTIVE INC | 145,600 | $16.4B | 1.29% | Put |
| 11 | ARKKARK ETF TR | 120,000 | $14.4B | 1.14% | Put |
| 12 | STXSEAGATE TECHNOLOGY PLC | 182,500 | $14.0B | 1.11% | Put |
| 13 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 10,437 | $13.8B | 1.09% | |
| 14 | LUV 1.25 05/01/25SOUTHWEST AIRLS CO | 7,838 | $13.5B | 1.07% | |
| 15 | HHC*HOWARD HUGHES CORP | 123,808 | $11.8B | 0.93% | |
| 16 | AVYA 2.25 06/15/23AVAYA HLDGS CORP | 9,450 | $11.7B | 0.93% | |
| 17 | TSEMTOWER SEMICONDUCTOR LTD | 409,200 | $11.5B | 0.91% | Call |
| 18 | —COLONY STARWOOD HOMES | 7,500 | $10.6B | 0.84% | |
| 19 | —GOPRO INC | 8,000 | $10.6B | 0.84% | |
| 20 | PLNTPLANET FITNESS INC | 132,600 | $10.3B | 0.81% | Put |
| 21 | PSTG 0.125 04/15/23PURE STORAGE INC | 8,917 | $9.8B | 0.78% | |
| 22 | VAREURVARIAN MED SYS INC | 53,907 | $9.5B | 0.75% | |
| 23 | —CREE INC | 5,150 | $9.5B | 0.75% | |
| 24 | —VESPER HEALTHCARE ACQSTN COR | 877,948 | $9.5B | 0.75% | Call |
| 25 | —MARRIOTT VACTINS WORLDWID CO | 7,022 | $9.1B | 0.72% | |
| 26 | —CC NEUBERGER PRIN HLDGS II | 909,258 | $9.0B | 0.71% | |
| 27 | NWLNEWELL BRANDS INC | 330,000 | $8.8B | 0.70% | Call |
| 28 | MERCMERCER INTL INC | 608,965 | $8.8B | 0.69% | Call |
| 29 | —SEVEN OAKS ACQUISITION CORP | 888,206 | $8.7B | 0.68% | |
| 30 | —DYCOM INDS INC | 7,655 | $8.3B | 0.66% | |
| 31 | WGO 1.5 04/01/25WINNEBAGO INDS INC | 6,000 | $8.3B | 0.66% | |
| 32 | —REALPAGE INC | 6,500 | $8.3B | 0.66% | |
| 33 | —TWITTER INC | 7,889 | $8.2B | 0.65% | |
| 34 | EMBISHARES TR | 75,000 | $8.2B | 0.65% | Put |
| 35 | 07WAMR COOPER GROUP INC | 234,135 | $8.1B | 0.64% | Call |
| 36 | SSRMCN 2.5 04/01/39SSR MNG INC | 6,822 | $7.9B | 0.63% | |
| 37 | —VERINT SYS INC | 7,000 | $7.9B | 0.62% | |
| 38 | —SYNAPTICS INC | 4,000 | $7.4B | 0.58% | |
| 39 | —NATURAL ORDER ACQUISITION CO | 751,641 | $7.4B | 0.58% | |
| 40 | WTWWILLIS TOWERS WATSON PLC LTD | 32,000 | $7.3B | 0.58% | |
| 41 | —BESPOKE CAP ACQUISITION CORP | 711,690 | $7.1B | 0.56% | |
| 42 | —PRICELINE GRP INC | 6,000 | $7.1B | 0.56% | |
| 43 | XLISELECT SECTOR SPDR TR | 70,000 | $6.9B | 0.54% | Call |
| 44 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 5,575 | $6.7B | 0.53% | |
| 45 | XRTSPDR SER TR | 75,000 | $6.7B | 0.53% | Call |
| 46 | —TWITTER INC | 4,800 | $6.4B | 0.51% | |
| 47 | FROGJFROG LTD | 141,500 | $6.3B | 0.50% | Call |
| 48 | ALXNALEXION PHARMACEUTICALS INC | 40,000 | $6.1B | 0.48% | Call |
| 49 | —ZILLOW GROUP INC | 3,640 | $6.1B | 0.48% | |
| 50 | HYGISHARES TR | 70,000 | $6.1B | 0.48% | Put |
| 51 | MSFTMICROSOFT CORP | 25,000 | $5.9B | 0.47% | Call |
| 52 | MTSIMACOM TECH SOLUTIONS HLDGS I | 100,000 | $5.8B | 0.46% | Call |
| 53 | DDDUPONT DE NEMOURS INC | 75,000 | $5.8B | 0.46% | Call |
| 54 | —MAGELLAN HEALTH INC | 60,744 | $5.7B | 0.45% | |
| 55 | —GLOBIS ACQUISITION CORP | 563,730 | $5.6B | 0.44% | |
