K2 PRINCIPAL FUND, L.P. Q1 2019 Filing
Filed May 14, 2019
Portfolio Value
$784.7B
Holdings
261
Report Date
Q1 2019
Filing Type
13F-HR
All Holdings (261 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SMHVANECK VECTORS ETF TR | 450,000 | $47.8B | 6.10% | Put |
| 2 | QCOMQUALCOMM INC | 500,000 | $28.5B | 3.63% | Put |
| 3 | XOPUSDSPDR SERIES TRUST | 925,000 | $28.4B | 3.62% | Put |
| 4 | —TUSCAN HOLDINGS CORP | 1,650,000 | $17.2B | 2.19% | |
| 5 | TLTISHARES TR | 110,000 | $13.9B | 1.77% | Put |
| 6 | —ROYAL GOLD INC | 13,000 | $13.0B | 1.66% | |
| 7 | —VANTAGE ENERGY ACQUISITION | 1,185,018 | $12.1B | 1.54% | |
| 8 | —INTEGRATED DEVICE TECHNOLOGY | 7,015 | $11.0B | 1.40% | |
| 9 | COTYCOTY INC | 928,632 | $10.7B | 1.36% | Put |
| 10 | —SPARTAN ENERGY ACQUISITON CO | 1,033,900 | $10.5B | 1.33% | |
| 11 | —PURE ACQUISITION CORP | 903,746 | $9.6B | 1.22% | |
| 12 | —FAR PT ACQUISITION CORP | 916,597 | $9.5B | 1.21% | |
| 13 | —SENTINEL ENERGY SVCS INC | 853,553 | $8.6B | 1.09% | |
| 14 | TRCOTRIBUNE MEDIA CO | 177,763 | $8.2B | 1.05% | |
| 15 | —CF FIN ACQUISITION CORP | 800,000 | $8.2B | 1.04% | |
| 16 | —CM SEVEN STAR ACQUISITION CO | 820,287 | $8.1B | 1.03% | |
| 17 | —TRINE ACQUISITION CORP | 800,000 | $8.0B | 1.02% | |
| 18 | —DFB HEALTHCARE ACQUISTION CO | 755,853 | $7.7B | 0.98% | |
| 19 | UFSDOMTAR CORP | 154,000 | $7.6B | 0.97% | Put |
| 20 | —FINTECH ACQUISITION CORP III | 750,000 | $7.6B | 0.97% | |
| 21 | —TRAVELPORT WORLDWIDE LTD | 481,436 | $7.6B | 0.97% | |
| 22 | —AEROJET ROCKETDYNE HLDGS INC | 5,000 | $7.4B | 0.94% | |
| 23 | NDQINVESCO QQQ TR | 40,000 | $7.2B | 0.92% | Put |
| 24 | —INSURANCE ACQUISITION CORP | 700,000 | $7.1B | 0.90% | |
| 25 | —CRESCENT ACQUISITION CORP | 700,000 | $7.0B | 0.89% | |
| 26 | —ONE MADISON CORP | 669,934 | $6.9B | 0.88% | |
| 27 | —LIBERTY EXPEDIA HLDGS INC | 156,100 | $6.7B | 0.85% | |
| 28 | —CBS CORP NEW | 140,000 | $6.7B | 0.85% | Call |
| 29 | —SOCIAL CAP HEDOSOPHIA HLDGS | 643,149 | $6.6B | 0.84% | |
| 30 | —MOSAIC ACQUISITION CORP | 608,677 | $6.1B | 0.78% | |
| 31 | —COLLIER CREEK HOLDINGS | 578,074 | $6.0B | 0.76% | |
| 32 | —BLACKBERRY LTD | 5,010 | $5.9B | 0.76% | |
| 33 | RHT1EURRED HAT INC | 32,000 | $5.8B | 0.75% | |
| 34 | —GRAF INDL CORP | 586,977 | $5.8B | 0.74% | |
| 35 | ASHRDBX ETF TR | 200,000 | $5.7B | 0.73% | Call |
| 36 | —WORKDAY INC | 4,000 | $5.6B | 0.72% | |
| 37 | —ZILLOW GROUP INC | 5,500 | $5.6B | 0.72% | |
| 38 | —TPG PACE HLDGS CORP | 538,962 | $5.5B | 0.70% | |
| 39 | —ULTIMATE SOFTWARE GROUP INC | 16,600 | $5.5B | 0.70% | |
| 40 | —CHASERG TECHNLGY ACQUISITN C | 525,000 | $5.3B | 0.68% | |
| 41 | —PENSARE ACQUISITION CORP | 516,354 | $5.3B | 0.67% | |
| 42 | MERCMERCER INTL INC | 380,000 | $5.1B | 0.65% | Call |
| 43 | —AMCI ACQUISITION CORP | 500,000 | $5.1B | 0.64% | |
| 44 | EBAEBAY INC | 136,000 | $5.1B | 0.64% | Put |
| 45 | —MEGALITH FINL ACQUISITION CO | 494,050 | $5.0B | 0.64% | |
| 46 | —FIRST MAJESTIC SILVER CORP | 5,000 | $4.9B | 0.62% | |
| 47 | —GORES HOLDINGS III INC | 455,546 | $4.7B | 0.60% | |
| 48 | —TIBERIUS ACQUISITION CORP | 445,820 | $4.6B | 0.59% | |
| 49 | —TRINITY MERGER CORP | 439,899 | $4.6B | 0.59% | |