| 56 | —AEROJET ROCKETDYNE HLDGS INC | 3,062 | $5.5B | 0.44% | |
| 57 | —ATLAS AIR WORLDWIDE HLDGS IN | 5,151 | $5.5B | 0.43% | |
| 58 | FISVFISERV INC | 45,000 | $5.4B | 0.42% | Call |
| 59 | —HEALTHCARE SERVICES ACQU COR | 544,777 | $5.3B | 0.42% | |
| 60 | PFPTPROOFPOINT INC | 40,000 | $5.0B | 0.40% | Put |
| 61 | AYXEURALTERYX INC | 60,600 | $5.0B | 0.40% | Call |
| 62 | —NOCTURNE ACQUISITION CORP | 500,000 | $5.0B | 0.40% | |
| 63 | —AMERICAN ACQUISITION OPPT IN | 500,000 | $5.0B | 0.39% | |
| 64 | —AFRICAN GOLD ACQUISITION COR | 500,000 | $4.9B | 0.39% | |
| 65 | WORKSLACK TECHNOLOGIES INC | 118,687 | $4.8B | 0.38% | |
| 66 | —REDBALL ACQUISITION CORP | 481,213 | $4.8B | 0.38% | |
| 67 | —PTK ACQUISITION CORP | 483,563 | $4.8B | 0.38% | |
| 68 | —MALLARD ACQUISITION CORP | 481,820 | $4.8B | 0.38% | |
| 69 | TLRYEURTILRAY INC | 202,224 | $4.6B | 0.36% | |
| 70 | —VIVEON HEALTH ACQUISITION CO | 462,486 | $4.5B | 0.36% | |
| 71 | —HORIZON ACQUISITION CORP | 457,849 | $4.5B | 0.36% | |
| 72 | —IHS MARKIT LTD | 46,068 | $4.5B | 0.35% | |
| 73 | —BLUESCAPE OPPORTUNITIES ACQU | 445,019 | $4.4B | 0.35% | |
| 74 | —GW PHARMACEUTICALS PLC | 20,000 | $4.3B | 0.34% | |
| 75 | —CANTEL MED CORP | 53,714 | $4.3B | 0.34% | |
| 76 | NMRKNEWMARK GROUP INC | 416,699 | $4.2B | 0.33% | Call |
| 77 | CWBSPDR SER TR | 50,000 | $4.2B | 0.33% | Put |
| 78 | BPYPNBROOKFIELD PPTY REIT INC | 229,412 | $4.1B | 0.33% | |
| 79 | BBYBEST BUY INC | 35,000 | $4.0B | 0.32% | Call |
| 80 | HIGHARTFORD FINL SVCS GROUP INC | 60,000 | $4.0B | 0.32% | Put |
| 81 | FLIRFLIR SYS INC | 70,000 | $4.0B | 0.31% | |
| 82 | —CRESCENT ACQUISITION CORP | 387,821 | $3.9B | 0.31% | |
| 83 | —CHP MERGER CORP | 387,766 | $3.8B | 0.30% | |
| 84 | —SEACOR HOLDINGS INC | 3,875 | $3.8B | 0.30% | |
| 85 | EFAISHARES TR | 50,000 | $3.8B | 0.30% | Call |
| 86 | —DPCM CAP INC | 382,942 | $3.8B | 0.30% | |
| 87 | LLYLILLY ELI & CO | 20,000 | $3.7B | 0.30% | Call |
| 88 | HEROGLOBAL X FDS | 117,800 | $3.7B | 0.29% | Put |
| 89 | UAUNDER ARMOUR INC | 198,251 | $3.7B | 0.29% | |
| 90 | MXIMMAXIM INTEGRATED PRODS INC | 40,000 | $3.7B | 0.29% | |
| 91 | MNRUSDMONMOUTH REAL ESTATE INVT CO | 205,746 | $3.6B | 0.29% | |
| 92 | —CHURCHILL CAP CORP II | 363,893 | $3.6B | 0.29% | |
| 93 | —EPIPHANY TECHNOLOGY ACQUISIT | 370,616 | $3.6B | 0.29% | |
| 94 | RMBS 1.375 02/01/23RAMBUS INC DEL | 3,000 | $3.6B | 0.28% | |
| 95 | TXNMPNM RES INC | 72,690 | $3.6B | 0.28% | |
| 96 | —PLURALSIGHT INC | 3,583 | $3.5B | 0.28% | |
| 97 | —SEACOR HOLDINGS INC | 85,000 | $3.5B | 0.27% | |
| 98 | EWJISHARES INC | 50,000 | $3.4B | 0.27% | Call |
| 99 | SPBSPECTRUM BRANDS HLDGS INC NE | 40,000 | $3.4B | 0.27% | Call |
| 100 | A4SAMERIPRISE FINL INC | 14,600 | $3.4B | 0.27% | Call |
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