| 50 | —PATTERN ENERGY GROUP INC | 4,525 | $4.5B | 0.58% | |
| 51 | SYFSYNCHRONY FINL | 140,000 | $4.5B | 0.57% | Call |
| 52 | —BUNGE LIMITED | 83,000 | $4.4B | 0.56% | Call |
| 53 | —TKK SYMPHONY ACQUISITION COR | 420,059 | $4.3B | 0.55% | |
| 54 | —OPES ACQUISITION CORP | 421,777 | $4.3B | 0.55% | |
| 55 | —LEGACY ACQUISITION CORP | 413,020 | $4.2B | 0.54% | |
| 56 | GOOGLALPHABET INC | 3,500 | $4.1B | 0.52% | |
| 57 | BPYPNBROOKFIELD PROPERTY REIT INC | 200,192 | $4.1B | 0.52% | |
| 58 | —ARYA SCIENCES ACQUISITION CO | 391,875 | $4.1B | 0.52% | |
| 59 | —HENNESSY CAP ACQUSTION CORP | 400,000 | $4.0B | 0.51% | |
| 60 | —DEXCOM INC | 3,000 | $4.0B | 0.51% | |
| 61 | CELGCELGENE CORP | 42,500 | $4.0B | 0.51% | Put |
| 62 | —MYLAN N V | 140,000 | $4.0B | 0.51% | Call |
| 63 | —MODERN MEDIA ACQUISITION | 382,415 | $4.0B | 0.50% | |
| 64 | WBC1EURWABCO HLDGS INC | 30,000 | $4.0B | 0.50% | Put |
| 65 | LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN | 267,563 | $3.8B | 0.48% | |
| 66 | —KBL MERGER CORP IV | 349,788 | $3.6B | 0.46% | |
| 67 | ONON SEMICONDUCTOR CORP | 175,000 | $3.6B | 0.46% | Put |
| 68 | —ATTUNITY LTD | 153,010 | $3.6B | 0.46% | Call |
| 69 | —LEO HOLDINGS CORP | 343,504 | $3.6B | 0.45% | |
| 70 | —ELLIE MAE INC | 35,632 | $3.5B | 0.45% | |
| 71 | —CHARDAN HEALTHCARE ACQUISITI | 350,000 | $3.5B | 0.45% | |
| 72 | FANGDIAMONDBACK ENERGY INC | 34,544 | $3.5B | 0.45% | |
| 73 | —ARRIS INTERNATIONAL PLC | 109,270 | $3.5B | 0.44% | |
| 74 | —FORUM MERGER II CORP | 324,600 | $3.4B | 0.43% | |
| 75 | —CHURCHILL CAP CORP | 247,452 | $3.3B | 0.42% | |
| 76 | CZREURCAESARS ENTMT CORP | 374,969 | $3.3B | 0.42% | Call |
| 77 | —ALBERTON ACQUISITION CORP | 322,020 | $3.2B | 0.41% | |
| 78 | LM03LIBERTY MEDIA CORP DELAWARE | 84,892 | $3.2B | 0.41% | |
| 79 | —MAGNOLIA OIL & GAS CORP | 948,057 | $3.2B | 0.41% | Call |
| 80 | MXIMMAXIM INTEGRATED PRODS INC | 60,000 | $3.2B | 0.41% | |
| 81 | TXNTEXAS INSTRS INC | 30,000 | $3.2B | 0.41% | Put |
| 82 | DISCKUSDDISCOVERY INC | 123,515 | $3.1B | 0.40% | |
| 83 | —DD3 ACQUISITION CORP | 300,000 | $3.0B | 0.39% | |
| 84 | —NEW FRONTIER CORP | 300,000 | $3.0B | 0.39% | |
| 85 | —LEISURE ACQUISITION CORP | 294,007 | $3.0B | 0.38% | |
| 86 | RIORIO TINTO PLC | 50,000 | $2.9B | 0.38% | Put |
| 87 | —FINISAR CORP | 3,000 | $2.9B | 0.37% | |
| 88 | DELLDELL TECHNOLOGIES INC | 49,381 | $2.9B | 0.37% | |
| 89 | —GOLDCORP INC NEW | 251,934 | $2.9B | 0.37% | Put |
| 90 | —LF CAP ACQUISITION CORP | 277,305 | $2.9B | 0.37% | |
| 91 | RSGREPUBLIC SVCS INC | 35,000 | $2.8B | 0.36% | Put |
| 92 | —U S G CORP | 64,900 | $2.8B | 0.36% | |
| 93 | —MEDEQUITIES RLTY TR INC | 251,243 | $2.8B | 0.36% | |
| 94 | BABOEING CO | 7,200 | $2.7B | 0.35% | Call |
| 95 | CUKCARNIVAL PLC | 53,852 | $2.7B | 0.34% | |
| 96 | —SPARK THERAPEUTICS INC | 23,260 | $2.6B | 0.34% | |
| 97 | NXPINXP SEMICONDUCTORS N V | 29,900 | $2.6B | 0.34% | Put |
| 98 | —SEACOR HOLDINGS INC | 2,695 | $2.6B | 0.33% | |
| 99 | —NAVISTAR INTL CORP NEW | 2,538 | $2.5B | 0.32% | |
| 100 | —BIG ROCK PARTNERS ACQUISI CO | 240,000 | $2.5B | 0.32% |
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